DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Doceo Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Reuben Scott Mason | MML Investors Services, LLC BD affiliated | Doceo Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2025 | Dec 17, 2025 |
| Julie Jean Cassatt-Olsen | Legacy Wealth Management, LLC independent RIA | Doceo Wealth, LLC no RAUM | RIA to a newly registered adviser | Dec 11, 2020 | Oct 20, 2020 |
| Travis L Higgins | Legacy Wealth Management, LLC independent RIA | Doceo Wealth, LLC no RAUM | RIA to a newly registered adviser | Dec 11, 2020 | Oct 21, 2020 |
| David Nicolas Johan | Legacy Wealth Management, LLC independent RIA | Doceo Wealth, LLC no RAUM | RIA to a newly registered adviser | Oct 9, 2020 | Oct 9, 2020 |
| Richard Jeffrey Durham | Legacy Wealth Management, LLC independent RIA | Doceo Wealth, LLC no RAUM | RIA to a newly registered adviser | Oct 9, 2020 | Oct 12, 2020 |
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5 moves match.