DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kohlberg Kravis Roberts & Co. L.P.
Latest filing Jun 5, 2026
First filing on the tape Mar 30, 2012 · 46 filings
SEC status approved since Oct 15, 2008
RAUM
$400B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2,593
706 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
625
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$400B as of Jun 5, 2026
Mar 30, 2012$52B then
HNW client RAUM$0 as of Jun 5, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 5, 2026
Apr 1, 20130 then
Employees (5.A)2,593 as of Jun 5, 2026
Apr 1, 2013439 then
Private funds625 as of Jun 5, 2026
Mar 30, 201273 then
RAUM +14% over the last fiscal year+11% a year over threeIARs 0 to 0offices 19 to 25
Practice profile
derived from the filing of Jun 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived26 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, publicationsreportedItem 5.G
- Custody
- $382B, 154 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$345B86%
- Insurance companies$55B14%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 227reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $382B for 154 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.86 institutional_share=0.14 related_bd=true related_bank=true bd_reps=216.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
200 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Kkr North America Fund Xiii Scsp | Private Equity Fund | $18B | 992 | Mar 25, 2022 |
| Kkr Spn Investments L.P. | Private Equity Fund | $16B | 2 | Apr 1, 2013 |
| Kkr Asian Fund IV Scsp | Private Equity Fund | $14B | 433 | Mar 30, 2021 |
| Kkr Americas Fund Xii L.P. | Private Equity Fund | $14B | 281 | Mar 31, 2017 |
| Kkr Global Infrastructure Investors IV (Usd) Scsp | Private Equity Fund | $12B | 733 | Mar 25, 2022 |
| Kkr Asian Fund III L.P. | Private Equity Fund | $9.9B | 223 | Mar 29, 2018 |
| Kkr-Milton Strategic Partners L.P. | Private Equity Fund | $7.7B | 1 | Mar 29, 2018 |
| Kkr Asia Pacific Infrastructure Investors II Scsp | Private Equity Fund | $7.4B | 94 | Mar 31, 2023 |
| Kkr Core Investors (H) L.P. | Hedge Fund | $5.6B | 1 | Mar 29, 2018 |
| Kkr European Fund V (Usd) Scsp | Private Equity Fund | $4.9B | 125 | Mar 29, 2019 |
| Kkr Banff Aggregator L.P. | Private Equity Fund | $4.5B | 18 | Mar 28, 2024 |
| Kkr Global Infrastructure Investors III L.P. | Private Equity Fund | $4.5B | 111 | Mar 29, 2019 |
| Kkr Core Investors (C) L.P. | Hedge Fund | $4.5B | 1 | Mar 29, 2018 |
| Cps Managers Fund (US) L.P. | Private Equity Fund | $4.4B | 27 | Mar 29, 2018 |
| Kkr Diversified Core Infrastructure Master Fund (A) Scsp | Private Equity Fund | $4.3B | 58 | Mar 31, 2023 |
| Kkr Core Investors II (H) L.P. | Hedge Fund | $4.1B | 1 | Mar 25, 2022 |
| Kkr Core Investors II (C) L.P. | Hedge Fund | $4.0B | 1 | Mar 25, 2022 |
| Kkr Health Care Strategic Growth Fund II Scsp | Private Equity Fund | $4.0B | 167 | Mar 30, 2021 |
| Kkr European Fund Vi (Usd) Scsp | Private Equity Fund | $3.9B | 100 | Mar 31, 2023 |
| Thunderbird 2021-1 Financing L.P. | Securitized Asset Fund | $3.6B | 70 | Mar 28, 2024 |
| Lightning 2021-1 Financing L.P. | Securitized Asset Fund | $3.6B | 70 | Mar 28, 2024 |
| Kkr Ascendant Fund Scsp | Private Equity Fund | $3.6B | 101 | Mar 31, 2023 |
