DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Maven Capital Partners, LLC
Latest filing Jul 14, 2026
First filing on the tape Jun 11, 2024 · 8 filings
SEC status approved since Jul 24, 2024
RAUM
$153M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$136M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$30.6M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$153M as of Jul 14, 2026
Mar 18, 2025$135M then
HNW client RAUM$135M as of Jul 14, 2026
Mar 18, 2025$120M then
State-registered IARs (5.B.3)5 as of Jul 14, 2026
Mar 18, 20256 then
Employees (5.A)5 as of Jul 14, 2026
Mar 18, 20256 then
Private funds3 as of Jul 14, 2026
Mar 18, 20253 then
RAUM +14% over the last fiscal yearIARs 6 to 5
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $30.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $27.0MderivedHNW RAUM over HNW clients
- Average account
- $6.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $17.0M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$135M88%
- Pooled investment vehicles$17.0M11%
- Individuals$1.1M0.7%
- Individual clients
- 4reported
- HNW clients
- 5reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $17.0M for 3 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.11 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Stewart Cohn | Atlanta, Ga | Apr 25, 2019 | 11 y | 1 |
| Reid Thomas Funston | Atlanta, Ga | Aug 2, 2021 | 33 y | 0 |
| Theodore Joseph Davies | Atlanta,, Ga | Aug 2, 2021 | 29 y | 0 |
| Stephanie Busuttil DouglassChartered Financial Analyst | Atlanta, Ga | Nov 28, 2022 | 27 y | 0 |
| Joseph Patrick BogleChartered Financial Analyst | Atlanta, Ga | Apr 5, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Gregory Stewart Cohn from Pnc Capital Advisors LLCApr 25, 2019 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mcp Secondary Investments I, LLC | Private Equity Fund | $5.3M | 21 | Jun 11, 2024 |
| Mcp Direct Investments I, LLC | Private Equity Fund | $21,216 | 2 | Jun 11, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Gray Andrew Bernhardt · Managing Partner, Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- Stewart Gregory Cohn · Managing Partnercontrolsince 12/2018 · owns less than 5%
- Joseph Theodore Davies · Managing Partnercontrolsince 07/2022 · owns less than 5%
- Busuttil Stephanie Douglass · Managing Directorcontrolsince 07/2022 · owns less than 5%
- Thomas Reid Funston · Managing Partnercontrolsince 07/2022 · owns less than 5%
- Gray Andrew Bernhardt · Ownercontrolsince 02/2023 · owns 25% to 50% of Maven Capital Advisors, LLC
- Stewart Gregory Cohn · Ownercontrolsince 03/2018 · owns 50% to 75% of Maven Capital Advisors, LLC
- Dorrance Aidan Daviees · Trusteecontrolsince 02/2021 · owns 25% to 50% of Davies Family Survivorship Trust
- Michelle Audrey Davies · Trusteecontrolsince 02/2021 · owns 25% to 50% of Davies Family Survivorship Trust
- Mitchell Brendan Davies · Trusteecontrolsince 02/2021 · owns 25% to 50% of Davies Family Survivorship Trust
- Mistele Danielle Davies · Trusteecontrolsince 12/2012 · owns 75% or more of Bmaa Special Asset Trust
- Joseph Michael Davies · Trusteecontrolsince 02/2021 · owns 25% to 50% of Davies Family Survivorship Trust
- Joseph Theodore Davies · Trusteecontrolsince 02/2021 · owns 25% to 50% of Tjd Ventures, LLC
- Catherine Grace Funston · Trusteecontrolsince 03/2021 · owns 25% to 50% of Funston Family Irrevocable Trust
- Thomas Reid Funston · Trusteecontrolsince 03/2021 · owns 25% to 50% of Funston Family Irrevocable Trust
- Thomas Reid Funston · Trusteecontrolsince 03/2021 · owns 25% to 50% of Waramaug Ventures, LLC
- Rose Sidney Funston · Trusteecontrolsince 03/2021 · owns 25% to 50% of Funston Family Irrevocable Trust
- Henry William Funston · Trusteecontrolsince 03/2021 · owns 25% to 50% of Funston Family Irrevocable Trust
- Garvin Forrest Mcclain · Trusteecontrolsince 04/2021 · owns 50% to 75% of Mathieson Ventures, LLC
- Oscher Lorraine Mcclain · Trusteecontrolsince 04/2021 · owns 50% to 75% of Mathieson Ventures, LLC
- Lamont Steven Shores · Ownersince 02/2023 · owns 10% to 25%
- Lamont Steven Shores · Ownersince 02/2023 · owns 25% to 50% of Maven Capital Advisors, LLC
Entity owners
- Maven Capital Advisors, LLC · Ownerdirect · owns 25% to 50%
