DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• F•••••••• G••••• L••
Latest filing Aug 26, 2026
First filing on the tape Jun 1, 2021 · 27 filings
SEC status approved since Jul 1, 2021
RAUM
$1.1B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$1.1B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.1B as of Aug 26, 2026
Jan 11, 2022$307M then
HNW client RAUM$1.1B as of Aug 26, 2026
Jan 11, 2022$258M then
State-registered IARs (5.B.3)9 as of Aug 26, 2026
Jan 11, 20226 then
Employees (5.A)9 as of Aug 26, 2026
Jan 11, 20226 then
Private funds: no history
RAUM +61% over the last fiscal year+40% a year over threeIARs 9 to 9offices 2 to 4
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $698,758derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B94%
- Individuals$64.1M5.7%
- Corporations and businesses$2.1M0.2%
- Individual clients
- 161reported
- HNW clients
- 251reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,607reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• P•••••• S•••••Certified Financial Planner | San Rafael, Ca | Dec 8, 2016 | 10 y | 0 |
| R•••••• L•••• D••••Certified Financial Planner | Boise, Id | Mar 21, 2018 | 16 y | 2 |
| C••••••••• J••••• M•••• | Boise, Id | Apr 5, 2021 | 20 y | 1 |
| B••••••• B•••••• F••••• | Boise, Id | Jan 11, 2022 | 14 y | 0 |
| T••••• W•••••• V•••••••• | San Rafael, Ca | Jun 27, 2022 | 34 y | 3 |
| J••••••••• H••• R••• | San Rafael, Ca | Nov 6, 2024 | 32 y | 1 |
| S••••• K•••• C••••• | San Rafael, Ca | Jan 1, 2025 | 13 y | 0 |
| G•••• A•••••• G••••• | San Rafael, Ca | Mar 19, 2025 | 15 y | 1 |
| C•••••• M•••••Certified Financial Planner | San Rafael, Ca | Jun 10, 2026 | 11 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••••• J••••• B•••• to M••••• A••••• A••••••• L••Jun 1, 2021 · RIA to RIA
Joined, latest
- C•••••• M••••• from W••••• E••••••••• A••••••• S•••••••• L••Jun 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- G•••• A•••••• G••••• from R• I••••••••• M••••••••• L••Mar 19, 2025 · RIA to RIA
- J••••••••• H••• R••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Nov 6, 2024 · Wirehouse to independent RIA
- T••••• W•••••• V•••••••• from E•• A•••••••••Jun 27, 2022 · Other
- C••••••••• J••••• M•••• from R• I••••••••• M••••••••• L••Apr 5, 2021 · RIA to RIA
- A•••••••• J••••• B•••• from B••••••• J•••• L••Mar 16, 2020 · RIA to RIA
- R•••••• L•••• D•••• from M•••• W••••• A••••••• L••Mar 21, 2018 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• R••••••• L•••• · Managing Membercontrolsince 11/2016 · owns 25% to 50%
- V••••••••• T•••••• W•••••• · Membercontrolsince 01/2020 · owns 75% or more of C••••• • V•••••••• L••
- S•••••• T•••••• P•••••• · Member/Chief Compliance Officersince 01/2019 · owns 25% to 50%
- T•••••• V•••••• J••••• · Membersince 01/2019 · owns less than 5%
Entity owners
- C••••• • V•••••••• L•• · Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- F•• L••• A• P••••••••• C•••••••••n
- R•••••• D••••investment companyn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Rafael, Ca · principal | 9 | 1 | 0 | ||
| Boise, Id | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Boise, ID4 employees
- Walnut Creek, CA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 6, 2026RAUM (Item 5.F) moved from $698,027,720 to $1,011,812,215 (+45.0%) between the annual amendments of 2025-03-19 and 2026-03-06; the peer median change was +17.0% (1298 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 91% percentile
