DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• W•••••• L••
Latest filing Mar 11, 2026
First filing on the tape Oct 5, 2020 · 13 filings
SEC status approved since Apr 28, 2022
RAUM
$177M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$177M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$88.4M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$177M as of Mar 11, 2026
Mar 18, 2021$38.0M then
HNW client RAUM$173M as of Mar 11, 2026
Mar 18, 2021$37.7M then
State-registered IARs (5.B.3)1 as of Mar 11, 2026
Mar 18, 20211 then
Employees (5.A)1 as of Mar 11, 2026
Mar 18, 20211 then
Private funds: no history
RAUM +15% over the last fiscal year+22% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $88.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $685,074derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $177MreportedItem 5.I
- Custody
- $139M, 53 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$173M98%
- Individuals$4.1M2.3%
- Individual clients
- 10reported
- HNW clients
- 67reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 258reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $139M for 53 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• T•••••••• L•••••• | San Diego, Ca | Nov 4, 2020 | 21 y | 2 |
| A•••••• J•••• M••••• | San Diego, Ca | Apr 10, 2026 | 11 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• J•••• M••••• from C•••••• S••••• • C••• I•••Apr 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- R••••• T•••••••• L•••••• from A••••• A•• P••••••• S•••••••Nov 4, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••• R•••••• T•••••••• · Chief Compliance Officer And Managing Membercontrolsince 11/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 246 to 258Mar 13, 2025 to Mar 11, 2026
- HNW clients · 65 to 67Mar 13, 2025 to Mar 11, 2026
- Individual clients · 9 to 10Mar 13, 2025 to Mar 11, 2026
- Assets in custody · $59.5M to $139MMar 13, 2025 to Mar 11, 2026
- Discretionary RAUM · $153M to $177MMar 13, 2025 to Mar 11, 2026
- HNW RAUM · $141M to $173MMar 13, 2025 to Mar 11, 2026
- Individual RAUM · $4.3M to $4.1MMar 13, 2025 to Mar 11, 2026
- Pension RAUM · 1513069.0 to unsetMar 13, 2025 to Mar 11, 2026
- RAUM · $153M to $177MMar 13, 2025 to Mar 11, 2026
- Accounts · 212 to 246Feb 29, 2024 to Mar 13, 2025
- HNW clients · 64 to 65Feb 29, 2024 to Mar 13, 2025
- Assets in custody · $51.2M to $59.5MFeb 29, 2024 to Mar 13, 2025
- Financial planning clients · 1-10 to 1-10Feb 29, 2024 to Mar 13, 2025
- Discretionary RAUM · $124M to $153MFeb 29, 2024 to Mar 13, 2025
- HNW RAUM · $118M to $141MFeb 29, 2024 to Mar 13, 2025
- Individual RAUM · $2.1M to $4.3MFeb 29, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $2.6M to $0Feb 29, 2024 to Mar 13, 2025
- Pension RAUM · $963,516 to $1.5MFeb 29, 2024 to Mar 13, 2025
- RAUM · $127M to $153MFeb 29, 2024 to Mar 13, 2025
- Accounts · 193 to 212Feb 15, 2023 to Feb 29, 2024
- HNW clients · 63 to 64Feb 15, 2023 to Feb 29, 2024
- Individual clients · 7 to 9Feb 15, 2023 to Feb 29, 2024
- Assets in custody · $27.7M to $51.2MFeb 15, 2023 to Feb 29, 2024
- Discretionary RAUM · $98.4M to $124MFeb 15, 2023 to Feb 29, 2024
- HNW RAUM · $96.0M to $118MFeb 15, 2023 to Feb 29, 2024
- Individual RAUM · $1.9M to $2.1MFeb 15, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $0 to $2.6MFeb 15, 2023 to Feb 29, 2024
- Pension RAUM · $520,855 to $963,516Feb 15, 2023 to Feb 29, 2024
- RAUM · $98.4M to $127MFeb 15, 2023 to Feb 29, 2024
- Accounts · 155 to 193Mar 29, 2022 to Feb 15, 2023
- HNW clients · 50 to 63Mar 29, 2022 to Feb 15, 2023
- Individual clients · 6 to 7Mar 29, 2022 to Feb 15, 2023
- Assets in custody · $38.5M to $27.7MMar 29, 2022 to Feb 15, 2023
- Discretionary RAUM · $102M to $98.4MMar 29, 2022 to Feb 15, 2023
- HNW RAUM · $101M to $96.0MMar 29, 2022 to Feb 15, 2023
- Individual RAUM · $1.6M to $1.9MMar 29, 2022 to Feb 15, 2023
- Pension RAUM · $264,147 to $520,855Mar 29, 2022 to Feb 15, 2023
- RAUM · $102M to $98.4MMar 29, 2022 to Feb 15, 2023
- Accounts · 21 to 155May 14, 2021 to Mar 29, 2022
- HNW clients · 21 to 50May 14, 2021 to Mar 29, 2022
Signals
1 dated events
- T••••• W•••••• L•• filed its initial SEC registration (Form ADV)Oct 5, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- s••••••@t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 858-732-5300reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/torrey-wealth/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-732-5300reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026