DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Triton Financial Group, Inc
Latest filing Mar 24, 2026
First filing on the tape Sep 22, 2020 · 29 filings
SEC status approved since Oct 19, 2020
RAUM
$259M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
70%
$182M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$129M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$259M as of Mar 24, 2026
Feb 11, 2021$234M then
HNW client RAUM$146M as of Mar 24, 2026
Feb 11, 2021$108M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Feb 11, 20212 then
Employees (5.A)5 as of Mar 24, 2026
Feb 11, 20216 then
Private funds: no history
RAUM -12% over the last fiscal year-2.3% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $129MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 123derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $510,314derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$146M56%
- Pension and profit-sharing plans$64.1M25%
- Individuals$36.3M14%
- Corporations and businesses$11.4M4.4%
- Charitable organizations$1.2M0.5%
- Individual clients
- 198reported
- HNW clients
- 48reported
- Pension plan clients
- 55reported
- Charitable clients
- 2reported
- Accounts
- 507reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.7 fund_share=0.0 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrew Ellis OsterCertified Financial Planner | Oklahoma City, Ok | Oct 19, 2020 | 23 y | 5 |
| Richard Joseph Diangelo | Oklahoma City, Ok | Jun 10, 2021 | 32 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Joseph Houston Combest to Second Line Capital, LLCJan 7, 2025 · RIA to RIA
Joined, latest
- Joseph Houston Combest from Hbw Advisory Services LLCSep 6, 2022 · RIA to RIA
- Andrew Ellis Oster from Triton Wealth Advisors, LLCOct 19, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Richard Diangelo · Vice Presidentcontrolsince 04/2021 · owns less than 5%
- Ellis Andrew Oster · President And Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- Elizabeth Catherine Oster · Board Membercontrolsince 06/2024 · owns less than 5%
- Ellis Andrew Oster · Trusteecontrolsince 07/2010 · owns 75% or more of Andrew Ellis Oster Revocable Trust
- Elizabeth Catherine Oster · Board Membercontrolsince 05/2024 · owns 25% to 50% of Andrew Ellis Oster Revocable Trust
- Raye Chelsea Perez · Director Of Compliance & Marketingsince 06/2024 · owns less than 5%
- L Mara Scott · Director Of Client Servicessince 12/2022 · owns less than 5%
Entity owners
- Andrew Ellis Oster Revocable Trust · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Epic RetirementLP sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oklahoma City, Ok · principal | 2 | 0 | 0 | ||
| Duncan, Ok | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Duncan, OK1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 24, 2026accounts (Item 5.F.2.f) moved from 338.0 to 507.0 (+50.0%) between the annual amendments of 2025-04-10 and 2026-03-24; the peer median change was +5.0% (3687 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 338 to 507May 15, 2025 to Mar 24, 2026
- Corporate clients · 2 to 10May 15, 2025 to Mar 24, 2026
- HNW clients · 80 to 48May 15, 2025 to Mar 24, 2026
- Individual clients · 216 to 198May 15, 2025 to Mar 24, 2026
- Pension plan clients · 38 to 55May 15, 2025 to Mar 24, 2026
- Financial planning clients · 11-25 to 1-10May 15, 2025 to Mar 24, 2026
- Discretionary RAUM · $293M to $259MMay 15, 2025 to Mar 24, 2026
- HNW RAUM · $183M to $146MMay 15, 2025 to Mar 24, 2026
- Individual RAUM · $52.6M to $36.3MMay 15, 2025 to Mar 24, 2026
- Pension RAUM · $54.7M to $64.1MMay 15, 2025 to Mar 24, 2026
- RAUM · $293M to $259MMay 15, 2025 to Mar 24, 2026
- Financial planning clients · 11-25 to 11-25Apr 10, 2025 to May 15, 2025
- Accounts · 811 to 338Jan 29, 2025 to Apr 10, 2025
- Corporate clients · 3 to 2Jan 29, 2025 to Apr 10, 2025
- HNW clients · 83 to 80Jan 29, 2025 to Apr 10, 2025
- Individual clients · 225 to 216Jan 29, 2025 to Apr 10, 2025
- Pension plan clients · 52 to 38Jan 29, 2025 to Apr 10, 2025
- Discretionary RAUM · $283M to $293MJan 29, 2025 to Apr 10, 2025
- HNW RAUM · $178M to $183MJan 29, 2025 to Apr 10, 2025
- Individual RAUM · $43.1M to $52.6MJan 29, 2025 to Apr 10, 2025
- Non-discretionary RAUM · $68,114 to $0Jan 29, 2025 to Apr 10, 2025
- Pension RAUM · $59.4M to $54.7MJan 29, 2025 to Apr 10, 2025
- RAUM · $283M to $293MJan 29, 2025 to Apr 10, 2025
- Advisory employees · 3 to 2Oct 25, 2024 to Jan 29, 2025
- Business name · CAPSTONE TRITON FINANCIAL GROUP INC to TRITON FINANCIAL GROUP, INCOct 25, 2024 to Jan 29, 2025
- Employees · 8 to 5Oct 25, 2024 to Jan 29, 2025
- State-registered IARs · 3 to 2Oct 25, 2024 to Jan 29, 2025
- Legal name · CAPSTONE TRITON FINANCIAL GROUP INC to TRITON FINANCIAL GROUP, INCOct 25, 2024 to Jan 29, 2025
- Other offices · 1 to 0Oct 25, 2024 to Jan 29, 2025
- Business name · CAPSTONE TRITON FINANCIAL GROUP LLC to CAPSTONE TRITON FINANCIAL GROUP INCAug 12, 2024 to Oct 15, 2024
- Employees · 9 to 8Aug 12, 2024 to Oct 15, 2024
- Insurance-licensed employees · 1 to 0Aug 12, 2024 to Oct 15, 2024
- Legal name · CAPSTONE TRITON FINANCIAL GROUP LLC to CAPSTONE TRITON FINANCIAL GROUP INCAug 12, 2024 to Oct 15, 2024
- Advisory employees · 4 to 3Jun 25, 2024 to Aug 12, 2024
- State-registered IARs · 4 to 3Jun 25, 2024 to Aug 12, 2024
- Organization form · Limited Liability Company to CorporationJun 25, 2024 to Aug 12, 2024
- Advisory employees · 5 to 4Apr 19, 2024 to Jun 25, 2024
- Employees · 10 to 9Apr 19, 2024 to Jun 25, 2024
- State-registered IARs · 5 to 4Apr 19, 2024 to Jun 25, 2024
- Accounts · 1,011 to 811Jul 20, 2023 to Mar 25, 2024
Signals
3 dated events
- Joseph Houston Combest left Triton Financial Group, Inc for Second Line Capital, Llc (registered 2025-01-02)Jan 7, 2025 · Advisor changed firm · fact
- Joseph Richard Diangelo (Vice President) appeared on Schedule A of Triton Financial Group, IncNov 30, 2021 · Control person joined · fact
- Capstone Triton Financial Group Llc filed its initial SEC registration (Form ADV)Sep 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- service@tritonfingroup.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- cperez@tritonfingroup.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 405-848-4646reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 405-442-0400reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 405-696-7140reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/tritonfingroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- tritonfingroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 405-696-7140reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- tritonfingroup.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- tritonfingroup.com/teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $129Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026