DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Abacus Capital Advisors

Independent wealth managerPlantation, FloridaCRD 309295SEC 801-132208websiteIAPD
Legal name Abacus Capital Advisors LLC
Latest filing Mar 30, 2026
First filing on the tape Feb 17, 2025 · 2 filings
SEC status approved since Mar 19, 2025
RAUM
$120M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$120M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$39.8M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$120M as of Mar 30, 2026
Feb 17, 2025$103M then
HNW client RAUM$53.7M as of Mar 30, 2026
Feb 17, 2025$88.1M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Feb 17, 20253 then
Employees (5.A)3 as of Mar 30, 2026
Feb 17, 20253 then
Private funds: no history
RAUM +16% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$39.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
16derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-4.0%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$65.8M55%
  • High-net-worth individuals$53.7M45%
Individual clients
23reported
HNW clients
25reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
80reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Mauro FermanPlantation, FlJan 10, 202510 y0
Benjamin Seth MartinPlantation, Fl Mar 6, 20259 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Plantation, Fl · principal300
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • HNW share shiftChange between filings · filing Mar 30, 2026
    HNW share of RAUM moved from 85.0% to 45.0% between the annual amendments of 2025-02-17 and 2026-03-30
    peers: independent wealth managers, $100M to $500M (5,676)
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 51 to 80
    Feb 17, 2025 to Mar 30, 2026
  • HNW clients · 46 to 25
    Feb 17, 2025 to Mar 30, 2026
  • Individual clients · 4 to 23
    Feb 17, 2025 to Mar 30, 2026
  • Discretionary RAUM · $103M to $120M
    Feb 17, 2025 to Mar 30, 2026
  • HNW RAUM · $88.1M to $53.7M
    Feb 17, 2025 to Mar 30, 2026
  • Individual RAUM · $768,170 to $65.8M
    Feb 17, 2025 to Mar 30, 2026
  • RAUM · $103M to $120M
    Feb 17, 2025 to Mar 30, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
954-361-4210reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile
linkedin.com/company/abacus-capital-advisorsreportedpublic record, Form ADV, Sep 17, 2026
Website
abacuscapitaladvisors.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
9543614210reportedpublic record, Form ADV, Mar 30, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$39.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026