DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Advanced Planning Advisors Group Inc.
Latest filing Aug 11, 2026
First filing on the tape Feb 27, 2026 · 3 filings
SEC status approved since Mar 30, 2026
RAUM
$120M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$120M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$60.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$120M as of Aug 11, 2026
Feb 27, 2026$118M then
HNW client RAUM$56.4M as of Aug 11, 2026
Feb 27, 2026$50.4M then
State-registered IARs (5.B.3)2 as of Aug 11, 2026
Feb 27, 20262 then
Employees (5.A)2 as of Aug 11, 2026
Feb 27, 20262 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $60.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 114derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $188,760derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$64.0M53%
- High-net-worth individuals$56.4M47%
- Individual clients
- 194reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 638reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Patrick Robert Kirvan | Naperville, Il | Apr 15, 2021 | 16 y | 1 |
| Christopher Daniels | Naperville, Il | Sep 16, 2025 | 20 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Christopher Daniels from Nuveen Asset Management, LLCSep 16, 2025 · RIA to RIA
- Patrick Robert Kirvan from Gradient Advisors, LLCApr 15, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Patrick Kirvan · Managing Member/Ccocontrolsince 02/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Naperville, Il · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Other offices · 0 to 1Apr 9, 2026 to Aug 11, 2026
- Accounts · 1,105 to 638Feb 27, 2026 to Apr 9, 2026
- Corporate clients · 1.0 to unsetFeb 27, 2026 to Apr 9, 2026
- HNW clients · 25 to 33Feb 27, 2026 to Apr 9, 2026
- Individual clients · 192 to 194Feb 27, 2026 to Apr 9, 2026
- Discretionary RAUM · $118M to $120MFeb 27, 2026 to Apr 9, 2026
- HNW RAUM · $50.4M to $56.4MFeb 27, 2026 to Apr 9, 2026
- Individual RAUM · $67.3M to $64.0MFeb 27, 2026 to Apr 9, 2026
- RAUM · $118M to $120MFeb 27, 2026 to Apr 9, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@apadvisorsgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 630-780-1099reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- apadvisorsgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 630-780-1099reportedpublic record, Form ADV, Aug 11, 2026
- Contact form
- apadvisorsgroup.com/contact/index.htmlreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026