| Kkr European Fund Vi (Eur) Scsp | Private Equity Fund | $3.6B | 106 | Mar 31, 2023 |
| Kkr Asia Pacific Infrastructure Investors Scsp | Private Equity Fund | $3.4B | 52 | Mar 27, 2020 |
| Kkr Diversified Core Infrastructure Master Fund (B) Scsp | Private Equity Fund | $3.2B | 51 | Mar 31, 2023 |
| Kkr Diversified Core Infrastructure Fund (A) Scspno longer reported | Other Private Fund | $3.1B | 3 | Mar 30, 2021 |
| Kkr Kpgt Strategic Partnership L.P. | Private Equity Fund | $3.1B | 1 | Mar 28, 2024 |
| Kkr European Fund V (Eur) Scsp | Private Equity Fund | $3.0B | 89 | Mar 29, 2019 |
| Kkr Next Generation Technology Growth Fund II Scsp | Private Equity Fund | $3.0B | 106 | Mar 27, 2020 |
| Kkr North America Fund Xi (Indigo) L.P.no longer reported | Private Equity Fund | $3.0B | 151 | Mar 31, 2015 |
| Kkr North America Fund Xi L.P. | Private Equity Fund | $2.9B | 241 | Apr 1, 2013 |
| Cps Managers Master Fund L.P. | Private Equity Fund | $2.8B | 116 | Apr 1, 2013 |
| Kkr Dream Aggregator L.P. | Private Equity Fund | $2.8B | 29 | Mar 27, 2020 |
| Kkr Next Generation Technology Growth Fund III Scsp | Private Equity Fund | $2.7B | 131 | Mar 31, 2023 |
| Kkr Real Estate Partners Americas III Aiv I L.P. | Real Estate Fund | $2.6B | 68 | Mar 25, 2022 |
| Kkr Diversified Core Infrastructure Master Fund L.P. | Private Equity Fund | $2.6B | 27 | Mar 31, 2023 |
| Kkr Diversified Core Infrastructure Fund (B) Scspno longer reported | Other Private Fund | $2.4B | 4 | Mar 30, 2021 |
| Kkr Global Impact Fund II Scsp | Private Equity Fund | $2.4B | 411 | Mar 31, 2023 |
| Cavalry Feeder L.P. | Private Equity Fund | $2.3B | 4 | Mar 31, 2023 |
| Kkr-Milton Co-Investments III L.P. | Private Equity Fund | $2.2B | 1 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Yong Joseph Bae · Co-Chief Executive Officercontrolsince 07/2017 · owns less than 5%
- Bruce Karpati · Global Chief Compliance Officer & Counselcontrolsince 04/2014 · owns less than 5%
- Roberts Henry Kravis · Executive Co-Chairmancontrolsince 10/2009 · owns less than 5%
- Howard Robert Lewin · Chief Financial Officercontrolsince 01/2020 · owns less than 5%
- Charles Scott Nuttall · Co-Chief Executive Officercontrolsince 07/2017 · owns less than 5%
- Rosenberg George Roberts · Executive Co-Chairmancontrolsince 10/2009 · owns less than 5%
- David Ryan Stork · Chief Operating Officercontrolsince 01/2022 · owns less than 5%
- King Kathryn Sudol · Chief Legal Officercontrolsince 09/2022 · owns less than 5%
Entity owners
- Kkr & Co. Gp LLC · General Partner Of Kohlberg Kravis Roberts & Co. L.P.direct · owns less than 5%
- Kkr Group Partnership L.P. · Limited Partner Of Kohlberg Kravis Roberts & Co. L.P.direct · owns 75% or more
- Kkr & Co. Inc. · Shareholder Of Kkr Group Co. Inc.indirect · owns 75% or more of Kkr Group Co. Inc. · public reporting company
- Kkr Group Co. Inc. · Shareholder Of Kkr Group Holdings. Corp.indirect · owns 75% or more of Kkr Group Holdings Corp.
- Kkr Group Holdings Corp. · General Partner Of Kkr Group Partnership L.P.indirect · owns F of Kkr Group Partnership L.P.
- Kkr Group Holdings Corp. · General Partner Of Kkr Group Holdings L.P.indirect · owns F of Kkr Group Holdings L.P.
- Kkr Group Holdings L.P. · Limited Partner Of Kkr Group Partnership L.P.indirect · owns 25% to 50% of Kkr Group Partnership L.P.
