DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Everstar Asset Management, LLC
Latest filing May 4, 2026
First filing on the tape Sep 6, 2023 · 9 filings
SEC status approved since Oct 6, 2023
RAUM
$337M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
65%
$219M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$33.7M
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$337M as of May 4, 2026
Mar 22, 2024$131M then
HNW client RAUM$142M as of May 4, 2026
Mar 22, 2024$49.6M then
State-registered IARs (5.B.3)8 as of May 4, 2026
Mar 22, 20246 then
Employees (5.A)13 as of May 4, 2026
Mar 22, 202410 then
Private funds5 as of May 4, 2026
Mar 22, 20242 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $33.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 112derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $402,333derivedHNW RAUM over HNW clients
- Average account
- $297,475derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 5.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, educational seminarsreportedItem 5.G
- Custody
- $112M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$142M43%
- Pooled investment vehicles$112M34%
- Individuals$77.5M23%
- Individual clients
- 764reported
- HNW clients
- 352reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,132reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $112M for 4 clientsreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.65 fund_share=0.33 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lee Christopher Larson | Mooresville, Nc | Jun 6, 2021 | 21 y | 4 |
| Fu Pei Yuet | Mooresville, Nc | Jun 7, 2021 | 24 y | 1 |
| Richard Jakiel | Cornelius, Nc | Jul 26, 2023 | 10 y | 3 |
| Jerry W Neal | Cornelius, Nc | Aug 3, 2023 | 36 y | 2 |
| Douglas Gray Marion | Cornelius, Nc | Nov 2, 2023 | 13 y | 1 |
| Renee Walsh Simpson | Cornelius, Nc | Nov 2, 2023 | 14 y | 2 |
| Thomas Andrew James | Mooresville, Nc | Mar 14, 2025 | 25 y | 0 |
| Ravi Jayant Mujumdar | Mooresville, Nc | Jun 24, 2025 | 19 y | 0 |
| Daniel D AntonelliChartered Financial Analyst | Mooresville, Nc | Nov 4, 2025 | 23 y | 0 |
| Thomas Hamilton | Mooresville, Nc | Mar 26, 2026 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Tyler Jeffrey Storment to Accurate Wealth Management, LLCJun 20, 2025 · RIA to RIA
Joined, latest
- Douglas Gray Marion from Alphastar Capital ManagementNov 2, 2023 · RIA to RIA
- Renee Walsh Simpson from Alphastar Capital ManagementNov 2, 2023 · RIA to RIA
- Jerry W Neal from Alphastar Capital ManagementAug 3, 2023 · RIA to RIA
- Richard Jakiel from Alphastar Capital ManagementJul 26, 2023 · RIA to RIA
- Fu Pei Yuet from Cwa Asset Management GroupJun 7, 2021 · RIA to RIA
- Lee Christopher Larson from Cwa Asset Management GroupJun 6, 2021 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Alphastar Capital ManagementOct 31, 2023 · Cornelius, Nc
- 2 joined from Alphastar Capital ManagementJul 24, 2023 · Charlotte, Nc
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Everstar Capital Appreciation Fund, LP | Hedge Fund | $27.4M | 75 | Aug 12, 2020 |
| Everstar Aws Strategic Allocation Fund LP | Hedge Fund | $7.2M | 23 | Sep 6, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Christopher Lee Larson · Ceo And Chief Compliance Officercontrolsince 03/2021 · owns 75% or more
Related persons
Schedule D 7.A
- Everstar Aws Strategic Allocation Fund Gp, LLCpooled vehicle sponsorn
- Everstar Capital Appreciation Gp, LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mooresville, Nc · principal | 6 | 2 | 0 | ||
| Cornelius, Nc | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Cornelius, NC4 employees
What changed
consecutive filings, newest first
- Accounts · 1,091 to 1,132Jul 11, 2025 to Mar 27, 2026
