DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••••• W••••• M•••••••••

Former SEC-registered adviserOverland Park, KansasCRD 311368SEC 801-125017IAPD
Legal name A••••• W••••• M••••••••• L••
Latest filing May 29, 2024
First filing on the tape Apr 13, 2022 · 14 filings
RAUM
$96.6M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
100%
$96.6M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$96.6M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$96.6M as of Mar 19, 2024
Mar 21, 2023$138M then
HNW client RAUM$27.6M as of Mar 19, 2024
Mar 21, 2023$39.4M then
State-registered IARs (5.B.3)1 as of Mar 19, 2024
Mar 21, 20231 then
Employees (5.A)6 as of Mar 19, 2024
Mar 21, 20236 then
Private funds: no history
RAUM -30% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of May 29, 2024; every figure names its basis
RAUM per advisor
$96.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
472derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.8MderivedHNW RAUM over HNW clients
Average account
$75,569derivedRAUM over accounts (5.F.2.f)
Discretionary
89%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-30%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.1%derived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$69.0M71%
  • High-net-worth individuals$27.6M29%
Individual clients
462reported
HNW clients
10reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,278reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
T••• A•••••• S•••••Certified Financial Planner, Chartered Financial ConsultantOverland Park, KsJan 2, 202123 y5
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • S•••••• T•••• A•••••• · Managing Member And Chief Compliance Officercontrol
    since 08/2018 · owns 75% or more
Related persons
Schedule D 7.A
  • A••••• T•• C•••••
    insurancey
Offices
Schedule D 1.F, the 25 largest
  • Gladstone, MO1 employees
What changed
consecutive filings, newest first
  • Business name · A••••• W••••• M••••••••• L•• to A••••• W••••• M•••••••••
    May 24, 2024 to May 29, 2024
  • Employees · 6 to 1
    Mar 19, 2024 to May 3, 2024
  • Business name · A••••• W••••• M••••••••• to A••••• W••••• M••••••••• L••
    Feb 23, 2024 to Mar 19, 2024
  • Accounts · 965 to 1,278
    Dec 20, 2023 to Feb 23, 2024
  • Advisory activities · 3 to 4
    Dec 20, 2023 to Feb 23, 2024
  • HNW clients · 20 to 10
    Dec 20, 2023 to Feb 23, 2024
  • Individual clients · 561 to 462
    Dec 20, 2023 to Feb 23, 2024
  • Discretionary RAUM · $79.3M to $85.6M
    Dec 20, 2023 to Feb 23, 2024
  • HNW RAUM · $38.0M to $27.6M
    Dec 20, 2023 to Feb 23, 2024
  • Individual RAUM · $51.8M to $69.0M
    Dec 20, 2023 to Feb 23, 2024
  • Non-discretionary RAUM · $10.5M to $11.0M
    Dec 20, 2023 to Feb 23, 2024
  • RAUM · $89.8M to $96.6M
    Dec 20, 2023 to Feb 23, 2024
  • Advisory activities · 2 to 3
    Nov 15, 2023 to Dec 20, 2023
  • Assets in custody · unset to 89774122.0
    Nov 15, 2023 to Dec 20, 2023
  • Related broker-dealer · false to true
    Nov 15, 2023 to Dec 20, 2023
  • Advisory activities · 3 to 2
    Oct 26, 2023 to Nov 15, 2023
  • Accounts · 1,133 to 965
    May 10, 2023 to Oct 13, 2023
  • HNW clients · 22 to 20
    May 10, 2023 to Oct 13, 2023
  • Individual clients · 445 to 561
    May 10, 2023 to Oct 13, 2023
  • Discretionary RAUM · $61.0M to $79.3M
    May 10, 2023 to Oct 13, 2023
  • HNW RAUM · $39.4M to $38.0M
    May 10, 2023 to Oct 13, 2023
  • Individual RAUM · $99.0M to $51.8M
    May 10, 2023 to Oct 13, 2023
  • Non-discretionary RAUM · $77.4M to $10.5M
    May 10, 2023 to Oct 13, 2023
  • RAUM · $138M to $89.8M
    May 10, 2023 to Oct 13, 2023
  • Wrap assets (manager) · 0.0 to unset
    May 10, 2023 to Oct 13, 2023
  • Wrap assets (sponsor) · 0.0 to unset
    May 10, 2023 to Oct 13, 2023
  • Accounts · 943 to 1,133
    Apr 13, 2022 to Mar 21, 2023
  • Advisory employees · 2 to 1
    Apr 13, 2022 to Mar 21, 2023
  • BD registered reps · 2 to 1
    Apr 13, 2022 to Mar 21, 2023
  • HNW clients · 20 to 22
    Apr 13, 2022 to Mar 21, 2023
  • Individual clients · 388 to 445
    Apr 13, 2022 to Mar 21, 2023
  • Insurance-licensed employees · 2 to 0
    Apr 13, 2022 to Mar 21, 2023
  • State-registered IARs · 2 to 1
    Apr 13, 2022 to Mar 21, 2023
  • Discretionary RAUM · $54.4M to $61.0M
    Apr 13, 2022 to Mar 21, 2023
  • HNW RAUM · $34.1M to $39.4M
    Apr 13, 2022 to Mar 21, 2023
  • Individual RAUM · $74.3M to $99.0M
    Apr 13, 2022 to Mar 21, 2023
  • Non-discretionary RAUM · $54.1M to $77.4M
    Apr 13, 2022 to Mar 21, 2023
  • RAUM · $108M to $138M
    Apr 13, 2022 to Mar 21, 2023
Signals
2 dated events
  • J•••••••• A•••• left A••••• W••••• M••••••••• for V•••••• I••••••••• P••••••• L•• (registered 2023-10-31)
    Jan 24, 2023 · Advisor changed firm · fact
  • A••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
    Apr 13, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/aspire-wealth-mgtreportedpublic record, Form ADV, Sep 18, 2026
Website
aspirewealthmgt.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$96.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026