DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• A••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Jul 15, 2020 · 9 filings
SEC status approved since Aug 14, 2020
RAUM
$415M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$415M as of Mar 23, 2026
Mar 23, 2021$150M then
HNW client RAUM$0 as of Mar 23, 2026
Mar 23, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 23, 20210 then
Employees (5.A)5 as of Mar 23, 2026
Mar 23, 20215 then
Private funds: no history
RAUM +2.9% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- $138MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $415M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$415M100%
- Individual clients
- n/areported
- HNW clients
- 6reported
- Pension plan clients
- 3reported
- Charitable clients
- 7reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $415M for 3 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• S••••• C••• · Managing Directorcontrolsince 06/2018 · owns less than 5%
- B••••• D••••• A• · Managing Membercontrolsince 10/2013 · owns 50% to 75%
- C•••••• D•••• E•••••••• · Membercontrolsince 10/2013 · owns 25% to 50%
- F••••• A••• · Cfo And Ccocontrolsince 07/2020 · owns less than 5%
Related persons
Schedule D 7.A
- L••••••• I••••••••• 2••• G• L••bankpooled vehicle sponsorn
- L••••••• I••••••••• 2••• G• L••bankpooled vehicle sponsorn
- L••••••• S•••••• O••••••••• I• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Mar 26, 2025 to Mar 23, 2026
- HNW clients · unset to 6.0Mar 26, 2025 to Mar 23, 2026
- Assets in custody · $371M to $415MMar 26, 2025 to Mar 23, 2026
- Employees · 4 to 5Mar 26, 2025 to Mar 23, 2026
- Discretionary RAUM · $404M to $415MMar 26, 2025 to Mar 23, 2026
- Pension RAUM · $404M to $415MMar 26, 2025 to Mar 23, 2026
- RAUM · $404M to $415MMar 26, 2025 to Mar 23, 2026
- Financial planning clients · unset to Mar 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $371M to $404MMar 28, 2024 to Mar 26, 2025
- Pension RAUM · $371M to $404MMar 28, 2024 to Mar 26, 2025
- RAUM · $371M to $404MMar 28, 2024 to Mar 26, 2025
- Accounts · 2 to 3Mar 27, 2023 to Mar 28, 2024
- Pension plan clients · 2 to 3Mar 27, 2023 to Mar 28, 2024
- Assets in custody · $305M to $371MMar 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $305M to $371MMar 27, 2023 to Mar 28, 2024
- Pension RAUM · $305M to $371MMar 27, 2023 to Mar 28, 2024
- RAUM · $305M to $371MMar 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 1 to 2Mar 31, 2022 to Mar 27, 2023
- Assets in custody · $302M to $305MMar 31, 2022 to Mar 27, 2023
- Discretionary RAUM · $302M to $305MMar 31, 2022 to Mar 27, 2023
- Pension RAUM · $302M to $305MMar 31, 2022 to Mar 27, 2023
- RAUM · $302M to $305MMar 31, 2022 to Mar 27, 2023
- Accounts · 1 to 2Mar 23, 2021 to Mar 31, 2022
- Advisory employees · 4 to 3Mar 23, 2021 to Mar 31, 2022
- Charity clients · 6 to 7Mar 23, 2021 to Mar 31, 2022
- Pension plan clients · 1 to 2Mar 23, 2021 to Mar 31, 2022
- Assets in custody · $150M to $302MMar 23, 2021 to Mar 31, 2022
- Employees · 5 to 4Mar 23, 2021 to Mar 31, 2022
- Other offices · 0 to 1Mar 23, 2021 to Mar 31, 2022
- Discretionary RAUM · $150M to $302MMar 23, 2021 to Mar 31, 2022
- Pension RAUM · $150M to $302MMar 23, 2021 to Mar 31, 2022
- RAUM · $150M to $302MMar 23, 2021 to Mar 31, 2022
- Assets in custody · $151M to $150MFeb 22, 2021 to Mar 23, 2021
- Discretionary RAUM · $151M to $150MFeb 22, 2021 to Mar 23, 2021
- Pension RAUM · $151M to $150MFeb 22, 2021 to Mar 23, 2021
- RAUM · $151M to $150MFeb 22, 2021 to Mar 23, 2021
- Accounts · unset to 1.0Jul 15, 2020 to Dec 11, 2020
- Pension plan clients · unset to 1.0Jul 15, 2020 to Dec 11, 2020
- Assets in custody · unset to 151000000.0Jul 15, 2020 to Dec 11, 2020
- Custody of client assets · false to trueJul 15, 2020 to Dec 11, 2020
Signals
2 dated events
- L••••••• A••••••• L•• reported RAUM $301.7M, up 101% from $150.3M (2021-03-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- L••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Jul 15, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/landseerreportedpublic record, Form ADV, Sep 19, 2026
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-457-0902reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026