DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•• R••••••••• A•••••• L••
Latest filing Apr 1, 2026
First filing on the tape Jun 5, 2020 · 10 filings
SEC status approved since Jul 7, 2020
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
20 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.5B as of Apr 1, 2026
Mar 25, 2022$918M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Mar 30, 20210 then
Employees (5.A)26 as of Apr 1, 2026
Mar 30, 202167 then
Private funds: no history
RAUM +16% over the last fiscal year-3.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••• J•••••• Y••• · Co-Chief Executive Officercontrolsince 07/2017 · owns less than 5%
- B••••••••• R•••••• L•••• · Chief Compliance Officercontrolsince 04/2020 · owns less than 5%
- L••••• R•••••• H••••• · Chief Financial Officercontrolsince 01/2020 · owns less than 5%
- N••••••• S••••• C•••••• · Co-Chief Executive Officercontrolsince 07/2017 · owns less than 5%
- S••••• K••••••• K••• · Chief Legal Officercontrolsince 09/2022 · owns less than 5%
Entity owners
- K••••••• K••••• R•••••• • C•• L••• · Memberdirect · owns 75% or more · public reporting company
- K•• • C•• G• L•• · General Partner Of K••••••• K••••• R•••••• • C•• L•••indirect · owns F of K••••••• K••••• R•••••• • C•• L•••
- K•• • C•• I••• · Shareholder Of K•• G•••• C•• I•••indirect · owns 75% or more of K•• G•••• C•• I••• · public reporting company
- K•• G•••• C•• I••• · Shareholder Of K•• G•••• H••••••• C••••indirect · owns 75% or more of K•• G•••• H••••••• C••••
- K•• G•••• H••••••• C•••• · General Partner Of K•• G•••• H••••••• L•••indirect · owns F of K•• G•••• P••••••••• L•••
- K•• G•••• H••••••• L••• · Limited Partner Of Kkr Group P••••••••• LPindirect · owns 25% to 50% of K•• G•••• H••••••• L•••
- K•• G•••• H••••••• L••• · Limited Partner Of K•• G•••• P••••••••• L•••indirect · owns 25% to 50% of K•• G•••• P••••••••• L•••
- K•• G•••• P••••••••• L••• · Limited Partner Of K••••••• K••••• R•••••• • C•• L••• And Sole Shareholder Of K•• H••••• L••indirect · owns 75% or more of K••••••• K••••• R•••••• • C•• L•••
- K•• H••••• L•• · Sole Member Of K•• • C•• G• L••indirect · owns 75% or more of K•• • C•• G• L••
Related persons
Schedule D 7.A
- K•• M•••••••••investment adviserinvestment companyn
- K•• A••••••••• I••••••••• M••••••••• U•••••••• C••••••investment adviserbankn
- K•• C•••••• M•••••• I• L••broker-dealern
- K•• C•••••• M•••••• L••broker-dealern
- K•• C••••• A••••••• ••••••••• P••• L•••investment adviserbanknRAUM $4.9B
- K•• C••••• A••••••• ••• L••investment adviserbanknRAUM $271B
- K••••••• K••••• R•••••• • C•• L•••investment adviserbankyRAUM $400B
- T•• G••••• A••••••• F•••••••• G•••• L••broker-dealerreal estaten
Advisers that list K•• R••••••••• A•••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Hong Kong, China2 employees
- San Francisco, CA1 employees
- Menlo Park, CA1 employees
- Sydney, Australia1 employees
- Tokyo, Japan1 employees
What changed
consecutive filings, newest first
- Advisory employees · 18 to 20Mar 31, 2025 to Apr 1, 2026
- BD registered reps · 2 to 1Mar 31, 2025 to Apr 1, 2026
- Employees · 22 to 26Mar 31, 2025 to Apr 1, 2026
- Discretionary RAUM · $1.3B to $1.5BMar 31, 2025 to Apr 1, 2026
- RAUM · $1.3B to $1.5BMar 31, 2025 to Apr 1, 2026
