DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K•• C••••• A••••••• ••• L••
Latest filing Aug 26, 2026
First filing on the tape Mar 30, 2012 · 68 filings
SEC status approved since Oct 15, 2008
RAUM
$271B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
609
181 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
108
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$271B as of Aug 26, 2026
Mar 30, 2012$17B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 26, 2026
Apr 1, 20130 then
Employees (5.A)609 as of Aug 26, 2026
Apr 1, 2013121 then
Private funds108 as of Aug 26, 2026
Mar 30, 201223 then
RAUM +18% over the last fiscal year+15% a year over threeIARs 0 to 0offices 7 to 10
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- i••••••••• asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 65%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, publicationsreportedItem 5.G
- Custody
- $51B, 90 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$171B63%
- Pooled investment vehicles$93B34%
- Pension and profit-sharing plans$3.5B1.3%
- Investment companies$1.9B0.7%
- State and municipal entities$985M0.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 6reported
- Charitable clients
- 0reported
- Accounts
- 204reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $51B for 90 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.35 institutional_share=0.65 related_bd=true related_bank=true bd_reps=55.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
134 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•• G••••• C••••• O••••••••• M••••• F••• L••• | Hedge Fund | $2.7B | 108 | Nov 16, 2016 |
| K•• L•••••• P••••••• I•• L••• | Hedge Fund | $2.5B | 127 | Nov 28, 2017 |
| K••••••••• C••••••••• I•• L••• | Private Equity Fund | $2.2B | 1 | Mar 27, 2020 |
| K•• A••••••••• F•••••• P••••••• I• •••• S••• | Hedge Fund | $1.7B | 22 | Nov 26, 2024 |
| K•• D••••••••• O••••••••• ••••••••• F••• L••• | Hedge Fund | $1.5B | 462 | Nov 22, 2019 |
| A•••••• L••• F••• | Other Private Fund | $1.5B | 6 | Mar 31, 2014 |
| K•• A••••••••• F•••••• P••••••• •••• S••• | Hedge Fund | $1.3B | 44 | Feb 4, 2021 |
| K•• O••••••••• •••• F••• I• S••• | Hedge Fund | $1.3B | 39 | Mar 25, 2022 |
| K•• R•••••••• C••••• P••••••• I• L••• | Hedge Fund | $1.1B | 23 | Feb 21, 2018 |
| K•• O••••••••• ••••••••• F••• I• S••• | Hedge Fund | $1.1B | 26 | Mar 25, 2022 |
| K•• P•••••• C••••• O••••••••• P••••••• I• •••• L••• | Hedge Fund | $1.0B | 43 | Mar 30, 2016 |
| K•• A••••••••• F•••••• P••••••• L••• | Hedge Fund | $1.0B | 45 | Feb 4, 2021 |
| K•••••• C••••• B• L••• | Private Equity Fund | $985M | 6 | Mar 29, 2018 |
| K•• I••••••••• M••••• M••••• F••• L••• | Private Equity Fund | $965M | 4 | Mar 28, 2024 |
| K•• L•••••• P••••••• I• L••• | Hedge Fund | $905M | 62 | Nov 7, 2022 |
| K•• S•••••• S••••••••• •••• F••• I• L••• | Hedge Fund | $894M | 138 | Feb 26, 2015 |
| K•• L•••••• P••••••• E••••• I• •••• S••• | Hedge Fund | $855M | 7 | Nov 22, 2019 |
| K•• E••••••• U• D••••• L•••••• F••• S••• | Hedge Fund | $845M | 40 | Aug 28, 2024 |
| K•• D••••••••• O••••••••• •••• F••• S••• | Hedge Fund | $839M | 144 | Nov 22, 2019 |
| K•••••• C••••• A• L••• | Private Equity Fund | $830M | 5 | Mar 29, 2018 |
| K••••••••• C••••••••• I• L••• | Private Equity Fund | $716M | 2 | Mar 31, 2017 |
| K•• L•••••• P••••••• E••••• I•• ••••• S••• | Hedge Fund | $694M | 8 | Mar 31, 2023 |
| K•• T••••• T•• A••••••••• L••• | Private Equity Fund | $675M | 15 | Mar 28, 2024 |
| K•• E••••••• D••••• L•••••• F••• S••• | Hedge Fund | $666M | 19 | Feb 27, 2024 |