- Kkr Group Partnership L.P. · Sole Member Of Kkr Holdco LLCindirect · owns 75% or more of Kkr Holdco LLC
- Kkr Holdco LLC · Sole Member Of Kkr & Co. Gp LLCindirect · owns 75% or more of Kkr & Co. Gp LLC
Related persons
Schedule D 7.A
- Alamo Gp LLCinvestment adviserpooled vehicle sponsory
- Allstar Co-Invest Gp LLCinvestment adviserbankpooled vehicle sponsory
- Alps Co-Invest Gp LLCinvestment adviserpooled vehicle sponsory
- Asf Walter Co-Invest Gp Limitedinvestment adviserpooled vehicle sponsory
- Avendus Capital Private Limitedpooled vehicle sponsory
- Avendus Wealth Management Private Limitedinvestment adviseryRAUM $2.0B
- Bobcat Funded 2021-A Holdings LLCinvestment adviserpooled vehicle sponsory
- Brunswick Asset Holdings (Overseas) LLCinvestment adviserpooled vehicle sponsory
- Brunswick Asset Holdings LLCinvestment adviserpooled vehicle sponsory
- Bulldog Investment Holdings Gp LLCinvestment adviserpooled vehicle sponsory
- Castle Aggregator Gp LLCinvestment adviserpooled vehicle sponsory
- Cavalry Feeder Gp LLCinvestment adviserpooled vehicle sponsory
- Cps (US) LLCinvestment adviserpooled vehicle sponsory
- Cps Associates (Lux) Scspinvestment adviserbankpooled vehicle sponsory
- Cps Associates (US) L.P.investment adviserpooled vehicle sponsory
- Cps Associates L.P.investment adviserbankpooled vehicle sponsory
- Elephant Investment Holdings Gp LLCinvestment adviserpooled vehicle sponsory
- Fan Co-Invest Gp Limitedinvestment adviserpooled vehicle sponsory
- Fs/Kkr Advisor, LLCinvestment adviserbanky
- Helios Co-Invest Gp Limitedinvestment adviserpooled vehicle sponsory
- Husky Funded 2021-A Holdings LLCinvestment adviserpooled vehicle sponsory
- Incred Financial Services Ltd.n
- Independence Energy Co-Invest Gp LLCinvestment adviserpooled vehicle sponsory
- Independence Energy Investors Gp LLCinvestment adviserpooled vehicle sponsory
- Keats Infrastructure Partners Gp LLCinvestment adviserpooled vehicle sponsory
- Kicking Horse Investment Holdings Gp LLCinvestment adviserbankpooled vehicle sponsory
- Kjr Managementinvestment adviserinvestment companyn
- Kkr 1996 Overseas, Limitedinvestment adviserbankpooled vehicle sponsory
- Kkr 2006 Aiv Gp LLCinvestment adviserpooled vehicle sponsory
- Kkr 2006 Aiv Limitedinvestment adviserpooled vehicle sponsory
Advisers that list Kohlberg Kravis Roberts & Co. L.P. as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom120 employees
- Menlo Park, CA53 employees
- Singapore, Singapore28 employees
- San Francisco, CA25 employees
- Sydney, Australia25 employees
- Tokyo, Japan24 employees
- Houston, TX22 employees
- Hong Kong, Hong Kong20 employees
- Chaoyang District Beijing, China19 employees
- Mumbai, India18 employees
- Seoul, Korea, South17 employees
- Shanghai, China12 employees
- Frankfurt, Germany12 employees
- Paris, France10 employees
- Stockholm, Sweden6 employees
- Los Angeles, CA5 employees
- Dallas, TX1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Jun 5, 2026related persons on Schedule D 7.A of 376.0 against a peer median of 18.0 (428 comparable advisers, 100.0th percentile, 20.1 robust deviations)peers: asset managers, $20B and over (428) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 163 to 227Mar 31, 2026 to Jun 5, 2026
- Advisory employees · 636 to 706Mar 31, 2026 to Jun 5, 2026
- Pooled vehicle clients · 154 to 209Mar 31, 2026 to Jun 5, 2026
- Assets in custody · $327B to $382BMar 31, 2026 to Jun 5, 2026
- Employees · 2,516 to 2,593Mar 31, 2026 to Jun 5, 2026
- Other offices · 22 to 25Mar 31, 2026 to Jun 5, 2026
- Private funds · 571 to 625Mar 31, 2026 to Jun 5, 2026
- Discretionary RAUM · $382B to $397BMar 31, 2026 to Jun 5, 2026
- Non-discretionary RAUM · $0 to $3.1BMar 31, 2026 to Jun 5, 2026
- Pooled vehicle RAUM · $327B to $345BMar 31, 2026 to Jun 5, 2026
- RAUM · $382B to $400BMar 31, 2026 to Jun 5, 2026
- Accounts · 154 to 163Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 671 to 636Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 185 to 216Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 148 to 154Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $241B to $327BMar 31, 2025 to Mar 31, 2026
