DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• A•••• M••••••••• L•
Latest filing Jun 25, 2026
First filing on the tape Sep 17, 2020 · 17 filings
SEC status approved since Oct 20, 2020
RAUM
$4.6B
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
5
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$4.6B as of Jun 25, 2026
Feb 5, 2021$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Feb 5, 20210 then
Employees (5.A)21 as of Jun 25, 2026
Feb 5, 20214 then
Private funds5 as of Jun 25, 2026
Feb 5, 20213 then
RAUM +5.8% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $307MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 74%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.2B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$2.8B61%
- Pooled investment vehicles$1.2B26%
- Sovereign wealth funds$609M13%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.26 institutional_share=0.74 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• S••• F••• M••••• I• L••• | Other Private Fund | $375M | 40 | Jan 18, 2021 |
| S••••• S••••••• L•• | Other Private Fund | $338M | 2 | Jan 18, 2021 |
| S••••• C•••••• L••• | Other Private Fund | $302M | 21 | Mar 31, 2022 |
| S••••• S••• F••• M••••• L•••no longer reported | Other Private Fund | $302M | 43 | Mar 12, 2018 |
| S••••• S••• F••• M••••• L••• | Other Private Fund | $98.3M | 50 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• E•••• S•••••• · Chief Executive Officercontrolsince 12/2010 · owns 50% to 75%
- N••••• R••••••• N•• · Chief Financial Officercontrolsince 04/2023 · owns less than 5%
- W••••••• E•••• N••• · Chief Operating Officer And Chief Compliance Officercontrolsince 08/2019 · owns less than 5%
- G••••••••• D••••• A•••••• · Shareholdercontrolsince 01/2017 · owns 25% to 50% of S••••• H••••••• L••
- S•••••• B•••••••• E••• · Directorcontrolsince 12/2010 · owns 50% to 75% of S••••• H••••••• L••
Entity owners
- S••••• A•••• I••••••••• L•• · Limited Partnerdirect · owns 75% or more
- S••••• A•••• M••••••••• G•• L•• · General Partner To The Investment Adviserdirect · owns less than 5%
- S••••• H••••••• L•• · Shareholderindirect · owns 75% or more of S••••• A•••• I••••••••• L••
Related persons
Schedule D 7.A
- S••••• A•••• M••••••••• I••••••••• L•••investment adviserbankpooled vehicle sponsorn
- S••••• A•••• M••••••••• L•••investment adviserbankpooled vehicle sponsorn
- S••••• C•••••• G•• L•••bankpooled vehicle sponsorn
- S••••• S••• F••• I• G•• L•••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom4 employees
- Fort Lauderdale, FL1 employees
- Grand Cayman, Cayman Islands
What changed
consecutive filings, newest first
- Advisory employees · 6 to 8Jul 29, 2025 to Mar 31, 2026
- Assets in custody · $1.1B to $1.2BJul 29, 2025 to Mar 31, 2026
- Employees · 19 to 21Jul 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.8B to $4.0BJul 29, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $521M to $609MJul 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.1B to $1.2BJul 29, 2025 to Mar 31, 2026
- RAUM · $4.3B to $4.6BJul 29, 2025 to Mar 31, 2026
- Financial planning clients · unset to Jun 27, 2025 to Jul 29, 2025
- Accounts · 12 to 15Jun 28, 2024 to Mar 31, 2025
- Advisory employees · 5 to 6Jun 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 9 to 12Jun 28, 2024 to Mar 31, 2025
- Assets in custody · $1.1B to $1.1BJun 28, 2024 to Mar 31, 2025
- Employees · 18 to 19Jun 28, 2024 to Mar 31, 2025
- Private funds · 4 to 5Jun 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.7B to $3.8BJun 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $514M to $521MJun 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $1.1BJun 28, 2024 to Mar 31, 2025
- RAUM · $3.3B to $4.3BJun 28, 2024 to Mar 31, 2025
- Accounts · 16 to 12Jun 21, 2023 to Mar 28, 2024
- Advisory employees · 6 to 5Jun 21, 2023 to Mar 28, 2024
- Pooled vehicle clients · 13 to 9Jun 21, 2023 to Mar 28, 2024
- Assets in custody · $889M to $1.1BJun 21, 2023 to Mar 28, 2024
- Employees · 17 to 18Jun 21, 2023 to Mar 28, 2024
- Other offices · 2 to 3Jun 21, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.5B to $2.7BJun 21, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $485M to $514MJun 21, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $889M to $1.1BJun 21, 2023 to Mar 28, 2024
- RAUM · $3.0B to $3.3BJun 21, 2023 to Mar 28, 2024
- Accounts · 14 to 16Nov 1, 2022 to Mar 31, 2023
- Advisory employees · 7 to 6Nov 1, 2022 to Mar 31, 2023
- Pooled vehicle clients · 11 to 13Nov 1, 2022 to Mar 31, 2023
- Assets in custody · $880M to $889MNov 1, 2022 to Mar 31, 2023
- Employees · 15 to 17Nov 1, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.5B to $2.5BNov 1, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.3B to $485MNov 1, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.1B to $889MNov 1, 2022 to Mar 31, 2023
- RAUM · $2.8B to $3.0BNov 1, 2022 to Mar 31, 2023
- Accounts · 11 to 14Feb 5, 2021 to Mar 31, 2022
- Advisory employees · 2 to 7Feb 5, 2021 to Mar 31, 2022
- Pooled vehicle clients · 9 to 11Feb 5, 2021 to Mar 31, 2022
Signals
5 dated events
- S••••• A•••• M••••••••• L• reported RAUM $4.3B, up 34% from $3.3B (2024-06-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Nmn Rebecca Noyes (Chief Financial Officer) appeared on Schedule A of S••••• A•••• M••••••••• L•Jun 21, 2023 · Control person joined · fact
- S••••• A•••• M••••••••• L• reported RAUM $2.8B, up 72% from $1.6B (2021-02-05 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- S•••••• E••• B••••••• (Chief Executive Officer) appeared on Schedule A of S••••• A•••• M••••••••• L•Jan 18, 2021 · Control person joined · fact
- S••••• A•••• M••••••••• L• filed its initial SEC registration (Form ADV)Sep 17, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• A•••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/stableassetmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- stableam.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +1 212 808 2076reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026