DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••• L••• M••••••••• L••
Latest filing Nov 12, 2025
First filing on the tape Nov 8, 2022 · 11 filings
SEC status approved since Dec 8, 2022
RAUM
$147M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$147M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$36.8M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$147M as of Nov 12, 2025
Nov 22, 2022$32.8M then
HNW client RAUM$130M as of Nov 12, 2025
Nov 22, 2022$25.6M then
State-registered IARs (5.B.3)4 as of Nov 12, 2025
Nov 22, 20223 then
Employees (5.A)4 as of Nov 12, 2025
Nov 22, 20223 then
Private funds: no history
RAUM +66% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Nov 12, 2025; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $36.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.6MderivedHNW RAUM over HNW clients
- Average account
- $527,013derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +35%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$130M88%
- Individuals$16.9M11%
- Corporations and businesses$422,9070.3%
- Individual clients
- 71reported
- HNW clients
- 15reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 279reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• T• S••••• | Erie, Pa | Dec 1, 2020 | 11 y | 1 |
| R••• A•••• W•••••••Certified Financial Planner, Chartered Financial Consultant | Erie, Pa | Mar 3, 2021 | 10 y | 1 |
| S•••••••• J••• T••••••• | Erie, Pa | Mar 19, 2021 | 10 y | 2 |
| M•••• S• F••••• | Sarasota, Fl | Aug 14, 2024 | 18 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••• S• F••••• from M••••• S••••••Aug 14, 2024 · Wirehouse to independent RIA
- S•••••••• J••• T••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 19, 2021 · Wirehouse to independent RIA
- R••• A•••• W••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 3, 2021 · Wirehouse to independent RIA
- J••••• T• S••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 1, 2020 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 2, 2021 · Lakewood Ranch, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• C••••••••• M••• · Chief Executive Officercontrolsince 09/2024 · owns less than 5%
- C••••• S••••• A•••• · Chief Operating Officercontrolsince 07/2022 · owns less than 5%
- S•••••• J•••••• T• · Managercontrolsince 09/2020 · owns less than 5%
- W•••••••• M••••••• G•••••• · Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
Entity owners
- H•• S•••• F•••••••• L•• · Ownerdirect · owns 75% or more
- H•• S•••• F•••••••• L•• · Parent Companyindirect · owns 75% or more of H•• S•••• F•••••••• L••
- H•• S•••• H••••••• L•• · Ownerindirect · owns 75% or more of H•• S•••• F•••••••• L••
- H•••• B••••• • K••• F•••••••• H••••••• L•• · Ownerindirect · owns 50% to 75% of H•• S•••• H••••••• L••
Related persons
Schedule D 7.A
- H••• W••••• A•••••••investment advisernRAUM $7.7B
- H•• S•••• B•••••••• L••broker-dealern
- H•• S•••• I•••••••• L••real estaten
- H•••• B•••• • K••• L••insurancen
- P••• S•••• P••••••• L••investment adviserpooled vehicle sponsornRAUM $110M
Advisers that list E•••• L••• M••••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Erie, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Sarasota, FL4 employees
What changed
consecutive filings, newest first
- Accounts · 217 to 279Jul 8, 2025 to Nov 12, 2025
- Corporate clients · 4 to 5Jul 8, 2025 to Nov 12, 2025
- HNW clients · 14 to 15Jul 8, 2025 to Nov 12, 2025
- Individual clients · 56 to 71Jul 8, 2025 to Nov 12, 2025
- Financial planning clients · 11-25 to 26-50Jul 8, 2025 to Nov 12, 2025
- Discretionary RAUM · $126M to $145MJul 8, 2025 to Nov 12, 2025
- HNW RAUM · $116M to $130MJul 8, 2025 to Nov 12, 2025
- Individual RAUM · $11.9M to $16.9MJul 8, 2025 to Nov 12, 2025
- Non-discretionary RAUM · $1.4M to $1.5MJul 8, 2025 to Nov 12, 2025
- RAUM · $128M to $147MJul 8, 2025 to Nov 12, 2025
- Financial planning clients · 11-25 to 11-25Nov 20, 2024 to Jul 8, 2025
- Accounts · 138 to 217Jul 15, 2024 to Nov 20, 2024
- Advisory employees · 3 to 4Jul 15, 2024 to Nov 20, 2024
- Corporate clients · 2 to 4Jul 15, 2024 to Nov 20, 2024
- HNW clients · 40 to 14Jul 15, 2024 to Nov 20, 2024
- Individual clients · 12 to 56Jul 15, 2024 to Nov 20, 2024
- Employees · 3 to 4Jul 15, 2024 to Nov 20, 2024
- State-registered IARs · 3 to 4Jul 15, 2024 to Nov 20, 2024
- Discretionary RAUM · $88.4M to $126MJul 15, 2024 to Nov 20, 2024
- HNW RAUM · $79.1M to $116MJul 15, 2024 to Nov 20, 2024
- Individual RAUM · $9.3M to $11.9MJul 15, 2024 to Nov 20, 2024
- Non-discretionary RAUM · $0 to $1.4MJul 15, 2024 to Nov 20, 2024
- RAUM · $88.4M to $128MJul 15, 2024 to Nov 20, 2024
- Accounts · 68 to 138Jan 3, 2023 to Nov 8, 2023
- Corporate clients · unset to 2.0Jan 3, 2023 to Nov 8, 2023
- HNW clients · 24 to 40Jan 3, 2023 to Nov 8, 2023
- Individual clients · 8 to 12Jan 3, 2023 to Nov 8, 2023
- Financial planning clients · 1-10 to 11-25Jan 3, 2023 to Nov 8, 2023
- Discretionary RAUM · $32.8M to $88.4MJan 3, 2023 to Nov 8, 2023
- HNW RAUM · $25.6M to $79.1MJan 3, 2023 to Nov 8, 2023
- Individual RAUM · $7.2M to $9.3MJan 3, 2023 to Nov 8, 2023
- RAUM · $32.8M to $88.4MJan 3, 2023 to Nov 8, 2023
Signals
4 dated events
- Mark Christopher Allegretti (Chief Executive Officer) appeared on Schedule A of E•••• L••• M••••••••• L••Nov 20, 2024 · Control person joined · fact
- Allan Scott Cross (Chief Operating Officer) appeared on Schedule A of E•••• L••• M••••••••• L••Jul 15, 2024 · Control person joined · fact
- David Aaron Rutsky (Managing Director) no longer on Schedule A of E•••• L••• M••••••••• L•• (listed 2023-11-08, absent 2024-04-30)Apr 30, 2024 · Control person left · inference
- E•••• L••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 8, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@elitelifeteam.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- shulme@elitelifeteam.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 833-823-0324reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/elite-life-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- elitelifeteam.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (814) 836-5776reportedpublic record, Form ADV, Nov 12, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026