DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Aug 6, 2026
First filing on the tape Oct 13, 2020 · 11 filings
SEC status approved since Nov 13, 2020
RAUM
$568M
reported, Item 5.F
Discretionary
0.5%
of RAUM
Private clients
18%
$99.7M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$568M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$568M as of Aug 6, 2026
Mar 1, 2021$0 then
HNW client RAUM$84.8M as of Aug 6, 2026
Mar 24, 2022$109M then
State-registered IARs (5.B.3)1 as of Aug 6, 2026
Mar 1, 20210 then
Employees (5.A)6 as of Aug 6, 2026
Mar 1, 20214 then
Private funds: no history
RAUM +80% over the last fiscal year+35% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $568MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 216derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $800,452derivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.5%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +80%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$84.8M80%
- Individuals$14.8M14%
- Corporations and businesses$6.9M6.4%
- Charitable organizations$54,1270.1%
- Individual clients
- 110reported
- HNW clients
- 106reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 369reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.18 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• A•••••• C••••• | Coral Gables, Fl | Aug 4, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••• A•••••• C••••• from I••••••• A••••••• S•••••••• L••Aug 4, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• C••••• M•••••• A•••••• · Managing Partnercontrolsince 08/2020 · owns less than 5%
- C•••••• P••••• A•••••• · Managing Director / Principalcontrolsince 08/2020 · owns less than 5%
- R••••• J•••• C••••• · Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
Entity owners
- B• C•••••• L• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•••••••• B• C•••••• S••investment advisern
- B• C•••••• I••••••••• S•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $314,984,659 to $568,448,136 (+80.0%) between the annual amendments of 2025-03-12 and 2026-03-23; the peer median change was +12.0% (87 comparable advisers, 91.0th percentile of changes)peers: other advisers, $500M to $1B (87) · 91% percentile
What changed
consecutive filings, newest first
- Business name · B• C•••••• to I•••••• U• L••Mar 23, 2026 to Aug 6, 2026
- Legal name · B• C•••••• ADVISORS LLC to I•••••• U• L••Mar 23, 2026 to Aug 6, 2026
- Accounts · 325 to 369Mar 12, 2025 to Mar 23, 2026
- Charity clients · 2 to 1Mar 12, 2025 to Mar 23, 2026
- Corporate clients · 10 to 11Mar 12, 2025 to Mar 23, 2026
- HNW clients · 72 to 106Mar 12, 2025 to Mar 23, 2026
- Individual clients · 124 to 110Mar 12, 2025 to Mar 23, 2026
- Employees · 4 to 6Mar 12, 2025 to Mar 23, 2026
- Discretionary RAUM · $2.5M to $2.9MMar 12, 2025 to Mar 23, 2026
- HNW RAUM · $70.3M to $84.8MMar 12, 2025 to Mar 23, 2026
- Individual RAUM · $26.5M to $14.8MMar 12, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $313M to $566MMar 12, 2025 to Mar 23, 2026
- RAUM · $315M to $568MMar 12, 2025 to Mar 23, 2026
- Accounts · 328 to 325Sep 4, 2024 to Mar 12, 2025
- Advisory employees · 1 to 2Sep 4, 2024 to Mar 12, 2025
- Corporate clients · unset to 10.0Sep 4, 2024 to Mar 12, 2025
- HNW clients · 199 to 72Sep 4, 2024 to Mar 12, 2025
- Individual clients · unset to 124.0Sep 4, 2024 to Mar 12, 2025
- Employees · 8 to 4Sep 4, 2024 to Mar 12, 2025
- Financial planning clients · unset to Sep 4, 2024 to Mar 12, 2025
- State-registered IARs · 0 to 1Sep 4, 2024 to Mar 12, 2025
- Discretionary RAUM · $4.1M to $2.5MSep 4, 2024 to Mar 12, 2025
- HNW RAUM · $89.8M to $70.3MSep 4, 2024 to Mar 12, 2025
- Individual RAUM · unset to 26491920.0Sep 4, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $346M to $313MSep 4, 2024 to Mar 12, 2025
- RAUM · $350M to $315MSep 4, 2024 to Mar 12, 2025
- HQ city · MIAMI to CORAL GABLESMar 28, 2024 to Sep 4, 2024
- Accounts · 323 to 328Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 3 to 1Mar 30, 2023 to Mar 28, 2024
- Charity clients · unset to 2.0Mar 30, 2023 to Mar 28, 2024
- HNW clients · 175 to 199Mar 30, 2023 to Mar 28, 2024
- Employees · 3 to 8Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.2M to $4.1MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $109M to $89.8MMar 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $227M to $346MMar 30, 2023 to Mar 28, 2024
- RAUM · $232M to $350MMar 30, 2023 to Mar 28, 2024
- Accounts · 267 to 323Mar 24, 2022 to Mar 30, 2023
- Discretionary RAUM · $0 to $4.2MMar 24, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $209M to $227MMar 24, 2022 to Mar 30, 2023
- RAUM · $209M to $232MMar 24, 2022 to Mar 30, 2023
Signals
4 dated events
- I•••••• U• L•• reported RAUM $568.4M, up 80% from $315.0M (2025-03-12 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- I•••••• U• L•• reported RAUM $350.4M, up 51% from $231.6M (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Antonio Pablo Cuevas (Managing Director) appeared on Schedule A of I•••••• U• L••Mar 1, 2021 · Control person joined · fact
- B• C•••••• filed its initial SEC registration (Form ADV)Oct 13, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 305-448-0014reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $568Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026