DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bergen Park Capital Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Jun 3, 2024 · 4 filings
SEC status approved since Jul 3, 2024
RAUM
$99.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
44%
$43.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$99.3M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$99.3M as of Mar 31, 2026
Mar 27, 2025$127M then
HNW client RAUM$43.3M as of Mar 31, 2026
Mar 27, 2025$22.0M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 27, 20251 then
Employees (5.A)5 as of Mar 31, 2026
Mar 27, 20255 then
Private funds1 as of Mar 31, 2026
Mar 27, 20251 then
RAUM -22% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $99.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $8.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$55.9M56%
- High-net-worth individuals$43.3M44%
- Individual clients
- n/areported
- HNW clients
- 11reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.44 fund_share=0.56 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Edgerton ScottChartered Financial Analyst | Bigfork, Mt | May 17, 2023 | 30 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Bergen Park Global Opportunity Fund, LP | Hedge Fund | $10.7M | 20 | Jun 3, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Edgerton Scott · Managing Principal / Ccocontrolsince 10/2021 · owns 75% or more
- Anthony Dominic Sperandeo-Lancelotta · Chief Operating Officercontrolsince 01/2023 · owns less than 5%
- Holliday Kelsey Lancelotta · Managing Membercontrolsince 05/2007 · owns 25% to 50% of Access Family Partners, LLC
- Anthony Dominic Sperandeo-Lancelotta · Managing Membercontrolsince 05/2007 · owns 50% to 75% of Access Family Partners, LLC
Entity owners
- Access Family Partners, LLC · Managing Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Bergen Park Capital Partners, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 31, 2026peers: independent wealth managers, under $100M (704)
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 17.0% to 44.0% between the annual amendments of 2025-03-27 and 2026-03-31peers: independent wealth managers, under $100M (704)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 17.0% to 44.0% between the annual amendments of 2025-03-27 and 2026-03-31peers: independent wealth managers, under $100M (704)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 74.0% to 0.0% between the annual amendments of 2025-03-27 and 2026-03-31peers: independent wealth managers, under $100M (704)
What changed
consecutive filings, newest first
- Accounts · 8 to 12Mar 27, 2025 to Mar 31, 2026
- HNW clients · 6 to 11Mar 27, 2025 to Mar 31, 2026
- HQ city · to BIGFORKMar 27, 2025 to Mar 31, 2026
- HQ state · to MTMar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $127M to $99.3MMar 27, 2025 to Mar 31, 2026
- HNW RAUM · $22.0M to $43.3MMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $10.7M to $55.9MMar 27, 2025 to Mar 31, 2026
- RAUM · $127M to $99.3MMar 27, 2025 to Mar 31, 2026
- Advisory activities · 2 to 3Aug 20, 2024 to Mar 27, 2025
- Financial planning clients · unset to Aug 20, 2024 to Mar 27, 2025
- HQ city · unset to Aug 20, 2024 to Mar 27, 2025
- HQ state · unset to Aug 20, 2024 to Mar 27, 2025
- Discretionary RAUM · $102M to $127MAug 20, 2024 to Mar 27, 2025
- HNW RAUM · $21.2M to $22.0MAug 20, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $10.7M to $10.7MAug 20, 2024 to Mar 27, 2025
- RAUM · $102M to $127MAug 20, 2024 to Mar 27, 2025
- Related adviser · false to trueAug 20, 2024 to Mar 27, 2025
Signals
1 dated events
- Bergen Park Capital Management, Llc filed its initial SEC registration (Form ADV)Jun 3, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 650-454-5176reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/bergen-park-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BERGENPARKCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 954 980 5626reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- bergenparkcapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- bergenparkcapital.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $99.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026