DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••• W••••• A•••••••• L••
Latest filing Jul 14, 2026
First filing on the tape Jun 7, 2023 · 9 filings
SEC status approved since Jul 6, 2023
RAUM
$220M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
61%
$133M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$44.0M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$220M as of Jul 14, 2026
Mar 5, 2024$144M then
HNW client RAUM$127M as of Jul 14, 2026
Mar 5, 2024$100M then
State-registered IARs (5.B.3)5 as of Jul 14, 2026
Mar 5, 20243 then
Employees (5.A)5 as of Jul 14, 2026
Mar 5, 20243 then
Private funds2 as of Jul 14, 2026
Mar 5, 20242 then
RAUM +16% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $44.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 38%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +93%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.9M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$127M58%
- Charitable organizations$82.7M38%
- Individuals$6.5M2.9%
- Pooled investment vehicles$3.9M1.8%
- Individual clients
- 25reported
- HNW clients
- 27reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 117reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.9M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.61 fund_share=0.02 institutional_share=0.38 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• R••• O••••••••Chartered Financial Analyst | Atlanta, Ga | Jan 15, 2025 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•• D••••• I••••••••• I• L•• | Private Equity Fund | $1.4M | 9 | Jun 7, 2023 |
| R•• D••••• I••••••••• I•• L•• | Private Equity Fund | $1.2M | 4 | Jun 7, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• T•••••••• J••••• · Managing Partnercontrolsince 02/2021 · owns less than 5%
- D•••••••• S••••••••• B••••••• · Managing D•••••Orcontrolsince 01/2022 · owns less than 5%
- F••••••• R•••• T••••• · Chief Compliance Officercontrolsince 02/2021 · owns less than 5%
- D•••••• A••••• D••••••• · Membercontrolsince 02/2021 · owns 25% to 50% of D••••• F••••• S••••••••• T••••
- D•••••• A•••••• M••••••• · Membercontrolsince 02/2021 · owns 25% to 50% of D••••• F••••• S••••••••• T••••
- D•••••• B••••••• M••••••• · Membercontrolsince 02/2021 · owns 25% to 50% of D••••• F••••• S••••••••• T••••
- D•••••• D•••••••• M•••••• · Membercontrolsince 12/2012 · owns 75% or more of B••• S•••••• A•••• T••••
- D•••••• M••••••• J••••• · Membercontrolsince 02/2021 · owns 25% to 50% of D••••• F••••• S••••••••• T••••
- D•••••• T•••••••• J••••• · Trusteecontrolsince 02/2021 · owns 25% to 50% of T•• V•••••••• L••
- F••••••• G••••• C•••••••• · Membercontrolsince 03/2021 · owns 25% to 50% of F•••••• F••••• I••••••••• T••••
- F••••••• R•••• T••••• · Trusteecontrolsince 03/2021 · owns 25% to 50% of W••••••• V•••••••• L••
- F••••••• R•••• T••••• · Membercontrolsince 03/2021 · owns 25% to 50% of F•••••• F••••• I••••••••• T••••
- F••••••• S•••••• R••• · Membercontrolsince 03/2021 · owns 25% to 50% of F•••••• F••••• I••••••••• T••••
- F••••••• W••••••• H•••• · Membercontrolsince 03/2021 · owns 25% to 50% of F•••••• F••••• I••••••••• T••••
- M••••••• F••••••• G••••• · Trusteecontrolsince 04/2021 · owns 50% to 75% of M•••••••• V•••••••• L••
- M••••••• L•••••••• O••••• · Trusteecontrolsince 04/2021 · owns 50% to 75% of M•••••••• V•••••••• L••
Entity owners
- M•••••••• V•••••••• L•• · Managing Memberdirect · owns 25% to 50%
- T•• V•••••••• L•• · Managing Memberdirect · owns 25% to 50%
- W••••••• V•••••••• L•• · Managing Memberdirect · owns 25% to 50%
- B••• S•••••• A•••• T•••• · Trusteeindirect · owns 25% to 50% of T•• V•••••••• L••
- D••••• F••••• S••••••••• T•••• · Trusteeindirect · owns 25% to 50% of T•• V•••••••• L••
- F•••••• F••••• I••••••••• T•••• · Trusteeindirect · owns 75% or more of W••••••• V•••••••• L••
Related persons
Schedule D 7.A
- M•••• C•••••• P•••••••• L••investment advisernRAUM $153M
- R••••• C••••••• L••investment adviserpooled vehicle sponsorn
- R•• C••••••• L••pooled vehicle sponsorn
