DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•• W••••• A•••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Oct 28, 2020 · 10 filings
SEC status approved since Dec 4, 2020
RAUM
$129M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$123M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$64.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$129M as of Mar 31, 2026
Mar 24, 2021$78.1M then
HNW client RAUM$96.8M as of Mar 31, 2026
Mar 24, 2021$13.0M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 24, 20212 then
Employees (5.A)2 as of Mar 31, 2026
Mar 24, 20212 then
Private funds: no history
RAUM +18% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $64.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$96.8M75%
- Individuals$26.7M21%
- Pension and profit-sharing plans$4.2M3.3%
- Corporations and businesses$1.7M1.3%
- Individual clients
- 83reported
- HNW clients
- 35reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 121reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V•••• B•••••• P••••• | Frazer, Pa | Feb 9, 2021 | 42 y | 1 |
| A•••• J••• H••••• | Frazer, Pa | Feb 16, 2021 | 30 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• J••• H••••• from C••••••••• F•••••••• N••••••Feb 16, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- V•••• B•••••• P••••• from C••••••••• F•••••••• N••••••Feb 9, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• A••••• J••• · Presidentcontrolsince 01/2022 · owns 10% to 25%
- P•••••• V••••• B•••••• · Vice-President & Ccocontrolsince 03/2023 · owns 75% or more
Related persons
Schedule D 7.A
- C•• P••• A•••••••• I•••investment advisernRAUM $261M
- T•• C•••••••• G••••• I•••real estaten
Advisers that list C•• W••••• A•••••••• I••• as a related person
- 311275 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Frazer, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 111 to 121Jan 21, 2025 to Mar 31, 2026
- HNW clients · 32 to 35Jan 21, 2025 to Mar 31, 2026
- Individual clients · 76 to 83Jan 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $110M to $129MJan 21, 2025 to Mar 31, 2026
- HNW RAUM · $79.1M to $96.8MJan 21, 2025 to Mar 31, 2026
- Individual RAUM · $26.0M to $26.7MJan 21, 2025 to Mar 31, 2026
- Pension RAUM · $3.5M to $4.2MJan 21, 2025 to Mar 31, 2026
- RAUM · $110M to $129MJan 21, 2025 to Mar 31, 2026
- HNW clients · 25 to 32Mar 28, 2024 to Jan 21, 2025
- Individual clients · 81 to 76Mar 28, 2024 to Jan 21, 2025
- Financial planning clients · 1-10 to 1-10Mar 28, 2024 to Jan 21, 2025
- Discretionary RAUM · $98.9M to $110MMar 28, 2024 to Jan 21, 2025
- HNW RAUM · $67.3M to $79.1MMar 28, 2024 to Jan 21, 2025
- Individual RAUM · $27.2M to $26.0MMar 28, 2024 to Jan 21, 2025
- Pension RAUM · $3.6M to $3.5MMar 28, 2024 to Jan 21, 2025
- RAUM · $98.9M to $110MMar 28, 2024 to Jan 21, 2025
- Accounts · 114 to 111Mar 31, 2023 to Mar 28, 2024
- Corporate clients · unset to 1.0Mar 31, 2023 to Mar 28, 2024
- HNW clients · unset to 25.0Mar 31, 2023 to Mar 28, 2024
- Individual clients · 103 to 81Mar 31, 2023 to Mar 28, 2024
- Pension plan clients · unset to 2.0Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $90.2M to $98.9MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $11.3M to $67.3MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $74.8M to $27.2MMar 31, 2023 to Mar 28, 2024
- Pension RAUM · $3.2M to $3.6MMar 31, 2023 to Mar 28, 2024
- RAUM · $90.2M to $98.9MMar 31, 2023 to Mar 28, 2024
- Accounts · 371 to 114Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $104M to $90.2MMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $20.9M to $11.3MMar 31, 2022 to Mar 31, 2023
- Individual RAUM · $77.7M to $74.8MMar 31, 2022 to Mar 31, 2023
- Pension RAUM · $4.9M to $3.2MMar 31, 2022 to Mar 31, 2023
- RAUM · $104M to $90.2MMar 31, 2022 to Mar 31, 2023
- Accounts · 108 to 371Mar 24, 2021 to Mar 31, 2022
- Insurance-licensed employees · 1 to 0Mar 24, 2021 to Mar 31, 2022
- Financial planning clients · 0 to 1-10Mar 24, 2021 to Mar 31, 2022
- Discretionary RAUM · $78.1M to $104MMar 24, 2021 to Mar 31, 2022
- HNW RAUM · $13.0M to $20.9MMar 24, 2021 to Mar 31, 2022
- Individual RAUM · $60.5M to $77.7MMar 24, 2021 to Mar 31, 2022
- Pension RAUM · $3.8M to $4.9MMar 24, 2021 to Mar 31, 2022
- RAUM · $78.1M to $104MMar 24, 2021 to Mar 31, 2022
Signals
1 dated events
- C•• W••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Oct 28, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-conestoga-group-inc.reportedpublic record, Form ADV, Sep 19, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 610 854-1425reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026