DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• C•••••• P•••••••• L••
Latest filing Sep 2, 2026
First filing on the tape Mar 26, 2021 · 14 filings
SEC status approved since Apr 26, 2021
RAUM
$275M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
98%
$270M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$275M as of Mar 5, 2026
Mar 9, 2022$210M then
HNW client RAUM$235M as of Mar 5, 2026
Mar 9, 2022$174M then
State-registered IARs (5.B.3)2 as of Mar 5, 2026
Mar 9, 20224 then
Employees (5.A)2 as of Mar 5, 2026
Mar 9, 20225 then
Private funds: no history
RAUM +18% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 100derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $413,709derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $193MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$235M85%
- Individuals$35.1M13%
- Corporations and businesses$4.0M1.5%
- Charitable organizations$816,9940.3%
- Individual clients
- 102reported
- HNW clients
- 97reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 664reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• S••••• M••••Certified Financial Planner | Delafield, Wi | Jul 7, 2021 | 11 y | 1 |
| M•••••• J•••• O••••••Certified Financial Planner | Delafield, Wi | Jul 7, 2021 | 37 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• J•••• O•••••• from W•••• F•••• A•••••••Jul 7, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J•••• S••••• M•••• from W•••• F•••• A•••••••Jul 7, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••Jul 9, 2021 · Delafield, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• J••••• S••••• · Managing Partnercontrolsince 03/2021 · owns less than 5%
- O••••••• M••••••• J•••• · Managing Partner, Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- M••••• J••••• S••••• · Membercontrolsince 03/2021 · owns 75% or more of M•••• C••••••• L••
- O••••••• M••••••• J•••• · Membercontrolsince 03/2021 · owns 75% or more of M•• C••••••••• L••
Entity owners
- M•••• C••••••• L•• · Ownerdirect · owns 50% to 75%
- M•• C••••••••• L•• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Delafield, Wi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 5, 2026 to Sep 2, 2026
- Related adviser · false to unsetMar 5, 2026 to Sep 2, 2026
- Related bank · false to unsetMar 5, 2026 to Sep 2, 2026
- Related broker-dealer · false to unsetMar 5, 2026 to Sep 2, 2026
- Related insurance company · false to unsetMar 5, 2026 to Sep 2, 2026
- Succession · false to unsetMar 5, 2026 to Sep 2, 2026
- Accounts · 659 to 664Oct 21, 2025 to Mar 5, 2026
- HNW clients · 96 to 97Oct 21, 2025 to Mar 5, 2026
- Employees · 4 to 2Oct 21, 2025 to Mar 5, 2026
- Discretionary RAUM · $201M to $239MOct 21, 2025 to Mar 5, 2026
- HNW RAUM · $198M to $235MOct 21, 2025 to Mar 5, 2026
- Individual RAUM · $31.1M to $35.1MOct 21, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $31.5M to $36.0MOct 21, 2025 to Mar 5, 2026
- RAUM · $233M to $275MOct 21, 2025 to Mar 5, 2026
- Financial planning clients · 0 to 0Mar 14, 2025 to Oct 21, 2025
- Accounts · 646 to 659Jan 26, 2024 to Mar 14, 2025
- Advisory employees · 3 to 2Jan 26, 2024 to Mar 14, 2025
- Advisory activities · 4 to 3Jan 26, 2024 to Mar 14, 2025
- HNW clients · 95 to 96Jan 26, 2024 to Mar 14, 2025
- Individual clients · 106 to 102Jan 26, 2024 to Mar 14, 2025
- Employees · 5 to 4Jan 26, 2024 to Mar 14, 2025
- State-registered IARs · 3 to 2Jan 26, 2024 to Mar 14, 2025
- Discretionary RAUM · $186M to $201MJan 26, 2024 to Mar 14, 2025
- HNW RAUM · $177M to $198MJan 26, 2024 to Mar 14, 2025
- Individual RAUM · $27.8M to $31.1MJan 26, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $22.5M to $31.5MJan 26, 2024 to Mar 14, 2025
- RAUM · $209M to $233MJan 26, 2024 to Mar 14, 2025
- Accounts · 805 to 646Jun 27, 2023 to Jan 26, 2024
- HNW clients · 94 to 95Jun 27, 2023 to Jan 26, 2024
- Individual clients · 117 to 106Jun 27, 2023 to Jan 26, 2024
- State-registered IARs · 4 to 3Jun 27, 2023 to Jan 26, 2024
- Discretionary RAUM · $162M to $186MJun 27, 2023 to Jan 26, 2024
- HNW RAUM · $158M to $177MJun 27, 2023 to Jan 26, 2024
- Individual RAUM · $25.1M to $27.8MJun 27, 2023 to Jan 26, 2024
- Non-discretionary RAUM · $24.5M to $22.5MJun 27, 2023 to Jan 26, 2024
- RAUM · $187M to $209MJun 27, 2023 to Jan 26, 2024
- Accounts · 746 to 805Jan 3, 2023 to Mar 9, 2023
- Individual clients · 122 to 117Jan 3, 2023 to Mar 9, 2023
- Discretionary RAUM · $185M to $162MJan 3, 2023 to Mar 9, 2023
- HNW RAUM · $174M to $158MJan 3, 2023 to Mar 9, 2023
Signals
2 dated events
- Frederick Steven Mayer (Member) no longer on Schedule A of C•••••• C•••••• P•••••••• L•• (listed 2021-08-20, absent 2022-03-09)Mar 9, 2022 · Control person left · inference
- C•••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cushingcap.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jake@cushingcap.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- angie@cushingcap.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jacqueline@cushingcap.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 262-256-0590reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 262-256-0588reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 262-256-0589reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/cushing-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cushingcap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 262-256-0590reportedpublic record, Form ADV, Sep 2, 2026
- Team page
- cushingcap.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026