- Advisory employees · 6 to 9Jul 11, 2025 to Mar 27, 2026
- HNW clients · 339 to 352Jul 11, 2025 to Mar 27, 2026
- Individual clients · 738 to 764Jul 11, 2025 to Mar 27, 2026
- Pooled vehicle clients · 3 to 5Jul 11, 2025 to Mar 27, 2026
- Assets in custody · $65.1M to $112MJul 11, 2025 to Mar 27, 2026
- Employees · 10 to 13Jul 11, 2025 to Mar 27, 2026
- State-registered IARs · 6 to 8Jul 11, 2025 to Mar 27, 2026
- Private funds · 3 to 5Jul 11, 2025 to Mar 27, 2026
- Discretionary RAUM · $309M to $334MJul 11, 2025 to Mar 27, 2026
- HNW RAUM · $144M to $142MJul 11, 2025 to Mar 27, 2026
- Individual RAUM · $96.7M to $77.5MJul 11, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $2.4M to $2.8MJul 11, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $65.1M to $112MJul 11, 2025 to Mar 27, 2026
- RAUM · $311M to $337MJul 11, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0May 13, 2025 to Jul 11, 2025
- Accounts · 700 to 1,091Oct 22, 2024 to May 1, 2025
- HNW clients · 181 to 339Oct 22, 2024 to May 1, 2025
- Individual clients · 505 to 738Oct 22, 2024 to May 1, 2025
- Pooled vehicle clients · 2 to 3Oct 22, 2024 to May 1, 2025
- Assets in custody · $34.6M to $65.1MOct 22, 2024 to May 1, 2025
- Private funds · 2 to 3Oct 22, 2024 to May 1, 2025
- Discretionary RAUM · $130M to $309MOct 22, 2024 to May 1, 2025
- HNW RAUM · $49.6M to $144MOct 22, 2024 to May 1, 2025
- Individual RAUM · $42.6M to $96.7MOct 22, 2024 to May 1, 2025
- Non-discretionary RAUM · $1.9M to $2.4MOct 22, 2024 to May 1, 2025
- Pooled vehicle RAUM · $34.6M to $65.1MOct 22, 2024 to May 1, 2025
- RAUM · $131M to $311MOct 22, 2024 to May 1, 2025
- Accounts · 655 to 700Oct 20, 2023 to Mar 22, 2024
- HNW clients · 213 to 181Oct 20, 2023 to Mar 22, 2024
- Individual clients · 432 to 505Oct 20, 2023 to Mar 22, 2024
- Assets in custody · $25.0M to $34.6MOct 20, 2023 to Mar 22, 2024
- Employees · 6 to 10Oct 20, 2023 to Mar 22, 2024
- Financial planning clients · 1-10 to 0Oct 20, 2023 to Mar 22, 2024
- Discretionary RAUM · $106M to $130MOct 20, 2023 to Mar 22, 2024
- HNW RAUM · $25.3M to $49.6MOct 20, 2023 to Mar 22, 2024
- Individual RAUM · $55.9M to $42.6MOct 20, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $1.5M to $1.9MOct 20, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $25.0M to $34.6MOct 20, 2023 to Mar 22, 2024
- RAUM · $108M to $131MOct 20, 2023 to Mar 22, 2024
Signals
5 dated events
- Tyler Jeffrey Storment left Everstar Asset Management, Llc for Accurate Wealth Management, Llc (registered 2025-07-01)Jun 20, 2025 · Advisor changed firm · fact
- Everstar Asset Management, Llc reported RAUM $311.5M, up 137% from $131.4M (2024-10-22 to 2025-05-01)May 1, 2025 · RAUM change · derived
- 2 advisors left Alphastar Capital Management (Cornelius, NC) for Everstar Asset Management, LLC on the same dayOct 31, 2023 · Team lift-out · derived
- Everstar Asset Management, Llc filed its initial SEC registration (Form ADV)Sep 6, 2023 · First SEC registration · fact
- 2 advisors left Alphastar Capital Management (Charlotte, NC) for Everstar Asset Management, LLC within 3 daysJul 24, 2023 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- Everstar Asset Management, LLC · Independent Sponsorsshared crd · capital_provider
- Everstar Asset Management, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/everstar-asset-managementreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/advancedwealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- everstarassetmanagement.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 440-376-1629reportedpublic record, Form ADV, May 4, 2026
- Team page
- everstarassetmanagement.com/team-frame-stylereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026