DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• P••• W••••• M••••••••• L••
Latest filing Jun 9, 2026
First filing on the tape Feb 11, 2025 · 5 filings
SEC status approved since Mar 6, 2025
RAUM
$144M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
57%
$82.6M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$72.1M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$144M as of Jun 9, 2026
Feb 11, 2025$120M then
HNW client RAUM$58.5M as of Jun 9, 2026
Feb 11, 2025$45.6M then
State-registered IARs (5.B.3)1 as of Jun 9, 2026
Feb 11, 20251 then
Employees (5.A)2 as of Jun 9, 2026
Feb 11, 20251 then
Private funds: no history
RAUM +20% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $72.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $430,603derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +43%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$61.7M43%
- High-net-worth individuals$58.5M41%
- Individuals$24.1M17%
- Individual clients
- 126reported
- HNW clients
- 36reported
- Pension plan clients
- 28reported
- Charitable clients
- n/areported
- Accounts
- 335reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.57 fund_share=0.0 institutional_share=0.43 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• T• J••• | Arlington, Va | Nov 16, 2020 | 19 y | 1 |
| T••••• W•••• F••••••••• | Gaithersburg, Md | Sep 4, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• T• J••• from U•• F•••••••• S••••••• I•••Nov 16, 2020 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Arlington, Va · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jun 9, 2026institutional share of RAUM of 43% against a peer median of 0% (5676 comparable advisers, 98.0th percentile, 14.3 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 98% percentile
- discretionary share shiftChange between filings · filing Mar 6, 2026discretionary share of RAUM moved from 60.0% to 97.0% between the annual amendments of 2025-02-11 and 2026-03-06peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 307 to 335Jan 14, 2026 to Mar 6, 2026
- Advisory activities · 4 to 5Jan 14, 2026 to Mar 6, 2026
- HNW clients · 21 to 36Jan 14, 2026 to Mar 6, 2026
- Individual clients · 92 to 126Jan 14, 2026 to Mar 6, 2026
- Employees · 1 to 2Jan 14, 2026 to Mar 6, 2026
- Financial planning clients · 1-10 to 0Jan 14, 2026 to Mar 6, 2026
- Discretionary RAUM · $71.3M to $139MJan 14, 2026 to Mar 6, 2026
- HNW RAUM · $45.6M to $58.5MJan 14, 2026 to Mar 6, 2026
- Individual RAUM · $25.7M to $24.1MJan 14, 2026 to Mar 6, 2026
- Non-discretionary RAUM · $48.5M to $5.0MJan 14, 2026 to Mar 6, 2026
- Pension RAUM · $48.5M to $61.7MJan 14, 2026 to Mar 6, 2026
- RAUM · $120M to $144MJan 14, 2026 to Mar 6, 2026
- Financial planning clients · 1-10 to 1-10Feb 11, 2025 to Jun 10, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@gloverparkwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 202-926-3725reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- gloverparkwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (202) 926-3636reportedpublic record, Form ADV, Jun 9, 2026
- Contact form
- gloverparkwealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026