DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• A••••••• P••••••• L••
Latest filing Mar 24, 2026
First filing on the tape May 19, 2021 · 12 filings
SEC status approved since Jun 21, 2021
RAUM
$2.8B
reported, Item 5.F
Discretionary
64%
of RAUM
Private clients
79%
$2.2B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$402M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$2.8B as of Mar 24, 2026
Apr 30, 2022$1.2B then
HNW client RAUM$2.2B as of Mar 24, 2026
Apr 30, 2022$1.2B then
State-registered IARs (5.B.3)7 as of Mar 24, 2026
Apr 30, 20226 then
Employees (5.A)11 as of Mar 24, 2026
Apr 30, 20228 then
Private funds2 as of Mar 24, 2026
Mar 31, 20235 then
RAUM +7.8% over the last fiscal year+37% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $402MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $38.8MderivedHNW RAUM over HNW clients
- Average account
- $36.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 64%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.2B79%
- Corporations and businesses$565M20%
- Pooled investment vehicles$35.0M1.2%
- Investment companies$1.5M0.1%
- Charitable organizations$705,3220.0%
- Individual clients
- n/areported
- HNW clients
- 57reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 78reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.79 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• R••• S••••• | New York, Ny | Sep 14, 2021 | 12 y | 0 |
| F•••••• C••••••••• S••••••• | New York, Ny | Aug 14, 2022 | 13 y | 1 |
| M••••••• S•••• P••••••• | New York, Ny | Mar 2, 2023 | 10 y | 0 |
| O••• E• H•••• | New York, Ny | Oct 31, 2023 | 10 y | 0 |
| S•••• T••••• | New York, Ny | Dec 11, 2023 | 21 y | 0 |
| J••• M••••• C•••••• A•••••• | New York, Ny | Oct 23, 2025 | 11 y | 0 |
| M••••• K••••••• | New York, Ny | Oct 30, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- F•••••• C••••••••• S••••••• from M••••• S••••••Aug 14, 2022 · Wirehouse to independent RIA
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• U••••••••• F••• L•• | Other Private Fund | $26.0M | 7 | Mar 29, 2024 |
| P•••••• A••••• L••no longer reported | Private Equity Fund | $6.0M | 8 | Mar 31, 2023 |
| C•• U••••••••• F••• L• | $6.0M | 4 | Mar 24, 2026 | |
| B••••••••• A••••• V• I• L••no longer reported | Private Equity Fund | $4.8M | 18 | Mar 31, 2023 |
| D•••••• L••no longer reported | Private Equity Fund | $4.6M | 6 | Mar 31, 2023 |
| K•••••• I• L••no longer reported | Private Equity Fund | $3.5M | 7 | Mar 31, 2023 |
| D•••••• P•••••••• S•••••••• L••no longer reported | Private Equity Fund | $786,500 | 11 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A•••• N••••••••• N••••• · Chief Compliance Officer / Chief Operating Officer / Chief Legal Counselcontrolsince 05/2021 · owns less than 5%
- S•••••• R•••• R••• · Chief Executive Officer And Portfolio Managercontrolsince 09/2021 · owns less than 5%
- S•••••• R•••• R••• · Managing Membercontrolsince 09/2021 · owns 75% or more of Qaus Investments LLC
Entity owners
- C•••••• I••••••••• · Managing Memberdirect · owns 75% or more
- C•••••• I••••••••• H•••••••• L•• · Managing Memberdirect · owns 75% or more
- Q••• I••••••••• L•• · Managing Memberindirect · owns 75% or more of Cordoba International Holdings, LLC
Related persons
Schedule D 7.A
- A••••••• C•••••• I••pooled vehicle sponsory
- Cordoba Capital Partners, LLCinvestment adviseryRAUM $153M
Advisers that list C•••••• A••••••• P••••••• L•• as a related person
- 329644 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 24, 2026peers: independent wealth managers, $1B to $5B (1,362)
- unusually large average accountStatic outlier · filing Mar 24, 2026RAUM per account of $36,079,286 against a peer median of $813,262 (1333 comparable advisers, 99.0th percentile, 23.8 robust deviations)peers: independent wealth managers, $1B to $5B (1,333) · 99% percentile
- unusually large average HNW clientStatic outlier · filing Mar 24, 2026HNW RAUM per HNW client of $38,805,810 against a peer median of $3,646,459 (1309 comparable advisers, 98.0th percentile, 17.4 robust deviations)peers: independent wealth managers, $1B to $5B (1,309) · 98% percentile