- Reicon Wealth Advisors, LLC · Ownerdirect · owns 25% to 50%
- Bmaa Special Asset Trust · Trusteeindirect · owns 25% to 50% of Tjd Ventures, LLC
- Davies Family Survivorship Trust · Trusteeindirect · owns 25% to 50% of Tjd Ventures, LLC
- Funston Family Irrevocable Trust · Trusteeindirect · owns 75% or more of Waramaug Ventures, LLC
- Mathieson Ventures, LLC · Managing Memberindirect · owns 25% to 50% of Reicon Wealth Advisors, LLC
- Tjd Ventures, LLC · Managing Memberindirect · owns 25% to 50% of Reicon Wealth Advisors, LLC
- Waramaug Ventures, LLC · Managing Memberindirect · owns 25% to 50% of Reicon Wealth Advisors, LLC
Related persons
Schedule D 7.A
- Mca Securities LLCbroker-dealern
- Reicon Capital, LLCinvestment adviserpooled vehicle sponsorn
- Reicon Wealth Advisors, LLCinvestment advisernRAUM $220M
- Rwa Capital, LLCpooled vehicle sponsorn
Advisers that list Maven Capital Partners, LLC as a related person
- 315043 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA4 employees
What changed
consecutive filings, newest first
- BD registered reps · 2 to 0Jul 22, 2025 to Mar 16, 2026
- Corporate clients · 1.0 to unsetJul 22, 2025 to Mar 16, 2026
- HNW clients · 6 to 5Jul 22, 2025 to Mar 16, 2026
- Individual clients · 2 to 4Jul 22, 2025 to Mar 16, 2026
- Assets in custody · $13.2M to $17.0MJul 22, 2025 to Mar 16, 2026
- Employees · 6 to 5Jul 22, 2025 to Mar 16, 2026
- State-registered IARs · 6 to 5Jul 22, 2025 to Mar 16, 2026
- Discretionary RAUM · $135M to $153MJul 22, 2025 to Mar 16, 2026
- HNW RAUM · $120M to $135MJul 22, 2025 to Mar 16, 2026
- Individual RAUM · $754,304 to $1.1MJul 22, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $13.2M to $17.0MJul 22, 2025 to Mar 16, 2026
- RAUM · $135M to $153MJul 22, 2025 to Mar 16, 2026
- Related broker-dealer · true to falseJul 22, 2025 to Mar 16, 2026
- Financial planning clients · unset to Jun 18, 2025 to Jul 22, 2025
- Accounts · 22 to 24Jul 15, 2024 to Mar 18, 2025
- Charity clients · 1.0 to unsetJul 15, 2024 to Mar 18, 2025
- HNW clients · 3 to 6Jul 15, 2024 to Mar 18, 2025
- Individual clients · 4 to 2Jul 15, 2024 to Mar 18, 2025
- Pooled vehicle clients · 2 to 3Jul 15, 2024 to Mar 18, 2025
- Assets in custody · $5.3M to $13.2MJul 15, 2024 to Mar 18, 2025
- Private funds · 2 to 3Jul 15, 2024 to Mar 18, 2025
- Discretionary RAUM · $107M to $135MJul 15, 2024 to Mar 18, 2025
- HNW RAUM · $96.6M to $120MJul 15, 2024 to Mar 18, 2025
- Individual RAUM · $1.7M to $754,304Jul 15, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $5.3M to $13.2MJul 15, 2024 to Mar 18, 2025
- RAUM · $107M to $135MJul 15, 2024 to Mar 18, 2025
Signals
9 dated events
- Henry William Funston (Trustee) appeared on Schedule A of Maven Capital Partners, LlcJul 15, 2024 · Control person joined · fact
- Catherine Grace Funston (Trustee) appeared on Schedule A of Maven Capital Partners, LlcJul 15, 2024 · Control person joined · fact
- Rose Sidney Funston (Trustee) appeared on Schedule A of Maven Capital Partners, LlcJul 15, 2024 · Control person joined · fact
- Mistele Danielle Davies (Trustee) appeared on Schedule A of Maven Capital Partners, LlcJul 15, 2024 · Control person joined · fact
- Mitchell Brendan Davies (Trustee) appeared on Schedule A of Maven Capital Partners, LlcJul 15, 2024 · Control person joined · fact
- Joseph Michael Davies (Trustee) appeared on Schedule A of Maven Capital Partners, LlcJul 15, 2024 · Control person joined · fact
- Dorrance Aidan Daviees (Trustee) appeared on Schedule A of Maven Capital Partners, LlcJul 15, 2024 · Control person joined · fact
- Michelle Audrey Davies (Trustee) appeared on Schedule A of Maven Capital Partners, LlcJul 15, 2024 · Control person joined · fact
- Maven Capital Partners, Llc filed its initial SEC registration (Form ADV)Jun 11, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Maven Capital Partners, LLC · Independent Sponsorsshared crd · capital_provider
- Maven Capital Partners, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/maven-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- maven-cap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-798-7612reportedpublic record, Form ADV, Jul 14, 2026
- Team page
- maven-cap.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026