| K•• S•••••• S••••••••• ••••••••• F••• I• L••• | Hedge Fund | $656M | 227 | Feb 26, 2015 |
| A•••• C•• X• D••no longer reported | Securitized Asset Fund | $601M | 31 | Mar 29, 2018 |
| K•••••• C••••• P••••••• L••• | Hedge Fund | $598M | 2 | Apr 1, 2013 |
| A•••• C•• X• D••no longer reported | Securitized Asset Fund | $597M | 20 | Mar 29, 2018 |
| A•••• C•• X•• D••no longer reported | Securitized Asset Fund | $595M | 19 | Mar 29, 2018 |
| K•• L•••••• P••••••• I• ••••••••• L••• | Hedge Fund | $561M | 10 | Nov 7, 2022 |
| R••••• M••••• A••••••••• L• •••• | Private Equity Fund | $555M | 11 | Mar 28, 2024 |
| K•• E••••• S••••••••• ••••••••• L•••no longer reported | Hedge Fund | $550M | 21 | Mar 30, 2012 |
| A•••• C•• X•• D••no longer reported | Securitized Asset Fund | $543M | 21 | Mar 29, 2018 |
| A•••• C•• X••• D••no longer reported | Securitized Asset Fund | $542M | 10 | Mar 29, 2018 |
| K•• S••••••••• C••••• F••• L•• | Private Equity Fund | $538M | 1 | Mar 28, 2024 |
| A•••• C••••• O••••••••• P••no longer reported | Other Private Fund | $514M | 3 | Sep 16, 2013 |
| K•• R•••••••• C••••• P••••••• L••• | Hedge Fund | $510M | 8 | Nov 6, 2015 |
| K•• C•• 3• L••• | Securitized Asset Fund | $508M | 2 | Mar 25, 2022 |
| K•• R•••••••• C••••• P••••••• E••••• S••• | Hedge Fund | $491M | 13 | Nov 16, 2018 |
| K•• P•••••• C••••• O••••••••• P••••••• I• L••• | Hedge Fund | $482M | 60 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• N•••• D•••• · General Counsel Of K•• C••••• A••••••• ••• L••controlsince 05/2019 · owns less than 5%
- H•••••• G••••••• P•••••• · Head Of Credit Operationscontrolsince 02/2022 · owns less than 5%
- O••••••••• A••••••• J••• · Chief Compliance Officer Of K•• C••••• A••••••• ••• L••controlsince 03/2009 · owns less than 5%
- S••••••• C••••••••• A••••• · Head Of Creditcontrolsince 01/2022 · owns less than 5%
- V•• H•••• J••••••• B•••• · Chief Financial Officer Of K•• C••••• A••••••• ••• L••controlsince 03/2015 · owns less than 5%
Entity owners
- K••••••• K••••• R•••••• • C•• L••• · Member Of K•• C••••• A••••••• ••• L••direct · owns 75% or more · public reporting company
- K•• • C•• G• L•• · General Partner Of K••••••• K••••• R•••••• • C•• L•••indirect · owns F of K••••••• K••••• R•••••• • C•• L•••
- K•• • C•• I••• · Shareholder Of K•• G•••• C•• I•••indirect · owns 75% or more of K•• G•••• C•• I••• · public reporting company
- K•• G•••• C•• I••• · Shareholder Of K•• G•••• H••••••• C••••indirect · owns 75% or more of K•• G•••• H••••••• C••••
- K•• G•••• H••••••• C•••• · General Partner Of K•• G•••• H••••••• L•••indirect · owns F of K•• G•••• H••••••• L•••
- K•• G•••• H••••••• C•••• · General Partner Of K•• G•••• P••••••••• L•••indirect · owns F of K•• G•••• P••••••••• L•••
- K•• G•••• H••••••• L••• · L•••••• Partner Of K•• G•••• P••••••••• L•••indirect · owns 25% to 50% of K•• G•••• P••••••••• L•••
- K•• G•••• P••••••••• L••• · L•••••• Partner Of K••••••• K••••• R•••••• • C•• L•••indirect · owns 75% or more of K•• G•••• C•• I•••
- K•• G•••• P••••••••• L••• · Sole Member Of K•• H••••• L••indirect · owns 75% or more of K•• H••••• L••
- K•• H••••• L•• · Sole Member Of K•• • C•• G• L••indirect · owns 75% or more of K•• • C•• G• L••
Related persons
Schedule D 7.A
- F••••• A••••••• L••investment adviserbanknRAUM $16B
- K•• A••••••• L••investment adviserbanky
- K•• C••••• A••••••• L••investment advisery
- K•• F••• A••••••• L••investment adviserbankpooled vehicle sponsory
- K••• G• L••investment adviserpooled vehicle sponsory
- K•• M•••••••••investment adviserinvestment companyn
- K•• A••• S•• R•••investment adviserpooled vehicle sponsory