- Financial planning clients · unset to Jan 7, 2025 to Mar 31, 2025
- Discretionary RAUM · $1.3B to $1.3BJan 7, 2025 to Mar 31, 2025
- RAUM · $1.3B to $1.3BJan 7, 2025 to Mar 31, 2025
- Advisory employees · 19 to 18Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 4 to 2Mar 31, 2023 to Mar 28, 2024
- Employees · 24 to 22Mar 31, 2023 to Mar 28, 2024
- Other offices · 8 to 5Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.6B to $1.3BMar 31, 2023 to Mar 28, 2024
- RAUM · $1.6B to $1.3BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 12 to 19Mar 25, 2022 to Mar 31, 2023
- BD registered reps · 3 to 4Mar 25, 2022 to Mar 31, 2023
- Employees · 16 to 24Mar 25, 2022 to Mar 31, 2023
- Other offices · 3 to 8Mar 25, 2022 to Mar 31, 2023
- Discretionary RAUM · $918M to $1.6BMar 25, 2022 to Mar 31, 2023
- RAUM · $918M to $1.6BMar 25, 2022 to Mar 31, 2023
- Accounts · unset to 1.0Mar 30, 2021 to Mar 25, 2022
- Advisory employees · 63 to 12Mar 30, 2021 to Mar 25, 2022
- BD registered reps · 2 to 3Mar 30, 2021 to Mar 25, 2022
- Employees · 67 to 16Mar 30, 2021 to Mar 25, 2022
- Discretionary RAUM · unset to 917808060.0Mar 30, 2021 to Mar 25, 2022
- Non-discretionary RAUM · unset to 0.0Mar 30, 2021 to Mar 25, 2022
- RAUM · unset to 917808060.0Mar 30, 2021 to Mar 25, 2022
- Accounts · 0.0 to unsetFeb 4, 2021 to Mar 30, 2021
- Advisory employees · 88 to 63Feb 4, 2021 to Mar 30, 2021
- BD registered reps · 7 to 2Feb 4, 2021 to Mar 30, 2021
- Employees · 131 to 67Feb 4, 2021 to Mar 30, 2021
- Discretionary RAUM · 0.0 to unsetFeb 4, 2021 to Mar 30, 2021
- Non-discretionary RAUM · 0.0 to unsetFeb 4, 2021 to Mar 30, 2021
- RAUM · 0.0 to unsetFeb 4, 2021 to Mar 30, 2021
Signals
9 dated events
- K•• R••••••••• A•••••• L•• reported 8 offices beyond its principal office, up from 3 (2022-03-25 to 2023-03-31)Mar 31, 2023 · Office count change · derived
- K•• R••••••••• A•••••• L•• reported RAUM $1.6B, up 76% from $917.8M (2022-03-25 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- James David Sorkin (Manager) no longer on Schedule A of K•• R••••••••• A•••••• L•• (listed 2022-03-25, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Roberts Henry Kravis (Class A Shareholder) no longer on Schedule A of K•• R••••••••• A•••••• L•• (listed 2022-03-25, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Rosenberg George Roberts (Class A Shareholder) no longer on Schedule A of K•• R••••••••• A•••••• L•• (listed 2022-03-25, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Yong Joseph Bae (Co-Chief Executive Officer) appeared on Schedule A of K•• R••••••••• A•••••• L••Mar 31, 2023 · Control person joined · fact
- Charles Scott Nuttall (Co-Chief Executive Officer) appeared on Schedule A of K•• R••••••••• A•••••• L••Mar 31, 2023 · Control person joined · fact
- K••• K•••••• S•••• (Chief Legal Officer) appeared on Schedule A of K•• R••••••••• A•••••• L••Mar 31, 2023 · Control person joined · fact
- K•• R••••••••• A•••••• L•• filed its initial SEC registration (Form ADV)Jun 5, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/KKRreportedpublic record, Form ADV, Sep 19, 2026
- Website
- KREST.reitreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-750-8300reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026