DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• F•••••••• P••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Apr 10, 2025 · 4 filings
SEC status approved since Apr 30, 2025
RAUM
$169M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$169M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$56.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$169M as of Mar 24, 2026
Apr 10, 2025$125M then
HNW client RAUM$168M as of Mar 24, 2026
Apr 10, 2025$123M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Apr 10, 20251 then
Employees (5.A)2 as of Mar 24, 2026
Apr 10, 20251 then
Private funds: no history
RAUM +36% over the last fiscal yearIARs 1 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $56.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.8MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $8.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$168M99%
- Individuals$1.5M0.9%
- Individual clients
- n/areported
- HNW clients
- 19reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 119reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.2M for 1 clientsreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| I••• S•••••••••Certified Financial Planner, Chartered Financial Analyst | Fair Lawn, Nj | Aug 23, 2022 | 20 y | 0 |
| Y••••••• F••••••••Chartered Financial Analyst | Brooklyn, Ny | Jul 8, 2025 | 15 y | 0 |
| A••••• J•••• L•••••Certified Financial Planner | Fair Lawn, Nj | Feb 2, 2026 | 12 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• J•••• L••••• from V••••••• A•••••••• I•••Feb 2, 2026 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••••• I••• · Owner & Chief Compliance Officercontrolsince 09/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fair Lawn, Nj | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $124,656,173 to $169,313,370 (+36.0%) between the annual amendments of 2025-04-10 and 2026-03-24; the peer median change was +15.0% (4550 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 91% percentile
- custody status changedChange between filings · filing Mar 24, 2026custody of client assets (Item 9.A): no on the filing of 2026-02-11, yes on the filing of 2026-03-24peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 97 to 119Feb 11, 2026 to Mar 24, 2026
- HNW clients · 15 to 19Feb 11, 2026 to Mar 24, 2026
- Assets in custody · $0 to $8.2MFeb 11, 2026 to Mar 24, 2026
- Custody of client assets · false to trueFeb 11, 2026 to Mar 24, 2026
- Discretionary RAUM · $125M to $169MFeb 11, 2026 to Mar 24, 2026
- HNW RAUM · $123M to $168MFeb 11, 2026 to Mar 24, 2026
- Individual RAUM · $1.2M to $1.5MFeb 11, 2026 to Mar 24, 2026
- RAUM · $125M to $169MFeb 11, 2026 to Mar 24, 2026
- Advisory employees · 1 to 2Apr 10, 2025 to Jul 8, 2025
- Employees · 1 to 2Apr 10, 2025 to Jul 8, 2025
- Financial planning clients · 26-50 to 26-50Apr 10, 2025 to Jul 8, 2025
- State-registered IARs · 1 to 2Apr 10, 2025 to Jul 8, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/vilga?trk=ppro_cprofreportedpublic record, Form ADV, Sep 18, 2026
- Website
- v••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (201) 300-6097reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- v••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026