- client mix shiftChange between filings · filing Mar 24, 2026private-client share of RAUM moved from 52.0% to 79.0% between the annual amendments of 2025-03-28 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- institutional asset share shiftChange between filings · filing Mar 24, 2026institutional share of RAUM moved from 47.0% to 20.0% between the annual amendments of 2025-03-28 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 52.0% to 79.0% between the annual amendments of 2025-03-28 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 57 to 78Mar 28, 2025 to Mar 24, 2026
- Advisory employees · 6 to 7Mar 28, 2025 to Mar 24, 2026
- Charity clients · unset to 1.0Mar 28, 2025 to Mar 24, 2026
- Corporate clients · 2 to 1Mar 28, 2025 to Mar 24, 2026
- HNW clients · 47 to 57Mar 28, 2025 to Mar 24, 2026
- Pooled vehicle clients · 7 to 2Mar 28, 2025 to Mar 24, 2026
- Employees · 9 to 11Mar 28, 2025 to Mar 24, 2026
- State-registered IARs · 6 to 7Mar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.5B to $1.8BMar 28, 2025 to Mar 24, 2026
- HNW RAUM · $1.3B to $2.2BMar 28, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $1.1B to $999MMar 28, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $28.0M to $35.0MMar 28, 2025 to Mar 24, 2026
- RAUM · $2.6B to $2.8BMar 28, 2025 to Mar 24, 2026
- Accounts · 113 to 57Mar 29, 2024 to Mar 28, 2025
- Advisory activities · 4 to 5Mar 29, 2024 to Mar 28, 2025
- Corporate clients · unset to 2.0Mar 29, 2024 to Mar 28, 2025
- HNW clients · 49 to 47Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 7Mar 29, 2024 to Mar 28, 2025
- Employees · 10 to 9Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · 1-10 to 1-10Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $984M to $1.5BMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $1.5B to $1.3BMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $531M to $1.1BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $15.0M to $28.0MMar 29, 2024 to Mar 28, 2025
- RAUM · $1.5B to $2.6BMar 29, 2024 to Mar 28, 2025
- Accounts · 49 to 113Mar 31, 2023 to Mar 29, 2024
- HNW clients · 44 to 49Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 5 to 3Mar 31, 2023 to Mar 29, 2024
- Assets in custody · unset to 0.0Mar 31, 2023 to Mar 29, 2024
- Custody of client assets · false to trueMar 31, 2023 to Mar 29, 2024
- Private funds · 5 to 2Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.1B to $984MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $1.1B to $1.5BMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $531MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $19.3M to $15.0MMar 31, 2023 to Mar 29, 2024
- RAUM · $1.1B to $1.5BMar 31, 2023 to Mar 29, 2024
- Related adviser · false to trueMar 31, 2023 to Mar 29, 2024
- Accounts · 30 to 49Apr 30, 2022 to Mar 31, 2023
- Advisory activities · 3 to 4Apr 30, 2022 to Mar 31, 2023
- HNW clients · 30 to 44Apr 30, 2022 to Mar 31, 2023
Signals
5 dated events
- Cordoba Advisory Partners Llc reported RAUM $2.6B, up 72% from $1.5B (2024-03-29 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Cordoba Advisory Partners Llc reported RAUM $1.5B, up 38% from $1.1B (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Cordoba Advisory Partners Llc reported RAUM $1.2B, up 76% from $660.0M (2021-10-18 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Ryan Rami Sarafa (Managing Partner) appeared on Schedule A of Cordoba Advisory Partners LlcSep 13, 2021 · Control person joined · fact
- Cordoba filed its initial SEC registration (Form ADV)May 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Cordoba Advisory Partners LLC · Independent Sponsorsshared crd · capital_provider
- Cordoba Advisory Partners LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cordoba-advisory-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cordobapartners.coreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (917) 746-4806reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $402Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026