DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at One + One Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Sheridan BoneEquitable Advisors, LLC national BDOne + One Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2025Jan 15, 2025
Eric John BreitenbachEquitable Advisors, LLC national BDOne + One Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 27, 2023Mar 22, 2023
Alexander G ThompsonRaymond James & Associates, Inc. national BDOne + One Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 9, 2020Nov 13, 2020
Frank Louis MaurnoRaymond James & Associates, Inc. national BDOne + One Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 25, 2020Nov 17, 2020
Carolyn Ann SipperleyRaymond James & Associates, Inc. national BDOne + One Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 25, 2020Nov 17, 2020
Keith Anthony DubauskasRaymond James & Associates, Inc. national BDOne + One Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 16, 2020Nov 13, 2020
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6 moves match.