DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••• A•••••••
Legal name C••••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Aug 14, 2020 · 10 filings
SEC status approved since Sep 15, 2020
RAUM
$628M
reported, Item 5.F
Discretionary
60%
of RAUM
Private clients
1.8%
$11.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$628M as of Mar 30, 2026
Jan 13, 2021$31.3M then
HNW client RAUM$11.5M as of Mar 30, 2026
Mar 31, 2023$6.5M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Jan 13, 20210 then
Employees (5.A)16 as of Mar 30, 2026
Jan 13, 202111 then
Private funds: no history
RAUM +27% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $5.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 60%derivedof RAUM
- Institutional
- 89%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$560M89%
- Other investment advisers$56.4M9.0%
- High-net-worth individuals$11.5M1.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 14reported
- Accounts
- 120reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.02 fund_share=0.09 institutional_share=0.89 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••• J••••••• P••••• · Chairman Of The Boardcontrolsince 11/2022 · owns less than 5%
- R•••• A••• · Chief Investment Officercontrolsince 05/2020 · owns less than 5%
- S••••••• S••••• E•••••••• · Chief Operating Officercontrolsince 11/2021 · owns less than 5%
- V•• D• B•••• P••••• T•••• · Chief Compliance Officersince 03/2024 · owns less than 5%
Entity owners
- C••••••• L•• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Washington, DC1 employees
What changed
consecutive filings, newest first
- Accounts · 131 to 120Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 10 to 9Mar 28, 2025 to Mar 30, 2026
- Charity clients · 13 to 14Mar 28, 2025 to Mar 30, 2026
- Employees · 15 to 16Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $269M to $377MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $6.7M to $11.5MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $226M to $251MMar 28, 2025 to Mar 30, 2026
- RAUM · $495M to $628MMar 28, 2025 to Mar 30, 2026
- Accounts · 115 to 131Mar 27, 2024 to Mar 28, 2025
- Advisory employees · 8 to 10Mar 27, 2024 to Mar 28, 2025
- Charity clients · 11 to 13Mar 27, 2024 to Mar 28, 2025
- HNW clients · 1.0 to unsetMar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $223M to $269MMar 27, 2024 to Mar 28, 2025
- HNW RAUM · $6.5M to $6.7MMar 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $141M to $226MMar 27, 2024 to Mar 28, 2025
- RAUM · $363M to $495MMar 27, 2024 to Mar 28, 2025
- Accounts · 104 to 115Mar 31, 2023 to Mar 27, 2024
- Charity clients · 8 to 11Mar 31, 2023 to Mar 27, 2024
- HNW clients · unset to 1.0Mar 31, 2023 to Mar 27, 2024
- Employees · 18 to 15Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $76.5M to $223MMar 31, 2023 to Mar 27, 2024
- HNW RAUM · $6.5M to $6.5MMar 31, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $200M to $141MMar 31, 2023 to Mar 27, 2024
- RAUM · $276M to $363MMar 31, 2023 to Mar 27, 2024
- Accounts · 58 to 104Nov 29, 2022 to Mar 31, 2023
- Advisory activities · 3 to 4Nov 29, 2022 to Mar 31, 2023
- Charity clients · unset to 8.0Nov 29, 2022 to Mar 31, 2023
- Employees · 13 to 18Nov 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $73.7M to $76.5MNov 29, 2022 to Mar 31, 2023
- HNW RAUM · unset to 6525339.0Nov 29, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $52.4M to $200MNov 29, 2022 to Mar 31, 2023
- RAUM · $126M to $276MNov 29, 2022 to Mar 31, 2023
- Accounts · 31 to 58Mar 31, 2022 to Jun 22, 2022
- Discretionary RAUM · $23.2M to $73.7MMar 31, 2022 to Jun 22, 2022
- Non-discretionary RAUM · $43.7M to $52.4MMar 31, 2022 to Jun 22, 2022
- RAUM · $66.9M to $126MMar 31, 2022 to Jun 22, 2022
- Accounts · 6 to 31Jun 24, 2021 to Mar 31, 2022
- Employees · 11 to 13Jun 24, 2021 to Mar 31, 2022
- Other offices · 3 to 1Jun 24, 2021 to Mar 31, 2022
Signals
5 dated events
- C••••••• A••••••• reported RAUM $628.0M, up 27% from $495.2M (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- C••••••• A••••••• reported RAUM $495.2M, up 36% from $363.1M (2024-03-27 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- C••••••• A••••••• reported RAUM $276.2M, up 119% from $126.1M (2022-11-29 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- James Mark Cirilli (Shareholder) no longer on Schedule A of C••••••• A••••••• (listed 2021-01-13, absent 2021-06-24)Jun 24, 2021 · Control person left · inference
- C••••••• A••••••• filed its initial SEC registration (Form ADV)Aug 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/11825751reportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-865-5096reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026