DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••• A•••• M••••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Oct 5, 2020 · 13 filings
SEC status approved since Nov 4, 2020
RAUM
$639M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$320M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$639M as of Mar 19, 2026
Apr 1, 2021$242M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 19, 2026
Apr 1, 20211 then
Employees (5.A)2 as of Mar 19, 2026
Apr 1, 20211 then
Private funds: no history
RAUM +23% over the last fiscal year+36% a year over threeIARs 2 to 2offices 2 to 3
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- $320MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $386,820derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$639M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,653reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••••••• P••• Y••• to A••••••• U•••• M•••••••• A•••••••• I••Oct 14, 2022 · Other
Joined, latest
- G••• N••• A•••• from K•••••• C•••••• A••••••• L••Dec 1, 2022 · Other
- M••••••• P••• Y••• from C•••••• W••••• P•••••••Jan 8, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• G•••• N••• · Chief Investment Officercontrolsince 12/2022 · owns less than 5%
- W••••••••• J•••••••• R••••• · Chief Compliance Officercontrolsince 10/2020 · owns less than 5%
- L••••• J•••••••• W••• · Presidentcontrolsince 01/2020 · owns 50% to 75% of C•••••• W••••• H•••••••• L••
- M•••••• J•••••••• D•••• · Managing Membercontrolsince 09/2020 · owns 75% or more of E••• S•••••••• S•••••••• L••
- W••••••••• J•••••••• R••••• · Chief Financial Officercontrolsince 01/2020 · owns F of C•••••• W••••• H•••••••• L••
Entity owners
- C•••••• W••••• H•••••••• L•• · Managing Memberdirect · owns 75% or more
- E••• S•••••••• S•••••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- C•••••• W••••• P•••••••investment advisernRAUM $1.1B
- T••••••• W••••• • P••••••• L••insurancen
Advisers that list C•••••• A•••• M••••••••• L•• as a related person
- 118643 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Abingdon, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Glen Allen, VA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,555 to 1,653Mar 24, 2025 to Mar 19, 2026
- Corporate clients · unset to 9.0Mar 24, 2025 to Mar 19, 2026
- Other offices · 2 to 3Mar 24, 2025 to Mar 19, 2026
- Discretionary RAUM · $520M to $639MMar 24, 2025 to Mar 19, 2026
- RAUM · $520M to $639MMar 24, 2025 to Mar 19, 2026
- Accounts · 1,331 to 1,555Mar 28, 2024 to Mar 24, 2025
- Advisory activities · 2 to 3Mar 28, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 24, 2025
- Discretionary RAUM · $406M to $520MMar 28, 2024 to Mar 24, 2025
- RAUM · $406M to $520MMar 28, 2024 to Mar 24, 2025
- Accounts · 1,239 to 1,331Oct 27, 2023 to Mar 28, 2024
- Advisory employees · 3 to 2Oct 27, 2023 to Mar 28, 2024
- Employees · 3 to 2Oct 27, 2023 to Mar 28, 2024
- HQ city · MIDLOTHIAN to ABINGDONOct 27, 2023 to Mar 28, 2024
- State-registered IARs · 3 to 2Oct 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $254M to $406MOct 27, 2023 to Mar 28, 2024
- RAUM · $254M to $406MOct 27, 2023 to Mar 28, 2024
- Accounts · 855 to 1,239Dec 1, 2022 to Mar 31, 2023
- Advisory employees · 4 to 3Dec 1, 2022 to Mar 31, 2023
- Employees · 4 to 3Dec 1, 2022 to Mar 31, 2023
- HQ city · GLEN ALLEN to MIDLOTHIANDec 1, 2022 to Mar 31, 2023
- Discretionary RAUM · $380M to $254MDec 1, 2022 to Mar 31, 2023
- RAUM · $380M to $254MDec 1, 2022 to Mar 31, 2023
- Accounts · 798 to 855Nov 2, 2021 to Mar 31, 2022
- Advisory employees · 1 to 4Nov 2, 2021 to Mar 31, 2022
- Employees · 1 to 4Nov 2, 2021 to Mar 31, 2022
- Insurance-licensed employees · 1 to 2Nov 2, 2021 to Mar 31, 2022
- State-registered IARs · 1 to 3Nov 2, 2021 to Mar 31, 2022
- Other offices · 1 to 2Nov 2, 2021 to Mar 31, 2022
- Discretionary RAUM · $242M to $380MNov 2, 2021 to Mar 31, 2022
- RAUM · $242M to $380MNov 2, 2021 to Mar 31, 2022
- Related insurance company · false to trueNov 2, 2021 to Mar 31, 2022
- HQ city · ABINGDON to GLEN ALLENApr 1, 2021 to Sep 23, 2021
- Other offices · 0 to 1Apr 1, 2021 to Sep 23, 2021
- Accounts · 0 to 798Oct 13, 2020 to Apr 1, 2021
- Discretionary RAUM · $0 to $242MOct 13, 2020 to Apr 1, 2021
- RAUM · $0 to $242MOct 13, 2020 to Apr 1, 2021
Signals
7 dated events
- C•••••• A•••• M••••••••• L•• reported RAUM $520.1M, up 28% from $406.0M (2024-03-28 to 2025-03-24)Mar 24, 2025 · RAUM change · derived
- C•••••• A•••• M••••••••• L•• reported RAUM $406.0M, up 60% from $253.8M (2023-10-27 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- C•••••• A•••• M••••••••• L•• reported RAUM $253.8M, down 33% from $379.7M (2022-12-01 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Neil Gary Aiken (Chief Investment Officer) appeared on Schedule A of C•••••• A•••• M••••••••• L••Dec 1, 2022 · Control person joined · fact
- M••••••• P••• Y••• left C•••••• A•••• M••••••••• L•• for A••••••• U•••• M•••••••• A•••••••• I•• (registered 2024-02-01)Oct 14, 2022 · Advisor changed firm · fact
- C•••••• A•••• M••••••••• L•• reported RAUM $379.7M, up 57% from $241.6M (2021-11-02 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- C•••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 5, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- concordassetmgmt.com/reach-usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (276) 628-5910reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $320Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026