- Employees · 2,135 to 2,516Mar 31, 2025 to Mar 31, 2026
- Other offices · 19 to 22Mar 31, 2025 to Mar 31, 2026
- Private funds · 550 to 571Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $352B to $382BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $303B to $327BMar 31, 2025 to Mar 31, 2026
- RAUM · $352B to $382BMar 31, 2025 to Mar 31, 2026
- Accounts · 125 to 154Feb 12, 2025 to Mar 31, 2025
- Advisory employees · 638 to 671Feb 12, 2025 to Mar 31, 2025
- BD registered reps · 159 to 185Feb 12, 2025 to Mar 31, 2025
- Pooled vehicle clients · 125 to 148Feb 12, 2025 to Mar 31, 2025
- Assets in custody · $199B to $241BFeb 12, 2025 to Mar 31, 2025
- Employees · 1,635 to 2,135Feb 12, 2025 to Mar 31, 2025
- Financial planning clients · 0 to 0Feb 12, 2025 to Mar 31, 2025
- Other offices · 18 to 19Feb 12, 2025 to Mar 31, 2025
- Private funds · 478 to 550Feb 12, 2025 to Mar 31, 2025
- Discretionary RAUM · $308B to $352BFeb 12, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $271B to $303BFeb 12, 2025 to Mar 31, 2025
- RAUM · $308B to $352BFeb 12, 2025 to Mar 31, 2025
- Accounts · 122 to 125Feb 27, 2024 to Mar 28, 2024
- Pooled vehicle clients · 122 to 125Feb 27, 2024 to Mar 28, 2024
- Assets in custody · $122B to $199BFeb 27, 2024 to Mar 28, 2024
- Other offices · 28 to 18Feb 27, 2024 to Mar 28, 2024
- Private funds · 390 to 478Feb 27, 2024 to Mar 28, 2024
- Discretionary RAUM · $290B to $308BFeb 27, 2024 to Mar 28, 2024
Signals
12 dated events
- Kohlberg Kravis Roberts & Co. L.P. reported 18 offices beyond its principal office, down from 28 (2024-02-27 to 2024-03-28)Mar 28, 2024 · Office count change · derived
- Kohlberg Kravis Roberts & Co. L.P. reported 28 offices beyond its principal office, up from 23 (2022-12-07 to 2023-03-31)Mar 31, 2023 · Office count change · derived
- James David Sorkin (Chief Legal Officer, Secretary & Director) no longer on Schedule A of Kohlberg Kravis Roberts & Co. L.P. (listed 2022-12-07, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- King Kathryn Sudol (General Counsel) appeared on Schedule A of Kohlberg Kravis Roberts & Co. L.P.Sep 14, 2022 · Control person joined · fact
- Kohlberg Kravis Roberts & Co. L.P. reported 22 offices beyond its principal office, up from 17 (2022-01-21 to 2022-03-25)Mar 25, 2022 · Office count change · derived
- Kohlberg Kravis Roberts & Co. L.P. reported RAUM $271.3B, up 59% from $170.9B (2022-01-21 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- David Ryan Stork (Chief Operating Officer) appeared on Schedule A of Kohlberg Kravis Roberts & Co. L.P.Jan 21, 2022 · Control person joined · fact
- Kohlberg Kravis Roberts & Co. L.P. reported 17 offices beyond its principal office, up from 3 (2021-02-04 to 2021-03-30)Mar 30, 2021 · Office count change · derived
- Kohlberg Kravis Roberts & Co. L.P. reported RAUM $171.3B, up 43% from $119.6B (2021-02-04 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Robert Lewin (Chief Financial Officer & Director) appeared on Schedule A of Kohlberg Kravis Roberts & Co. L.P.Jan 30, 2020 · Control person joined · fact
- Joseph William Janetschek (Chief Financial Officer & Director) no longer on Schedule A of Kohlberg Kravis Roberts & Co. L.P. (listed 2019-03-29, absent 2020-01-30)Jan 30, 2020 · Control person left · inference
- Kohlberg Kravis Roberts & Co. L.P. reported RAUM $119.1B, up 55% from $76.9B (2017-06-09 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Kohlberg Kravis Roberts & Co. L.P. · Independent Sponsorsshared crd · capital_provider
- Kohlberg Kravis Roberts & Co. L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/arctospartnersreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/KKRreportedpublic record, Form ADV, Sep 17, 2026
- Website
- KREST.reitreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-750-8300reportedpublic record, Form ADV, Jun 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Kohlberg Kravis Roberts & Co. L.P. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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