- K•• A••••••••• I••••••••• M••••••••• U•••••••• C••••••investment adviserbankn
- K•• A••••••••• A••• S•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• C••••••• C••••• O••••••••• G• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• C• S•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• C••••• S••••• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• C• I• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• C• I• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• C• I•• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• C• I• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• C• V• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• C• V••• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• C• X• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• D••••••••• O••••••••• S•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• E••••••• D••••• L•••••• S•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• G••••• C••••• O••••••••• G• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• L•••••• E••••• I• S•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• L•••••• E••••• I•• S•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• L•••••• I• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• L•••••• I•• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• L•••••• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• M•••••••• I• L•••investment adviserbankpooled vehicle sponsory
- K•• A••••••••• M••••• O••••••••• C•••••• L••investment adviserpooled vehicle sponsory
- K•• A••••••••• M••••• S•••••••• L•••investment adviserbankpooled vehicle sponsory
Advisers that list K•• C••••• A••••••• ••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY77 employees
- London, United Kingdom32 employees
- Dublin, Ireland19 employees
- S••••••••, Singapore5 employees
- Hong Kong, Hong Kong2 employees
- Menlo P•••, CA1 employees
- Dallas, TX1 employees
What changed
consecutive filings, newest first
- Private funds · 105 to 108Mar 31, 2026 to Aug 26, 2026
- Accounts · 221 to 204Feb 27, 2026 to Mar 31, 2026
- Advisory employees · 171 to 181Feb 27, 2026 to Mar 31, 2026
- BD registered reps · 46 to 55Feb 27, 2026 to Mar 31, 2026
- Charity clients · unset to 0.0Feb 27, 2026 to Mar 31, 2026
- Corporate clients · unset to 0.0Feb 27, 2026 to Mar 31, 2026
- HNW clients · unset to 0.0Feb 27, 2026 to Mar 31, 2026
- Individual clients · unset to 0.0Feb 27, 2026 to Mar 31, 2026
- Pension plan clients · unset to 6.0Feb 27, 2026 to Mar 31, 2026
- Pooled vehicle clients · 187 to 167Feb 27, 2026 to Mar 31, 2026
- Assets in custody · $43B to $51BFeb 27, 2026 to Mar 31, 2026
- Employees · 581 to 609Feb 27, 2026 to Mar 31, 2026
- Other offices · 7 to 10Feb 27, 2026 to Mar 31, 2026
- Private funds · 100 to 105Feb 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $230B to $271BFeb 27, 2026 to Mar 31, 2026
- Pension RAUM · $1.4B to $3.5BFeb 27, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $78B to $93BFeb 27, 2026 to Mar 31, 2026
- RAUM · $230B to $271BFeb 27, 2026 to Mar 31, 2026
- Private funds · 99 to 100Mar 31, 2025 to Feb 27, 2026
- Accounts · 187 to 221Feb 12, 2025 to Mar 31, 2025
- Advisory employees · 207 to 171Feb 12, 2025 to Mar 31, 2025
- BD registered reps · 45 to 46Feb 12, 2025 to Mar 31, 2025
- Pooled vehicle clients · 161 to 187Feb 12, 2025 to Mar 31, 2025
- Assets in custody · $38B to $43BFeb 12, 2025 to Mar 31, 2025
- Employees · 470 to 581Feb 12, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 12, 2025 to Mar 31, 2025
- Private funds · 91 to 99Feb 12, 2025 to Mar 31, 2025