Advisers that list R••••• W••••• A•••••••• L•• as a related person
- 300626 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 60 to 117Jun 27, 2025 to Mar 12, 2026
- HNW clients · 20 to 27Jun 27, 2025 to Mar 12, 2026
- Individual clients · 7 to 25Jun 27, 2025 to Mar 12, 2026
- Assets in custody · $3.0M to $3.9MJun 27, 2025 to Mar 12, 2026
- Discretionary RAUM · $190M to $220MJun 27, 2025 to Mar 12, 2026
- HNW RAUM · $106M to $127MJun 27, 2025 to Mar 12, 2026
- Individual RAUM · $3.2M to $6.5MJun 27, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $3.0M to $3.9MJun 27, 2025 to Mar 12, 2026
- RAUM · $190M to $220MJun 27, 2025 to Mar 12, 2026
- Financial planning clients · unset to Mar 18, 2025 to Jun 27, 2025
- Accounts · 46 to 60Jul 22, 2024 to Mar 18, 2025
- Advisory employees · 4 to 5Jul 22, 2024 to Mar 18, 2025
- Corporate clients · 0.0 to unsetJul 22, 2024 to Mar 18, 2025
- HNW clients · 10 to 20Jul 22, 2024 to Mar 18, 2025
- Individual clients · 14 to 7Jul 22, 2024 to Mar 18, 2025
- Pension plan clients · 0.0 to unsetJul 22, 2024 to Mar 18, 2025
- Assets in custody · $2.5M to $3.0MJul 22, 2024 to Mar 18, 2025
- Employees · 4 to 5Jul 22, 2024 to Mar 18, 2025
- State-registered IARs · 4 to 5Jul 22, 2024 to Mar 18, 2025
- Discretionary RAUM · $144M to $190MJul 22, 2024 to Mar 18, 2025
- HNW RAUM · $100M to $106MJul 22, 2024 to Mar 18, 2025
- Individual RAUM · $7.5M to $3.2MJul 22, 2024 to Mar 18, 2025
- Pension RAUM · 0.0 to unsetJul 22, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $2.5M to $3.0MJul 22, 2024 to Mar 18, 2025
- RAUM · $144M to $190MJul 22, 2024 to Mar 18, 2025
- Advisory employees · 3 to 4Mar 5, 2024 to Jun 21, 2024
- Advisory activities · 3 to 2Mar 5, 2024 to Jun 21, 2024
- Employees · 3 to 4Mar 5, 2024 to Jun 21, 2024
- Insurance-licensed employees · 3 to 4Mar 5, 2024 to Jun 21, 2024
- State-registered IARs · 3 to 4Mar 5, 2024 to Jun 21, 2024
- Accounts · 32 to 46Jun 27, 2023 to Mar 5, 2024
- HNW clients · 7 to 10Jun 27, 2023 to Mar 5, 2024
- Individual clients · 11 to 14Jun 27, 2023 to Mar 5, 2024
- Assets in custody · $1.8M to $2.5MJun 27, 2023 to Mar 5, 2024
- Discretionary RAUM · $114M to $144MJun 27, 2023 to Mar 5, 2024
- HNW RAUM · $75.9M to $100MJun 27, 2023 to Mar 5, 2024
- Individual RAUM · $6.1M to $7.5MJun 27, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · $1.8M to $2.5MJun 27, 2023 to Mar 5, 2024
- RAUM · $114M to $144MJun 27, 2023 to Mar 5, 2024
Signals
9 dated events
- Henry William Funston (Member) appeared on Schedule A of R••••• W••••• A•••••••• L••Jul 22, 2024 · Control person joined · fact
- Catherine Grace Funston (Member) appeared on Schedule A of R••••• W••••• A•••••••• L••Jul 22, 2024 · Control person joined · fact
- Rose Sidney Funston (Member) appeared on Schedule A of R••••• W••••• A•••••••• L••Jul 22, 2024 · Control person joined · fact
- Mistele Danielle Davies (Member) appeared on Schedule A of R••••• W••••• A•••••••• L••Jul 22, 2024 · Control person joined · fact
- Mitchell Brendan Davies (Member) appeared on Schedule A of R••••• W••••• A•••••••• L••Jul 22, 2024 · Control person joined · fact
- Joseph Michael Davies (Member) appeared on Schedule A of R••••• W••••• A•••••••• L••Jul 22, 2024 · Control person joined · fact
- Dorrance Aidan Davies (Member) appeared on Schedule A of R••••• W••••• A•••••••• L••Jul 22, 2024 · Control person joined · fact
- Michelle Audrey Davies (Member) appeared on Schedule A of R••••• W••••• A•••••••• L••Jul 22, 2024 · Control person joined · fact
- R••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 7, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••••• W••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R••••• W••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 404-343-2265reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/reiconwealthadvisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- reiconwealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-328-2120reportedpublic record, Form ADV, Jul 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026