DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• C••• W••••• M•••••••••
Legal name R•• M••••••••• L••
Latest filing Jul 1, 2026
First filing on the tape Apr 28, 2021 · 17 filings
SEC status approved since May 28, 2021
RAUM
$180M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$180M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$89.8M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$180M as of Jul 1, 2026
Mar 10, 2022$126M then
HNW client RAUM$142M as of Jul 1, 2026
Mar 10, 2022$98.3M then
State-registered IARs (5.B.3)2 as of Jul 1, 2026
Mar 10, 20222 then
Employees (5.A)4 as of Jul 1, 2026
Mar 10, 20223 then
Private funds: no history
RAUM +18% over the last fiscal year+16% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $89.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $489,460derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $71.5M, 75 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$142M79%
- Individuals$37.8M21%
- Individual clients
- 74reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 367reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $71.5M for 75 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• M• H•••••Certified Financial Planner, Chartered Financial Analyst | Jacksonville, Fl | Jul 2, 2021 | 19 y | 3 |
| M••••••• L••• B•••••Certified Financial Planner | Jacksonville, Fl | Jul 2, 2021 | 20 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••••• L••• B••••• from A••••••• S••••••• N••••••Jul 2, 2021 · RIA to a newly registered adviser
- B•••• M• H••••• from A••••••• S••••••• N••••••Jul 2, 2021 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••••• S••••••• N••••••Jul 1, 2021 · Atlanta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• M•••••••• L••• · Manager, Chief Compliance Officer & Trusteecontrolsince 11/2017 · owns 75% or more
Entity owners
- M••••••• L• B••••• R•••••••• T•••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 329 to 367Jan 9, 2026 to Feb 17, 2026
- HNW clients · 50 to 54Jan 9, 2026 to Feb 17, 2026
- Individual clients · 72 to 74Jan 9, 2026 to Feb 17, 2026
- Assets in custody · $56.2M to $71.5MJan 9, 2026 to Feb 17, 2026
- Discretionary RAUM · $152M to $180MJan 9, 2026 to Feb 17, 2026
- HNW RAUM · $115M to $142MJan 9, 2026 to Feb 17, 2026
- Individual RAUM · $36.4M to $37.8MJan 9, 2026 to Feb 17, 2026
- RAUM · $152M to $180MJan 9, 2026 to Feb 17, 2026
- Accounts · 320 to 329May 14, 2024 to Feb 27, 2025
- HNW clients · 47 to 50May 14, 2024 to Feb 27, 2025
- Individual clients · 61 to 72May 14, 2024 to Feb 27, 2025
- Assets in custody · $34.2M to $56.2MMay 14, 2024 to Feb 27, 2025
- Custody of client assets · false to trueMay 14, 2024 to Feb 27, 2025
- Financial planning clients · 0 to 0May 14, 2024 to Feb 27, 2025
- Discretionary RAUM · $134M to $152MMay 14, 2024 to Feb 27, 2025
- HNW RAUM · $103M to $115MMay 14, 2024 to Feb 27, 2025
- Individual RAUM · $30.3M to $36.4MMay 14, 2024 to Feb 27, 2025
- RAUM · $134M to $152MMay 14, 2024 to Feb 27, 2025
- Accounts · 269 to 320Dec 8, 2023 to Mar 7, 2024
- HNW clients · 44 to 47Dec 8, 2023 to Mar 7, 2024
- Individual clients · 53 to 61Dec 8, 2023 to Mar 7, 2024
- Assets in custody · unset to 34170053.0Dec 8, 2023 to Mar 7, 2024
- Financial planning clients · 51-100 to 0Dec 8, 2023 to Mar 7, 2024
- Discretionary RAUM · $115M to $134MDec 8, 2023 to Mar 7, 2024
- HNW RAUM · $88.8M to $103MDec 8, 2023 to Mar 7, 2024
- Individual RAUM · $26.1M to $30.3MDec 8, 2023 to Mar 7, 2024
- RAUM · $115M to $134MDec 8, 2023 to Mar 7, 2024
- Business name · R•• M••••••••• L•• to R•••• C••• W••••• M•••••••••Mar 7, 2024 to Mar 7, 2024
- Accounts · 256 to 269Jun 16, 2022 to Jan 25, 2023
- HNW clients · 43 to 44Jun 16, 2022 to Jan 25, 2023
- Individual clients · 51 to 53Jun 16, 2022 to Jan 25, 2023
- Employees · 3 to 4Jun 16, 2022 to Jan 25, 2023
- Discretionary RAUM · $126M to $115MJun 16, 2022 to Jan 25, 2023
- HNW RAUM · $98.3M to $88.8MJun 16, 2022 to Jan 25, 2023
- Individual RAUM · $27.8M to $26.1MJun 16, 2022 to Jan 25, 2023
- RAUM · $126M to $115MJun 16, 2022 to Jan 25, 2023
- Accounts · 254 to 256Jan 19, 2022 to Mar 10, 2022
- HNW clients · 42 to 43Jan 19, 2022 to Mar 10, 2022
- Individual clients · 52 to 51Jan 19, 2022 to Mar 10, 2022
- Discretionary RAUM · $123M to $126MJan 19, 2022 to Mar 10, 2022
Signals
1 dated events
- R•• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@rivercitywealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- t.cremeans@rivercitywealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-374-9098reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/R••••-C•••-WEALTH-MANAGEMENreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 904-374-9098reportedpublic record, Form ADV, Jul 1, 2026
- Team page
- RIVERCITYWEALTH.COM/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $89.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026