- Discretionary RAUM · $205B to $230BFeb 12, 2025 to Mar 31, 2025
- Pension RAUM · $1.4B to $1.4BFeb 12, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $70B to $78BFeb 12, 2025 to Mar 31, 2025
- RAUM · $205B to $230BFeb 12, 2025 to Mar 31, 2025
- Private funds · 89 to 91Aug 28, 2024 to Nov 26, 2024
- Private funds · 88 to 89Mar 28, 2024 to Aug 28, 2024
- Accounts · 179 to 187Feb 27, 2024 to Mar 28, 2024
- Pooled vehicle clients · 154 to 161Feb 27, 2024 to Mar 28, 2024
- Assets in custody · $31B to $38BFeb 27, 2024 to Mar 28, 2024
- Other offices · 10 to 7Feb 27, 2024 to Mar 28, 2024
- Private funds · 85 to 88Feb 27, 2024 to Mar 28, 2024
- Discretionary RAUM · $176B to $205BFeb 27, 2024 to Mar 28, 2024
- Pension RAUM · $126M to $1.4BFeb 27, 2024 to Mar 28, 2024
Signals
14 dated events
- Roberts Henry Kravis (Class A Shareholder Of Kkr Holdings Gp Limited) no longer on Schedule A of K•• C••••• A••••••• ••• L•• (listed 2022-11-07, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Rosenberg George Roberts (Class A Shareholder Of Kkr Holdings Gp Limited) no longer on Schedule A of K•• C••••• A••••••• ••• L•• (listed 2022-11-07, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- K•• C••••• A••••••• ••• L•• reported RAUM $174.3B, up 156% from $68.1B (2021-07-26 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- B•••• M•••• (Chief Operating Officer) no longer on Schedule A of K•• C••••• A••••••• ••• L•• (listed 2021-07-26, absent 2022-03-25)Mar 25, 2022 · Control person left · inference
- Patrick Gregory Hickey (Head Of Credit Operations) appeared on Schedule A of K•• C••••• A••••••• ••• L••Mar 25, 2022 · Control person joined · fact
- A••••• C••••••••• S•••••• (Head Of Credit) appeared on Schedule A of K•• C••••• A••••••• ••• L••Mar 25, 2022 · Control person joined · fact
- B•••• M•••• (Chief Operating Officer) appeared on Schedule A of K•• C••••• A••••••• ••• L••Mar 30, 2021 · Control person joined · fact
- Rosenberg George Roberts (Class A Shareholder Of Kkr Holdings Gp Limited) appeared on Schedule A of K•• C••••• A••••••• ••• L••Mar 30, 2021 · Control person joined · fact
- Roberts Henry Kravis (Class A Shareholder Of Kkr Holdings Gp Limited) appeared on Schedule A of K•• C••••• A••••••• ••• L••Mar 30, 2021 · Control person joined · fact
- Noah Greenhill (General Counsel Of K•• C••••• A••••••• ••• L••) appeared on Schedule A of K•• C••••• A••••••• ••• L••Feb 7, 2020 · Control person joined · fact
- A••••• C••••••••• S•••••• (Head Of Leveraged Credit For K•• C••••• A••••••• ••• L••) no longer on Schedule A of K•• C••••• A••••••• ••• L•• (listed 2019-02-20, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Jane Nicole Macarchuk (General Counsel Of K•• C••••• A••••••• ••• L••) no longer on Schedule A of K•• C••••• A••••••• ••• L•• (listed 2019-02-20, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Maurice Nathaniel Zilkha (Head Of Alternative Credit For K•• C••••• A••••••• ••• L••) no longer on Schedule A of K•• C••••• A••••••• ••• L•• (listed 2019-02-20, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- K•• C••••• A••••••• ••• L•• reported RAUM $52.1B, up 26% from $41.5B (2018-02-21 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- K•• C••••• A••••••• ••• L•• · Independent Sponsorsshared crd · capital_provider
- K•• C••••• A••••••• ••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/KKRreportedpublic record, Form ADV, Sep 18, 2026
- Website
- KKCAustralia.com.aureportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-315-3620reportedpublic record, Form ADV, Aug 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026