DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T••••• A•••••••
Legal name G•• F••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Mar 12, 2024 · 5 filings
SEC status approved since Apr 11, 2024
RAUM
$170M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$168M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$56.6M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$170M as of Mar 17, 2026
Apr 14, 2025$147M then
HNW client RAUM$127M as of Mar 17, 2026
Apr 14, 2025$109M then
State-registered IARs (5.B.3)3 as of Mar 17, 2026
Apr 14, 20253 then
Employees (5.A)6 as of Mar 17, 2026
Apr 14, 20254 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $56.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $237,980derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$127M74%
- Individuals$41.8M25%
- Charitable organizations$1.6M0.9%
- Individual clients
- 120reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 714reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• J•• E••••••••Certified Financial Planner | Bloomington, Mn | Jan 6, 2021 | 11 y | 2 |
| G•••• A•••• M••••Certified Financial Planner | Bloomington, Mn | Jan 6, 2021 | 18 y | 2 |
| K•••• J•••• O••••••••• | Bloomington, Mn | Oct 9, 2024 | 20 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• J•••• O••••••••• from C••••• F•••••••• A•••••••• I•••Oct 9, 2024 · RIA to RIA
- T•••• J•• E•••••••• from F••• F•••••••• C•••••••••Jan 6, 2021 · RIA to RIA
- G•••• A•••• M•••• from F••• F•••••••• C•••••••••Jan 6, 2021 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from F••• F•••••••• C•••••••••Feb 5, 2021 · Bloomington, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••••• T••••• J•• · Founder, Ccocontrolsince 01/2021 · owns 25% to 50%
- M••••• G••••• A•••• · Foundercontrolsince 01/2021 · owns 25% to 50%
- S••••••• S•••••• G•••• · Foundersince 01/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomington, Mn · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 736 to 714Apr 14, 2025 to Mar 17, 2026
- HNW clients · 43 to 50Apr 14, 2025 to Mar 17, 2026
- Individual clients · 111 to 120Apr 14, 2025 to Mar 17, 2026
- Employees · 4 to 6Apr 14, 2025 to Mar 17, 2026
- Discretionary RAUM · $147M to $170MApr 14, 2025 to Mar 17, 2026
- HNW RAUM · $109M to $127MApr 14, 2025 to Mar 17, 2026
- Individual RAUM · $37.2M to $41.8MApr 14, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $25,258 to $263,680Apr 14, 2025 to Mar 17, 2026
- RAUM · $147M to $170MApr 14, 2025 to Mar 17, 2026
- Accounts · 538 to 736Dec 19, 2024 to Apr 14, 2025
- HNW clients · 30 to 43Dec 19, 2024 to Apr 14, 2025
- Individual clients · 107 to 111Dec 19, 2024 to Apr 14, 2025
- Financial planning clients · 101-250 to 101-250Dec 19, 2024 to Apr 14, 2025
- Discretionary RAUM · $112M to $147MDec 19, 2024 to Apr 14, 2025
- HNW RAUM · $78.0M to $109MDec 19, 2024 to Apr 14, 2025
- Individual RAUM · $33.0M to $37.2MDec 19, 2024 to Apr 14, 2025
- Non-discretionary RAUM · $23,641 to $25,258Dec 19, 2024 to Apr 14, 2025
- RAUM · $112M to $147MDec 19, 2024 to Apr 14, 2025
- Advisory employees · 2 to 3Mar 12, 2024 to Oct 2, 2024
- Business name · G•• F•••••••• to T••••• A•••••••Mar 12, 2024 to Oct 2, 2024
- State-registered IARs · 2 to 3Mar 12, 2024 to Oct 2, 2024
Signals
1 dated events
- G•• F•••••••• filed its initial SEC registration (Form ADV)Mar 12, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@trumixadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 952-222-8286reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/trumix-advisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- trumixadvisors.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 952-222-8286reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- trumixadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026