DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• P•••••••• S••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jun 8, 2021 · 12 filings
SEC status approved since Aug 9, 2021
RAUM
$140M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$140M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$140M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$140M as of Mar 26, 2026
Apr 11, 2022$214M then
HNW client RAUM$140M as of Mar 26, 2026
Apr 11, 2022$58.7M then
State-registered IARs (5.B.3)1 as of Mar 26, 2026
Apr 11, 20221 then
Employees (5.A)2 as of Mar 26, 2026
Apr 11, 20222 then
Private funds: no history
RAUM +8.9% over the last fiscal year-0.4% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $140MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 276derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $507,246derivedHNW RAUM over HNW clients
- Average account
- $507,246derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +182%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$140M100%
- Individual clients
- 0reported
- HNW clients
- 276reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 276reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• L••••• H••••••• | Chicago, Il | Sep 14, 2021 | 22 y | 8 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••••• L••••• H••••••• from C•••••• A•••••••Sep 14, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••• D••••• V•••••• · Ccocontrolsince 05/2021 · owns less than 5%
- H•••••••• M•••••••• L••••• · Managercontrolsince 05/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 26, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-04-30, no on the filing of 2026-03-26peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 245 to 276Apr 30, 2025 to Mar 26, 2026
- HNW clients · 98 to 276Apr 30, 2025 to Mar 26, 2026
- Employees · 5 to 2Apr 30, 2025 to Mar 26, 2026
- Discretionary RAUM · $129M to $140MApr 30, 2025 to Mar 26, 2026
- HNW RAUM · $129M to $140MApr 30, 2025 to Mar 26, 2026
- RAUM · $129M to $140MApr 30, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 18, 2024 to Apr 30, 2025
- HQ city · SCHAUMBURG to CHICAGOMar 18, 2024 to Apr 30, 2025
- Other offices · 1 to 0Mar 18, 2024 to Apr 30, 2025
- Discretionary RAUM · $149M to $129MMar 18, 2024 to Apr 30, 2025
- HNW RAUM · $149M to $129MMar 18, 2024 to Apr 30, 2025
- RAUM · $149M to $129MMar 18, 2024 to Apr 30, 2025
- Accounts · 1,101 to 245Apr 3, 2023 to Mar 18, 2024
- Advisory employees · 1 to 2Apr 3, 2023 to Mar 18, 2024
- HNW clients · 606 to 98Apr 3, 2023 to Mar 18, 2024
- Individual clients · 495 to 0Apr 3, 2023 to Mar 18, 2024
- Assets in custody · 213858580.0 to unsetApr 3, 2023 to Mar 18, 2024
- Custody of client assets · true to falseApr 3, 2023 to Mar 18, 2024
- Employees · 2 to 5Apr 3, 2023 to Mar 18, 2024
- Financial planning clients · unset to 0Apr 3, 2023 to Mar 18, 2024
- Discretionary RAUM · $142M to $149MApr 3, 2023 to Mar 18, 2024
- HNW RAUM · $38.2M to $149MApr 3, 2023 to Mar 18, 2024
- Individual RAUM · 103333512.0 to unsetApr 3, 2023 to Mar 18, 2024
- RAUM · $142M to $149MApr 3, 2023 to Mar 18, 2024
- Discretionary RAUM · $214M to $142MDec 1, 2022 to Mar 29, 2023
- HNW RAUM · $58.7M to $38.2MDec 1, 2022 to Mar 29, 2023
- Individual RAUM · $155M to $103MDec 1, 2022 to Mar 29, 2023
- RAUM · $214M to $142MDec 1, 2022 to Mar 29, 2023
- Accounts · 0 to 1,101Oct 1, 2021 to Apr 11, 2022
- HNW clients · 0 to 606Oct 1, 2021 to Apr 11, 2022
- Individual clients · 0 to 495Oct 1, 2021 to Apr 11, 2022
- Assets in custody · unset to 213858580.0Oct 1, 2021 to Apr 11, 2022
- Custody of client assets · false to trueOct 1, 2021 to Apr 11, 2022
- Employees · 1 to 2Oct 1, 2021 to Apr 11, 2022
- Financial planning clients · 0 to unsetOct 1, 2021 to Apr 11, 2022
- Other offices · 0 to 1Oct 1, 2021 to Apr 11, 2022
- Discretionary RAUM · $0 to $214MOct 1, 2021 to Apr 11, 2022
- HNW RAUM · unset to 58651896.0Oct 1, 2021 to Apr 11, 2022
- Individual RAUM · unset to 155206684.0Oct 1, 2021 to Apr 11, 2022
- RAUM · $0 to $214MOct 1, 2021 to Apr 11, 2022
Signals
1 dated events
- F••••• P•••••••• S••••••••• L•• filed its initial SEC registration (Form ADV)Jun 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- m••@f•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 713-854-6442reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/fortis-portfolio-solutions-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- F•••••P••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-854-6442reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $140Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026