DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••••• A••••

V•••••• I••••••••• P••••••• L••state registeredClayton, Mo IA-onlyIAPD 3061934

Feed of 09/15/2026

Also filed as John A••••

At current firm

2 y

since Oct 31, 2023

In the industry

28 y

since May 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••••• I••••••••• P••••••• L•• state registered current
since Oct 31, 2023 · Clayton, Mo
A••••• W••••• M••••••••• former
Jun 23, 2021 to Jan 24, 2023 · Overland Park, Ks
B•• P•••••••• I••• BD affiliated
Oct 22, 2014 to Jul 18, 2023 · Gladstone, Mo
I•••••••• A•••••••• L•• BD affiliated
Sep 9, 2010 to Sep 26, 2014 · Gladstone, Mo
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated
Oct 10, 2005 to Sep 10, 2010 · Platte City, Mo
C••••• A••••••• L•• former
Jan 1, 2004 to Nov 4, 2005 · Kansas City, Mo
V••••• S••••••••• C••••••••• unclassified
Jun 26, 2001 to Jan 1, 2004 · Gladstone, Ms

Moves

a registration end followed by a registration begin elsewhere

B•• P•••••••• I••• to A••••• W••••• M•••••••••
left Jul 18, 2023, registered Jun 23, 2021 (-755 days) · Affiliated broker-dealer or bank to independent RIA
A••••• W••••• M••••••••• to V•••••• I••••••••• P••••••• L••
left Jan 24, 2023, registered Oct 31, 2023 (280 days) · RIA to a state-registered adviser
I•••••••• A•••••••• L•• to B•• P•••••••• I•••
left Sep 26, 2014, registered Oct 22, 2014 (26 days) · Other
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to I•••••••• A•••••••• L••
left Sep 10, 2010, registered Sep 9, 2010 (-1 days) · Other
C••••• A••••••• L•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••
left Nov 4, 2005, registered Oct 10, 2005 (-25 days) · Other
V••••• S••••••••• C••••••••• to C••••• A••••••• L••
left Jan 1, 2004, registered Jan 1, 2004 (0 days) · Other

Signals

J•••••••• A•••• left B•• P•••••••• I••• for A••••• W••••• M••••••••• (registered 2021-06-23)
Jul 18, 2023 · Advisor changed firm · fact
J•••••••• A•••• left A••••• W••••• M••••••••• for V•••••• I••••••••• P••••••• L•• (registered 2023-10-31)
Jan 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address