DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D•••• W•••••• L••
Latest filing Mar 23, 2026
First filing on the tape Sep 3, 2020 · 24 filings
SEC status approved since Oct 6, 2020
RAUM
$274M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
90%
$247M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$45.7M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$274M as of Mar 23, 2026
Mar 29, 2021$102M then
HNW client RAUM$193M as of Mar 23, 2026
Mar 29, 2021$79.6M then
State-registered IARs (5.B.3)6 as of Mar 23, 2026
Mar 29, 20210 then
Employees (5.A)7 as of Mar 23, 2026
Mar 29, 20215 then
Private funds: no history
RAUM +13% over the last fiscal year+17% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $45.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $984,694derivedHNW RAUM over HNW clients
- Average account
- $910,299derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$193M70%
- Individuals$53.5M20%
- Charitable organizations$27.5M10%
- Individual clients
- 104reported
- HNW clients
- 196reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 301reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• N•••••• J•••• | Meridian, Id | Oct 9, 2020 | 14 y | 2 |
| R•••••• J•••••• D••••• | Meridian, Id | Oct 12, 2020 | 13 y | 1 |
| M••• B••••• | Meridian, Id | Oct 14, 2020 | 10 y | 0 |
| J•••• J••• C••••••••• | Meridian, Id | Oct 20, 2020 | 26 y | 7 |
| T••••• L• H•••••• | Meridian, Id | Oct 21, 2020 | 24 y | 2 |
| R••••• S•••• M••••Certified Financial Planner | Meridian, Id | Dec 17, 2025 | 18 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• S•••• M•••• from M•• I•••••••• S•••••••• L••Dec 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- T••••• L• H•••••• from L••••• W••••• M••••••••• L••Oct 21, 2020 · RIA to a newly registered adviser
- J•••• J••• C••••••••• from L••••• W••••• M••••••••• L••Oct 20, 2020 · RIA to a newly registered adviser
- R•••••• J•••••• D••••• from L••••• W••••• M••••••••• L••Oct 12, 2020 · RIA to a newly registered adviser
- D•••• N•••••• J•••• from L••••• W••••• M••••••••• L••Oct 9, 2020 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from L••••• W••••• M••••••••• L••Dec 11, 2020 · Meridian, Id
- 2 joined from L••••• W••••• M••••••••• L••Oct 9, 2020 · Meridian, Id
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• D••••• N•••••• · Owner; Managing Member, Ccocontrolsince 08/2020 · owns 75% or more
Related persons
Schedule D 7.A
- D•••• L•••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Meridian, Id · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 23, 2026accounts (Item 5.F.2.f) moved from 614.0 to 301.0 (-51.0%) between the annual amendments of 2025-03-21 and 2026-03-23; the peer median change was +5.0% (3687 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 2.9% percentile
What changed
consecutive filings, newest first
- Accounts · 614 to 301Mar 21, 2025 to Mar 23, 2026
- Advisory employees · 5 to 6Mar 21, 2025 to Mar 23, 2026
- HNW clients · 173 to 196Mar 21, 2025 to Mar 23, 2026
- Individual clients · 77 to 104Mar 21, 2025 to Mar 23, 2026
- Employees · 6 to 7Mar 21, 2025 to Mar 23, 2026
- State-registered IARs · 5 to 6Mar 21, 2025 to Mar 23, 2026
- Discretionary RAUM · $210M to $241MMar 21, 2025 to Mar 23, 2026
- HNW RAUM · $176M to $193MMar 21, 2025 to Mar 23, 2026
- Individual RAUM · $44.0M to $53.5MMar 21, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $32.5M to $33.5MMar 21, 2025 to Mar 23, 2026
- RAUM · $243M to $274MMar 21, 2025 to Mar 23, 2026
- Accounts · 591 to 614Apr 9, 2024 to Mar 21, 2025
- Advisory employees · 4 to 5Apr 9, 2024 to Mar 21, 2025
- HNW clients · 165 to 173Apr 9, 2024 to Mar 21, 2025
- Individual clients · 72 to 77Apr 9, 2024 to Mar 21, 2025
- Assets in custody · 115000000.0 to unsetApr 9, 2024 to Mar 21, 2025
- Custody of client assets · true to falseApr 9, 2024 to Mar 21, 2025
- Financial planning clients · 0 to 0Apr 9, 2024 to Mar 21, 2025
- Discretionary RAUM · $181M to $210MApr 9, 2024 to Mar 21, 2025
- HNW RAUM · $153M to $176MApr 9, 2024 to Mar 21, 2025
- Individual RAUM · $32.8M to $44.0MApr 9, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $22.8M to $32.5MApr 9, 2024 to Mar 21, 2025
- RAUM · $204M to $243MApr 9, 2024 to Mar 21, 2025
- Accounts · 540 to 591Nov 17, 2023 to Feb 28, 2024
- Charity clients · unset to 1.0Nov 17, 2023 to Feb 28, 2024
- HNW clients · 152 to 165Nov 17, 2023 to Feb 28, 2024
- Individual clients · 69 to 72Nov 17, 2023 to Feb 28, 2024
- Employees · 5 to 6Nov 17, 2023 to Feb 28, 2024
- Discretionary RAUM · $171M to $181MNov 17, 2023 to Feb 28, 2024
- HNW RAUM · $139M to $153MNov 17, 2023 to Feb 28, 2024
- Individual RAUM · $31.5M to $32.8MNov 17, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $0 to $22.8MNov 17, 2023 to Feb 28, 2024
- RAUM · $171M to $204MNov 17, 2023 to Feb 28, 2024
- Accounts · 442 to 540Dec 16, 2022 to Mar 31, 2023
- Advisory employees · 3 to 4Dec 16, 2022 to Mar 31, 2023
- HNW clients · 138 to 152Dec 16, 2022 to Mar 31, 2023
- Individual clients · 58 to 69Dec 16, 2022 to Mar 31, 2023
- Discretionary RAUM · $125M to $171MDec 16, 2022 to Mar 31, 2023
- HNW RAUM · $95.9M to $139MDec 16, 2022 to Mar 31, 2023
- Individual RAUM · $29.5M to $31.5MDec 16, 2022 to Mar 31, 2023
Signals
1 dated events
- D•••• W•••••• L•• filed its initial SEC registration (Form ADV)Sep 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 208-350-7274reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 208-350-7276reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/doceowealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- doceowealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 208-350-7274reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $45.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026