DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oliver Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Michael Plume | The L. Warner Companies, Inc independent RIA | Oliver Wealth Management independent RIA | RIA to RIA | Apr 22, 2024 | Jan 1, 2025 (254 d) |
| Nathan Thomas Mcduffee | Arkadios Wealth Advisors BD affiliated | Oliver Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2023 | Mar 3, 2023 (53 d) |
| Joseph Frank Darpel | Hayden Royal independent RIA | Oliver Wealth Management no RAUM | RIA to a newly registered adviser | Dec 6, 2021 | Sep 11, 2021 |
| Brandon Christopher Oliver | Hayden Royal independent RIA | Oliver Wealth Management independent RIA | RIA to RIA | Dec 6, 2021 | May 3, 2023 (513 d) |
| Heath Justin Harris | Hayden Royal independent RIA | Oliver Wealth Management no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Sep 13, 2021 (199 d) |
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5 moves match.