DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sky-Mountain Capital Management
Legal name Sky-Mountain Capital Management, Inc.
Latest filing Feb 26, 2026
First filing on the tape Feb 9, 2021 · 9 filings
SEC status approved since Mar 11, 2021
RAUM
$211M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$211M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$211M as of Feb 26, 2026
Mar 2, 2022$132M then
HNW client RAUM$152M as of Feb 26, 2026
Mar 2, 2022$126M then
State-registered IARs (5.B.3)2 as of Feb 26, 2026
Mar 2, 20222 then
Employees (5.A)2 as of Feb 26, 2026
Mar 2, 20222 then
Private funds: no history
RAUM +12% over the last fiscal year+17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $405,719derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$152M72%
- Individuals$58.4M28%
- Individual clients
- 87reported
- HNW clients
- 54reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 519reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas E NelsonCertified Financial Planner | Ketchum, Id | Apr 1, 2021 | 21 y | 2 |
| Amanda Zoe Coleman | Tualatin, Or | Apr 9, 2021 | 15 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Amanda Zoe Coleman from Wells Fargo AdvisorsApr 9, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Thomas E Nelson from Wells Fargo AdvisorsApr 1, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E Thomas Nelson · President/Ccocontrolsince 01/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ketchum, Id · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 517 to 519Feb 20, 2025 to Feb 26, 2026
- HNW clients · 52 to 54Feb 20, 2025 to Feb 26, 2026
- Individual clients · 86 to 87Feb 20, 2025 to Feb 26, 2026
- Discretionary RAUM · $188M to $207MFeb 20, 2025 to Feb 26, 2026
- HNW RAUM · $136M to $152MFeb 20, 2025 to Feb 26, 2026
- Individual RAUM · $52.5M to $58.4MFeb 20, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $855,100 to $3.4MFeb 20, 2025 to Feb 26, 2026
- RAUM · $189M to $211MFeb 20, 2025 to Feb 26, 2026
- Accounts · 508 to 517Feb 13, 2024 to Feb 20, 2025
- HNW clients · 111 to 52Feb 13, 2024 to Feb 20, 2025
- Individual clients · 28 to 86Feb 13, 2024 to Feb 20, 2025
- Pension plan clients · 1 to 0Feb 13, 2024 to Feb 20, 2025
- Financial planning clients · 11-25 to 1-10Feb 13, 2024 to Feb 20, 2025
- Discretionary RAUM · $148M to $188MFeb 13, 2024 to Feb 20, 2025
- HNW RAUM · $136M to $136MFeb 13, 2024 to Feb 20, 2025
- Individual RAUM · $11.1M to $52.5MFeb 13, 2024 to Feb 20, 2025
- Non-discretionary RAUM · $156,000 to $855,100Feb 13, 2024 to Feb 20, 2025
- Pension RAUM · 1200000.0 to unsetFeb 13, 2024 to Feb 20, 2025
- RAUM · $148M to $189MFeb 13, 2024 to Feb 20, 2025
- Accounts · 489 to 508Feb 15, 2023 to Feb 13, 2024
- HNW clients · 110 to 111Feb 15, 2023 to Feb 13, 2024
- Individual clients · 25 to 28Feb 15, 2023 to Feb 13, 2024
- Pension plan clients · 2 to 1Feb 15, 2023 to Feb 13, 2024
- Discretionary RAUM · $131M to $148MFeb 15, 2023 to Feb 13, 2024
- HNW RAUM · $123M to $136MFeb 15, 2023 to Feb 13, 2024
- Individual RAUM · $7.4M to $11.1MFeb 15, 2023 to Feb 13, 2024
- Non-discretionary RAUM · $547,200 to $156,000Feb 15, 2023 to Feb 13, 2024
- Pension RAUM · $1.3M to $1.2MFeb 15, 2023 to Feb 13, 2024
- RAUM · $131M to $148MFeb 15, 2023 to Feb 13, 2024
- Accounts · 450 to 489Mar 2, 2022 to Feb 15, 2023
- Advisory activities · 4 to 2Mar 2, 2022 to Feb 15, 2023
- HNW clients · 102 to 110Mar 2, 2022 to Feb 15, 2023
- Individual clients · 18 to 25Mar 2, 2022 to Feb 15, 2023
- Discretionary RAUM · $131M to $131MMar 2, 2022 to Feb 15, 2023
- HNW RAUM · $126M to $123MMar 2, 2022 to Feb 15, 2023
- Individual RAUM · $4.6M to $7.4MMar 2, 2022 to Feb 15, 2023
- Non-discretionary RAUM · $100,000 to $547,200Mar 2, 2022 to Feb 15, 2023
- Pension RAUM · $1.2M to $1.3MMar 2, 2022 to Feb 15, 2023
- RAUM · $132M to $131MMar 2, 2022 to Feb 15, 2023
- Accounts · 329 to 450Jul 2, 2021 to Mar 2, 2022
Signals
1 dated events
- Sky-Mountain Capital Management, Inc. filed its initial SEC registration (Form ADV)Feb 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 208-471-4261reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 208-449-1790reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- sky-mountaincapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 208-471-4261reportedpublic record, Form ADV, Feb 26, 2026
- Team page
- sky-mountaincapital.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026