DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• A••••• A••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Mar 29, 2024 · 4 filings
SEC status approved since Apr 25, 2024
RAUM
$281M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$280M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$93.7M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$281M as of Mar 25, 2026
Mar 19, 2025$186M then
HNW client RAUM$272M as of Mar 25, 2026
Mar 19, 2025$178M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 19, 20253 then
Employees (5.A)3 as of Mar 25, 2026
Mar 19, 20253 then
Private funds: no history
RAUM +51% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $93.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $612,734derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +51%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +29%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$272M97%
- Individuals$8.5M3.0%
- Pension and profit-sharing plans$1.1M0.4%
- Individual clients
- 12reported
- HNW clients
- 68reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 459reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••••• J••••• B••••Certified Financial Planner | Mill Valley, Ca | May 5, 2021 | 10 y | 2 |
| E••• T••••• S•••••Certified Financial Planner | Mill Valley, Ca | May 7, 2021 | 29 y | 3 |
| B••••••• R••••• S••••••Certified Financial Planner | Mill Valley, Ca | Mar 7, 2024 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••••••• R••••• S•••••• from B••••••• J•••• L••Mar 7, 2024 · RIA to RIA
- E••• T••••• S••••• from B••••••• J•••• L••May 7, 2021 · RIA to RIA
- A•••••••• J••••• B•••• from F•••••••• F•••••••• G••••• L••May 5, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• A••••••••• J••••• · Member, Manager, Ccocontrolsince 03/2021 · owns 50% to 75%
- S•••••• E•••• T••••• · Managing Member/Investment Advisor Representativecontrolsince 07/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mill Valley, Ca · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $186,498,056 to $281,245,132 (+51.0%) between the annual amendments of 2025-03-19 and 2026-03-25; the peer median change was +15.0% (4550 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 402 to 459Mar 19, 2025 to Mar 25, 2026
- HNW clients · 51 to 68Mar 19, 2025 to Mar 25, 2026
- Individual clients · 11 to 12Mar 19, 2025 to Mar 25, 2026
- Assets in custody · $22.5M to $36.1MMar 19, 2025 to Mar 25, 2026
- Discretionary RAUM · $186M to $281MMar 19, 2025 to Mar 25, 2026
- HNW RAUM · $178M to $272MMar 19, 2025 to Mar 25, 2026
- Individual RAUM · $7.8M to $8.5MMar 19, 2025 to Mar 25, 2026
- Pension RAUM · $913,401 to $1.1MMar 19, 2025 to Mar 25, 2026
- RAUM · $186M to $281MMar 19, 2025 to Mar 25, 2026
- Accounts · 233 to 402Oct 16, 2024 to Mar 19, 2025
- HNW clients · 38 to 51Oct 16, 2024 to Mar 19, 2025
- Individual clients · 5 to 11Oct 16, 2024 to Mar 19, 2025
- Assets in custody · $15.2M to $22.5MOct 16, 2024 to Mar 19, 2025
- Financial planning clients · 26-50 to 51-100Oct 16, 2024 to Mar 19, 2025
- Discretionary RAUM · $123M to $186MOct 16, 2024 to Mar 19, 2025
- HNW RAUM · $120M to $178MOct 16, 2024 to Mar 19, 2025
- Individual RAUM · $2.9M to $7.8MOct 16, 2024 to Mar 19, 2025
- Pension RAUM · $682,766 to $913,401Oct 16, 2024 to Mar 19, 2025
- RAUM · $123M to $186MOct 16, 2024 to Mar 19, 2025
Signals
1 dated events
- M••••• A••••• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ben@milleraveadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-888-8472reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/miller-avenue-advisors/?viewAsMember=trreportedpublic record, Form ADV, Sep 18, 2026
- Website
- milleraveadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-888-8472reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- milleraveadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026