- account count surgeChange between filings · filing Mar 6, 2026accounts (Item 5.F.2.f) moved from 355.0 to 1,520.0 (+328.0%) between the annual amendments of 2025-03-19 and 2026-03-06; the peer median change was +6.0% (1206 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 99% percentile
What changed
consecutive filings, newest first
- Advisory employees · 10 to 9Jun 10, 2026 to Aug 26, 2026
- Employees · 10 to 9Jun 10, 2026 to Aug 26, 2026
- State-registered IARs · 10 to 9Jun 10, 2026 to Aug 26, 2026
- Accounts · 1,520 to 1,607Mar 6, 2026 to Jun 10, 2026
- Advisory employees · 9 to 10Mar 6, 2026 to Jun 10, 2026
- HNW clients · 237 to 251Mar 6, 2026 to Jun 10, 2026
- Individual clients · 155 to 161Mar 6, 2026 to Jun 10, 2026
- Employees · 9 to 10Mar 6, 2026 to Jun 10, 2026
- Insurance-licensed employees · 1 to 0Mar 6, 2026 to Jun 10, 2026
- State-registered IARs · 9 to 10Mar 6, 2026 to Jun 10, 2026
- Other offices · 2 to 4Mar 6, 2026 to Jun 10, 2026
- Discretionary RAUM · $1.0B to $1.1BMar 6, 2026 to Jun 10, 2026
- HNW RAUM · $954M to $1.1BMar 6, 2026 to Jun 10, 2026
- Individual RAUM · $55.8M to $64.1MMar 6, 2026 to Jun 10, 2026
- Non-discretionary RAUM · $9.0M to $8.4MMar 6, 2026 to Jun 10, 2026
- RAUM · $1.0B to $1.1BMar 6, 2026 to Jun 10, 2026
- Accounts · 381 to 1,520Aug 25, 2025 to Mar 6, 2026
- HNW clients · 207 to 237Aug 25, 2025 to Mar 6, 2026
- Individual clients · 171 to 155Aug 25, 2025 to Mar 6, 2026
- Discretionary RAUM · $862M to $1.0BAug 25, 2025 to Mar 6, 2026
- HNW RAUM · $794M to $954MAug 25, 2025 to Mar 6, 2026
- Individual RAUM · $70.2M to $55.8MAug 25, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $3.2M to $9.0MAug 25, 2025 to Mar 6, 2026
- RAUM · $865M to $1.0BAug 25, 2025 to Mar 6, 2026
- Accounts · 355 to 381Mar 19, 2025 to Aug 25, 2025
- Corporate clients · 0 to 3Mar 19, 2025 to Aug 25, 2025
- HNW clients · 187 to 207Mar 19, 2025 to Aug 25, 2025
- Individual clients · 163 to 171Mar 19, 2025 to Aug 25, 2025
- Pension plan clients · 1 to 0Mar 19, 2025 to Aug 25, 2025
- Discretionary RAUM · $695M to $862MMar 19, 2025 to Aug 25, 2025
- HNW RAUM · $636M to $794MMar 19, 2025 to Aug 25, 2025
- Individual RAUM · $59.3M to $70.2MMar 19, 2025 to Aug 25, 2025
- Non-discretionary RAUM · $2.6M to $3.2MMar 19, 2025 to Aug 25, 2025
- Pension RAUM · 2629870.0 to unsetMar 19, 2025 to Aug 25, 2025
- RAUM · $698M to $865MMar 19, 2025 to Aug 25, 2025
- Accounts · 1,189 to 355Dec 17, 2024 to Mar 19, 2025
- Advisory employees · 8 to 9Dec 17, 2024 to Mar 19, 2025
- Advisory activities · 4 to 3Dec 17, 2024 to Mar 19, 2025
- HNW clients · 183 to 187Dec 17, 2024 to Mar 19, 2025
- Employees · 8 to 9Dec 17, 2024 to Mar 19, 2025
Signals
2 dated events
- F•••••••• F•••••••• G••••• L•• reported RAUM $692.9M, up 27% from $544.6M (2024-07-25 to 2024-12-17)Dec 17, 2024 · RAUM change · derived
- F•••••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Jun 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 208-957-6922reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-352-1100reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- FFGWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-352-1100reportedpublic record, Form ADV, Aug 26, 2026
- Team page
- FFGWEALTH.COM/about/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026