DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••• E•••••••••
Legal name W••••• E••••••••• L••
Latest filing Sep 11, 2026
First filing on the tape Mar 20, 2025 · 4 filings
SEC status approved since Mar 13, 2025
RAUM
$105M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
90%
$95.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$52.5M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$105M as of Jun 22, 2026
Mar 20, 2025$100M then
HNW client RAUM$76.2M as of Jun 22, 2026
Mar 20, 2025$80.8M then
State-registered IARs (5.B.3)1 as of Jun 22, 2026
Mar 20, 20251 then
Employees (5.A)3 as of Jun 22, 2026
Mar 20, 20252 then
Private funds: no history
RAUM +4.6% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $52.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 9.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -19%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$76.2M73%
- Individuals$18.8M18%
- Pension and profit-sharing plans$10.0M9.5%
- Individual clients
- 31reported
- HNW clients
- 27reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 104reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• S•• K•••Certified Financial Planner | Atlanta, Ga | Oct 2, 2020 | 11 y | 2 |
| A•••••••• K••• | Atlanta, Ga | Aug 13, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T•••••• S•• K••• from A••••••••• L•••Oct 2, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••• T••••••• S•• · Managing Partnercontrolsince 08/2020 · owns 75% or more
- L••••• R•••••• · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jun 22, 2026 to Sep 11, 2026
- Related adviser · false to unsetJun 22, 2026 to Sep 11, 2026
- Related bank · false to unsetJun 22, 2026 to Sep 11, 2026
- Related broker-dealer · false to unsetJun 22, 2026 to Sep 11, 2026
- Related insurance company · false to unsetJun 22, 2026 to Sep 11, 2026
- Succession · false to unsetJun 22, 2026 to Sep 11, 2026
- Accounts · 92 to 104Mar 20, 2025 to Jan 13, 2026
- HNW clients · 25 to 27Mar 20, 2025 to Jan 13, 2026
- Individual clients · 47 to 31Mar 20, 2025 to Jan 13, 2026
- Employees · 2 to 3Mar 20, 2025 to Jan 13, 2026
- Discretionary RAUM · $100M to $103MMar 20, 2025 to Jan 13, 2026
- HNW RAUM · $80.8M to $76.2MMar 20, 2025 to Jan 13, 2026
- Individual RAUM · $13.0M to $18.8MMar 20, 2025 to Jan 13, 2026
- Non-discretionary RAUM · $0 to $2.5MMar 20, 2025 to Jan 13, 2026
- Pension RAUM · $6.6M to $10.0MMar 20, 2025 to Jan 13, 2026
- RAUM · $100M to $105MMar 20, 2025 to Jan 13, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-343-2060reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/wealthengagementllcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (917) 826-5955reportedpublic record, Form ADV, Sep 11, 2026
- Contact form
- w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026