DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Worthington Wealth Management
Legal name Worthington Financial Partners LLC
Latest filing Mar 25, 2026
First filing on the tape Feb 11, 2021 · 12 filings
SEC status approved since Mar 12, 2021
RAUM
$154M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$154M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$51.2M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$154M as of Mar 25, 2026
Mar 28, 2022$106M then
HNW client RAUM$82.3M as of Mar 25, 2026
Mar 28, 2022$79.9M then
State-registered IARs (5.B.3)4 as of Mar 25, 2026
Mar 28, 20224 then
Employees (5.A)6 as of Mar 25, 2026
Mar 28, 20224 then
Private funds: no history
RAUM +20% over the last fiscal year+17% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $51.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 112derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $457,426derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +143%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $414,969, 25 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$82.3M54%
- Individuals$71.4M46%
- Individual clients
- 295reported
- HNW clients
- 41reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 336reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $414,969 for 25 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Henry Lamb Richter | Worthington, Oh | Apr 30, 2021 | 41 y | 4 |
| Daniel Richard LamacchiaCertified Financial Planner | Worthington, Oh | Apr 30, 2021 | 30 y | 3 |
| Anthony Raymond Lamacchia | Worthington, Oh | Dec 22, 2022 | 14 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Sherry Lynn Tilson to Ameriprise Financial Services, LLCOct 7, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Henry Lamb Richter from Benjamin F. Edwards & Company, IncorporatedApr 30, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- Sherry Lynn Tilson from Benjamin F. Edwards & Company, IncorporatedApr 30, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- Daniel Richard Lamacchia from Benjamin F. Edwards & Company, IncorporatedApr 30, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Benjamin F. Edwards & Company, IncorporatedMay 4, 2021 · Columbus, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael John Kennedy · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- Richard Daniel Lamacchia · Managing Principalcontrolsince 03/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Worthington, Oh · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 25, 2026HNW share of RAUM moved from 77.0% to 54.0% between the annual amendments of 2025-02-04 and 2026-03-25peers: independent wealth managers, $100M to $500M (5,676)
- client count surgeChange between filings · filing Mar 25, 2026individual and HNW clients (Item 5.D) moved from 138.0 to 336.0 (+143.0%) between the annual amendments of 2025-02-04 and 2026-03-25; the peer median change was +3.0% (3310 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 321 to 336Feb 4, 2025 to Mar 25, 2026
- HNW clients · 39 to 41Feb 4, 2025 to Mar 25, 2026
- Individual clients · 99 to 295Feb 4, 2025 to Mar 25, 2026
- Assets in custody · $28.8M to $414,969Feb 4, 2025 to Mar 25, 2026
- Employees · 7 to 6Feb 4, 2025 to Mar 25, 2026
- Discretionary RAUM · $127M to $153MFeb 4, 2025 to Mar 25, 2026
- HNW RAUM · $98.8M to $82.3MFeb 4, 2025 to Mar 25, 2026
- Individual RAUM · $29.2M to $71.4MFeb 4, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $784,187 to $372,035Feb 4, 2025 to Mar 25, 2026
- RAUM · $128M to $154MFeb 4, 2025 to Mar 25, 2026
- Financial planning clients · unset to Jan 14, 2025 to Feb 4, 2025
- Accounts · 285 to 321Jan 22, 2024 to Jan 14, 2025
- HNW clients · 27 to 39Jan 22, 2024 to Jan 14, 2025
- Individual clients · 118 to 99Jan 22, 2024 to Jan 14, 2025
- Employees · 6 to 7Jan 22, 2024 to Jan 14, 2025
- Discretionary RAUM · $101M to $127MJan 22, 2024 to Jan 14, 2025
- HNW RAUM · $71.5M to $98.8MJan 22, 2024 to Jan 14, 2025
- Individual RAUM · $29.3M to $29.2MJan 22, 2024 to Jan 14, 2025
- Non-discretionary RAUM · $0 to $784,187Jan 22, 2024 to Jan 14, 2025
- RAUM · $101M to $128MJan 22, 2024 to Jan 14, 2025
- Accounts · 270 to 285Jan 5, 2024 to Jan 22, 2024
- Advisory employees · 2 to 3Jan 5, 2024 to Jan 22, 2024
- HNW clients · 23 to 27Jan 5, 2024 to Jan 22, 2024
- Individual clients · 81 to 118Jan 5, 2024 to Jan 22, 2024
- Assets in custody · $58.1M to $28.8MJan 5, 2024 to Jan 22, 2024
- State-registered IARs · 5 to 4Jan 5, 2024 to Jan 22, 2024
- Discretionary RAUM · $95.0M to $101MJan 5, 2024 to Jan 22, 2024
- HNW RAUM · $68.4M to $71.5MJan 5, 2024 to Jan 22, 2024
- Individual RAUM · $26.6M to $29.3MJan 5, 2024 to Jan 22, 2024
- RAUM · $95.0M to $101MJan 5, 2024 to Jan 22, 2024
- Accounts · 262 to 270Mar 28, 2022 to Apr 3, 2023
- HNW clients · 36 to 23Mar 28, 2022 to Apr 3, 2023
- Individual clients · 68 to 81Mar 28, 2022 to Apr 3, 2023
- Assets in custody · $55.1M to $58.1MMar 28, 2022 to Apr 3, 2023
- Employees · 4 to 6Mar 28, 2022 to Apr 3, 2023
- State-registered IARs · 4 to 5Mar 28, 2022 to Apr 3, 2023
- Discretionary RAUM · $106M to $95.0MMar 28, 2022 to Apr 3, 2023
- HNW RAUM · $79.9M to $68.4MMar 28, 2022 to Apr 3, 2023
- Individual RAUM · $26.3M to $26.6MMar 28, 2022 to Apr 3, 2023
- RAUM · $106M to $95.0MMar 28, 2022 to Apr 3, 2023
Signals
4 dated events
- Sherry Lynn Tilson left Worthington Wealth Management for Ameriprise Financial Services, Llc (registered 2025-10-13)Oct 7, 2025 · Advisor changed firm · fact
- Michael John Kennedy (Chief Compliance Officer) appeared on Schedule A of Worthington Wealth ManagementJan 5, 2024 · Control person joined · fact
- Marni-Lee Dye (Chief Compliance Officer) no longer on Schedule A of Worthington Wealth Management (listed 2023-04-03, absent 2023-06-05)Jun 5, 2023 · Control person left · inference
- Worthington Wealth Management filed its initial SEC registration (Form ADV)Feb 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 614-368-0769reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/worthington-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- worthingtonwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 614-368-0769reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026