DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

O••••• W••••• M•••••••••

Independent wealth managerTowson, MarylandCRD 314867SEC 801-121543websiteIAPD
Legal name G•••••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape May 19, 2021 · 11 filings
SEC status approved since Jun 21, 2021
RAUM
$340M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$335M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$68.1M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$340M as of Mar 30, 2026
Mar 30, 2022$292M then
HNW client RAUM$231M as of Mar 30, 2026
Mar 30, 2022$188M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Mar 30, 20223 then
Employees (5.A)6 as of Mar 30, 2026
Mar 30, 20225 then
Private funds: no history
RAUM +14% over the last fiscal year+11% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$68.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
97derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.8MderivedHNW RAUM over HNW clients
Average account
$244,907derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
1.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-14%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$231M68%
  • Individuals$104M30%
  • Pension and profit-sharing plans$4.3M1.3%
  • Charitable organizations$1.2M0.4%
  • Corporations and businesses$242,9190.1%
Individual clients
401reported
HNW clients
83reported
Pension plan clients
10reported
Charitable clients
1reported
Accounts
1,390reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
N••••• T••••• M•••••••Certified Financial Planner, Chartered Financial ConsultantTowson, MdMar 3, 202311 y2
B•••••• C••••••••• O•••••Boca Raton, Fl May 3, 202327 y5
A••••• K••••••Towson, MdJul 10, 202412 y0
J••••• M•••••• P••••Towson, MdJan 1, 202513 y2
G••••• M••••••• B•••••••Towson, MdMay 14, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • M•••••••• N•••••• T••••• · Chief Compliance Officercontrol
    since 04/2024 · owns less than 5%
  • O•••••• B••••••• C••••••••• · Managing Directorcontrol
    since 05/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Towson, Md · principal510
St Louis, Mo100
Offices
Schedule D 1.F, the 25 largest
  • Boca Raton, FL1 employees
  • St. Louis, MO1 employees
What changed
consecutive filings, newest first
  • Accounts · 1,291 to 1,390
    Mar 25, 2025 to Mar 30, 2026
  • Charity clients · unset to 1.0
    Mar 25, 2025 to Mar 30, 2026
  • Corporate clients · unset to 1.0
    Mar 25, 2025 to Mar 30, 2026
  • HNW clients · 78 to 83
    Mar 25, 2025 to Mar 30, 2026
  • Individual clients · 488 to 401
    Mar 25, 2025 to Mar 30, 2026
  • Pension plan clients · 12 to 10
    Mar 25, 2025 to Mar 30, 2026
  • Employees · 5 to 6
    Mar 25, 2025 to Mar 30, 2026
  • Discretionary RAUM · $298M to $340M
    Mar 25, 2025 to Mar 30, 2026
  • HNW RAUM · $191M to $231M
    Mar 25, 2025 to Mar 30, 2026
  • Individual RAUM · $104M to $104M
    Mar 25, 2025 to Mar 30, 2026
  • Pension RAUM · $2.5M to $4.3M
    Mar 25, 2025 to Mar 30, 2026
  • RAUM · $298M to $340M
    Mar 25, 2025 to Mar 30, 2026
  • Accounts · 1,500 to 1,291
    May 14, 2024 to Mar 25, 2025
  • HNW clients · 60 to 78
    May 14, 2024 to Mar 25, 2025
  • Individual clients · 597 to 488
    May 14, 2024 to Mar 25, 2025
  • Pension plan clients · unset to 12.0
    May 14, 2024 to Mar 25, 2025
  • Financial planning clients · 0 to 51-100
    May 14, 2024 to Mar 25, 2025
  • Discretionary RAUM · $290M to $298M
    May 14, 2024 to Mar 25, 2025
  • HNW RAUM · $200M to $191M
    May 14, 2024 to Mar 25, 2025
  • Individual RAUM · $90.0M to $104M
    May 14, 2024 to Mar 25, 2025
  • Pension RAUM · unset to 2538619.0
    May 14, 2024 to Mar 25, 2025
  • RAUM · $290M to $298M
    May 14, 2024 to Mar 25, 2025
  • Accounts · 1,490 to 1,500
    May 3, 2023 to Feb 27, 2024
  • HNW clients · 49 to 60
    May 3, 2023 to Feb 27, 2024
  • Individual clients · 857 to 597
    May 3, 2023 to Feb 27, 2024
  • Employees · 6 to 5
    May 3, 2023 to Feb 27, 2024
  • HQ city · BOCA RATON to TOWSON
    May 3, 2023 to Feb 27, 2024
  • HQ state · FL to MD
    May 3, 2023 to Feb 27, 2024
  • State-registered IARs · 3 to 4
    May 3, 2023 to Feb 27, 2024
  • Discretionary RAUM · $248M to $290M
    May 3, 2023 to Feb 27, 2024
  • HNW RAUM · $112M to $200M
    May 3, 2023 to Feb 27, 2024
  • Individual RAUM · $136M to $90.0M
    May 3, 2023 to Feb 27, 2024
  • RAUM · $248M to $290M
    May 3, 2023 to Feb 27, 2024
  • Accounts · 1,274 to 1,490
    Apr 1, 2022 to Mar 21, 2023
  • Advisory employees · 3 to 4
    Apr 1, 2022 to Mar 21, 2023
  • Corporate clients · 9.0 to unset
    Apr 1, 2022 to Mar 21, 2023
  • HNW clients · 77 to 49
    Apr 1, 2022 to Mar 21, 2023
  • Individual clients · 460 to 857
    Apr 1, 2022 to Mar 21, 2023
  • Pension plan clients · 2.0 to unset
    Apr 1, 2022 to Mar 21, 2023
  • Employees · 5 to 6
    Apr 1, 2022 to Mar 21, 2023
Signals
8 dated events
  • H•••• J••••• H••••• left O••••• W••••• M••••••••• for C••••••• A••••••• (registered 2025-03-28)
    Apr 4, 2025 · Advisor changed firm · fact
  • J••••• F•••• D••••• left O••••• W••••• M••••••••• for S•••• S•••• W••••• M••••••••• L•• (registered 2024-04-22)
    May 16, 2024 · Advisor changed firm · fact
  • Wendy Tiffany Holman (Chief Compliance Officer) no longer on Schedule A of O••••• W••••• M••••••••• (listed 2024-02-27, absent 2024-05-14)
    May 14, 2024 · Control person left · inference
  • T••••• N••••• Mcduffee (Chief Compliance Officer) appeared on Schedule A of O••••• W••••• M•••••••••
    May 14, 2024 · Control person joined · fact
  • Louise Tina Gallo (Chief Compliance Officer) no longer on Schedule A of O••••• W••••• M••••••••• (listed 2023-05-03, absent 2024-02-27)
    Feb 27, 2024 · Control person left · inference
  • Wendy Tiffany Holman (Chief Compliance Officer) appeared on Schedule A of O••••• W••••• M•••••••••
    Feb 27, 2024 · Control person joined · fact
  • Louise Tina Gallo (Chief Compliance Officer) appeared on Schedule A of O••••• W••••• M•••••••••
    Mar 30, 2022 · Control person joined · fact
  • O••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
    May 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
314-621-6250reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
410-343-7125reportedpublished by the firm, firm site, Sep 15, 2026
Website
oliverwealth.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(410) 343-7125reportedpublic record, Form ADV, Mar 30, 2026
Contact form
oliverwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$68.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026