DFX Intelligence

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O•• A•••• M••••••••• L•••

Independent wealth managerSEC-registered1 private funds· La Pazwebsite

Independent wealth manager, based in La Paz, reporting $63.8M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $63.8M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +18%
Private clients: 52% of RAUM, $33.1M

Advisors Advisor movement Where the RAUM sits

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +18% over the last fiscal year, to $63.8M.
2026-03-30
RAUM a year earlier $53.9MRAUM now $63.8M
8 published business contact points are on record, each with its source.
Contact points 8

Every filed figure, and the identifiersCRD 309729 · SEC 801-119113 · 13 filingsShow

CRD 309729SEC 801-119113First filing on the tape Jun 22, 2020, latest Mar 30, 2026SEC status approved since Oct 25, 2021IAPD

RAUM

$63.8M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

52%

$33.1M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

13 filings and snapshots on the tape

RAUM$63.8M as of Mar 30, 2026

Mar 23, 2022$16.8M then

HNW client RAUM$6.8M as of Mar 30, 2026

Mar 29, 2024$1.2M then

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 23, 20220 then

Employees (5.A)4 as of Mar 30, 2026

Mar 23, 20222 then

Private funds1 as of Mar 30, 2026

Mar 29, 20241 then

RAUM +18% over the last fiscal year+63% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.3MderivedHNW RAUM over HNW clients
Average account: $671,350derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +18%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: -3.2%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$26.3M41%
Investment companies$22.9M36%
Corporations and businesses$7.7M12%
High-net-worth individuals$6.8M11%
Pooled investment vehicles$66,8720.1%

Individual clients: 87reported
HNW clients: 3reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 95reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.52 fund_share=0.36 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
O•• ••••••• L•••• A•••••• F•••	Hedge Fund	$66,872	1	Oct 9, 2023

Owners and control persons

Schedule A and B, latest filing

A••••••• O••••• M••••••• · Chief Executive Officercontrol
since 12/2021 · owns less than 5%
P••••• R•••••••• P••• E•••••• · Ownercontrol
since 11/2022 · owns 75% or more of M•• G•••• S•••
B•••••• K•••• R•••• · Chief Compliance Officer
since 06/2020 · owns less than 5%
L••• D• L• V•••• A••••••••• A•••••• · Owner
since 11/2022 · owns F of M•• G•••• S•••

Entity owners

M•• G•••• S••• · Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 97 to 95
Jul 23, 2025 to Mar 30, 2026
Corporate clients · unset to 3.0
Jul 23, 2025 to Mar 30, 2026
HNW clients · 6 to 3
Jul 23, 2025 to Mar 30, 2026
Discretionary RAUM · $53.9M to $63.8M
Jul 23, 2025 to Mar 30, 2026
HNW RAUM · $8.1M to $6.8M
Jul 23, 2025 to Mar 30, 2026
Individual RAUM · $22.3M to $26.3M
Jul 23, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $3.4M to $66,872
Jul 23, 2025 to Mar 30, 2026
RAUM · $53.9M to $63.8M
Jul 23, 2025 to Mar 30, 2026
Financial planning clients · unset to
Mar 24, 2025 to Jul 23, 2025
Accounts · 63 to 97
Mar 29, 2024 to Mar 24, 2025
Corporate clients · 1.0 to unset
Mar 29, 2024 to Mar 24, 2025
HNW clients · 1 to 6
Mar 29, 2024 to Mar 24, 2025
Individual clients · 59 to 87
Mar 29, 2024 to Mar 24, 2025
HQ state · unset to
Mar 29, 2024 to Mar 24, 2025
Discretionary RAUM · $45.4M to $53.9M
Mar 29, 2024 to Mar 24, 2025
HNW RAUM · $1.2M to $8.1M
Mar 29, 2024 to Mar 24, 2025
Individual RAUM · $17.6M to $22.3M
Mar 29, 2024 to Mar 24, 2025
Pooled vehicle RAUM · $3.7M to $3.4M
Mar 29, 2024 to Mar 24, 2025
RAUM · $45.4M to $53.9M
Mar 29, 2024 to Mar 24, 2025
Accounts · 50 to 63
Oct 9, 2023 to Mar 29, 2024
HNW clients · 6 to 1
Oct 9, 2023 to Mar 29, 2024
Individual clients · 41 to 59
Oct 9, 2023 to Mar 29, 2024
Discretionary RAUM · $39.9M to $45.4M
Oct 9, 2023 to Mar 29, 2024
HNW RAUM · $5.9M to $1.2M
Oct 9, 2023 to Mar 29, 2024
Individual RAUM · $9.5M to $17.6M
Oct 9, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $3.4M to $3.7M
Oct 9, 2023 to Mar 29, 2024
RAUM · $39.9M to $45.4M
Oct 9, 2023 to Mar 29, 2024
Accounts · 1 to 50
May 23, 2023 to Oct 9, 2023
Advisory activities · 1 to 3
May 23, 2023 to Oct 9, 2023
Corporate clients · unset to 1.0
May 23, 2023 to Oct 9, 2023
HNW clients · unset to 6.0
May 23, 2023 to Oct 9, 2023
Individual clients · unset to 41.0
May 23, 2023 to Oct 9, 2023
Pooled vehicle clients · unset to 1.0
May 23, 2023 to Oct 9, 2023
Employees · 3 to 4
May 23, 2023 to Oct 9, 2023
Private funds · unset to 1
May 23, 2023 to Oct 9, 2023
Discretionary RAUM · $14.7M to $39.9M
May 23, 2023 to Oct 9, 2023
HNW RAUM · unset to 5897948.0
May 23, 2023 to Oct 9, 2023
Individual RAUM · unset to 9459354.0
May 23, 2023 to Oct 9, 2023
Pooled vehicle RAUM · unset to 3443081.0
May 23, 2023 to Oct 9, 2023
RAUM · $14.7M to $39.9M
May 23, 2023 to Oct 9, 2023

Signals

5 dated events

••• Locked
Mar 30, 2023 · Control person left · inference
••• Locked
Mar 30, 2023 · Control person joined · fact
••• Locked
Mar 23, 2022 · Control person left · inference
••• Locked
Sep 8, 2020 · Control person joined · fact
••• Locked
Jun 22, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
Contact form: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026