DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Access Fiduciary Services, LLC
Latest filing Aug 11, 2026
First filing on the tape Nov 5, 2020 · 9 filings
SEC status approved since Aug 13, 2026
RAUM
$466M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$466M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$466M as of Aug 11, 2026
Mar 3, 2021$0 then
HNW client RAUM: $0
State-registered IARs (5.B.3)1 as of Aug 11, 2026
Mar 3, 20211 then
Employees (5.A)3 as of Aug 11, 2026
Mar 3, 20212 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $466MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $77.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$466M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Michael Halloran · Chief Compliance Officercontrolsince 10/2020 · owns less than 5%
- Anthony Michael Halloran · Ownercontrolsince 10/2020 · owns 50% to 75% of Access Retirement Solutions, LLC
- Heath Miller · Ownercontrolsince 10/2020 · owns 50% to 75% of Access Retirement Solutions, LLC
Entity owners
- Access Retirement Solutions, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Aug 11, 2026pension consulting (Item 5.G.6): no on the filing of 2021-06-17, yes on the filing of 2026-08-11peers: institutional managers, $100M to $500M (108)
What changed
consecutive filings, newest first
- Accounts · 0 to 6Jun 17, 2021 to Aug 11, 2026
- Advisory activities · 1 to 3Jun 17, 2021 to Aug 11, 2026
- Charity clients · 0.0 to unsetJun 17, 2021 to Aug 11, 2026
- Corporate clients · 0 to 1Jun 17, 2021 to Aug 11, 2026
- HNW clients · 0.0 to unsetJun 17, 2021 to Aug 11, 2026
- Individual clients · 0.0 to unsetJun 17, 2021 to Aug 11, 2026
- Pension plan clients · 0 to 5Jun 17, 2021 to Aug 11, 2026
- Pooled vehicle clients · 0.0 to unsetJun 17, 2021 to Aug 11, 2026
- Employees · 2 to 3Jun 17, 2021 to Aug 11, 2026
- Financial planning clients · 0 to 1-10Jun 17, 2021 to Aug 11, 2026
- HQ city · unset to Jun 17, 2021 to Aug 11, 2026
- HQ state · unset to Jun 17, 2021 to Aug 11, 2026
- Discretionary RAUM · $0 to $466MJun 17, 2021 to Aug 11, 2026
- HNW RAUM · 0.0 to unsetJun 17, 2021 to Aug 11, 2026
- Individual RAUM · 0.0 to unsetJun 17, 2021 to Aug 11, 2026
- Pension RAUM · $0 to $466MJun 17, 2021 to Aug 11, 2026
- Pooled vehicle RAUM · 0.0 to unsetJun 17, 2021 to Aug 11, 2026
- RAUM · $0 to $466MJun 17, 2021 to Aug 11, 2026
- Related adviser · false to trueJun 17, 2021 to Aug 11, 2026
- Other offices · 1 to 0Apr 6, 2021 to Apr 15, 2021
- HQ city · SACHSE to unsetNov 5, 2020 to Mar 3, 2021
- HQ state · TX to unsetNov 5, 2020 to Mar 3, 2021
- Advisory employees · 2 to 1Mar 3, 2021 to Mar 3, 2021
- Financial planning clients · unset to 0Mar 3, 2021 to Mar 3, 2021
- HNW RAUM · unset to 0.0Mar 3, 2021 to Mar 3, 2021
- Individual RAUM · unset to 0.0Mar 3, 2021 to Mar 3, 2021
- Pension RAUM · unset to 0.0Mar 3, 2021 to Mar 3, 2021
- Pooled vehicle RAUM · unset to 0.0Mar 3, 2021 to Mar 3, 2021
Signals
1 dated events
- Access Fiduciary Services, Llc filed its initial SEC registration (Form ADV)Nov 5, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 888-388-8627reportedpublic record, Form ADV, Aug 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $466Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026