DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
N•••••••
Legal name N•••••••• L••
Latest filing Feb 11, 2026
First filing on the tape Aug 9, 2021 · 9 filings
SEC status approved since Sep 7, 2021
RAUM
$408M
reported, Item 5.F
Discretionary
23%
of RAUM
Private clients
10%
$41.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$408M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$408M as of Feb 11, 2026
Mar 25, 2024$47.6M then
HNW client RAUM$40.4M as of Feb 11, 2026
Mar 25, 2024$3.8M then
State-registered IARs (5.B.3)1 as of Feb 11, 2026
Mar 10, 20221 then
Employees (5.A)3 as of Feb 11, 2026
Mar 10, 20221 then
Private funds: no history
RAUM +16% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $408MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $860,414derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 23%derivedof RAUM
- Institutional
- 76%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$310M76%
- Corporations and businesses$56.6M14%
- High-net-worth individuals$40.4M9.9%
- Individuals$681,6520.2%
- Individual clients
- n/areported
- HNW clients
- 9reported
- Pension plan clients
- 456reported
- Charitable clients
- n/areported
- Accounts
- 474reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.1 fund_share=0.0 institutional_share=0.76 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P••••• S••••••• C••• from E••••••••• W•••••• I•••Sep 8, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• P•••••• S••••••• · Managing Member/Chief Compliance Officercontrolsince 07/2021 · owns 50% to 75%
- C•••• C••••••• L•• X••• · Membersince 07/2021 · owns 10% to 25%
- C•••• C•••••• L•• Y•• · Membersince 07/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
- E••••••••• W•••••• I•••investment advisernRAUM $164M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 346 to 474Feb 12, 2025 to Feb 11, 2026
- Advisory employees · 1 to 2Feb 12, 2025 to Feb 11, 2026
- HNW clients · 11 to 9Feb 12, 2025 to Feb 11, 2026
- Pension plan clients · 131 to 456Feb 12, 2025 to Feb 11, 2026
- Employees · 1 to 3Feb 12, 2025 to Feb 11, 2026
- Discretionary RAUM · $44.1M to $92.6MFeb 12, 2025 to Feb 11, 2026
- HNW RAUM · $38.2M to $40.4MFeb 12, 2025 to Feb 11, 2026
- Individual RAUM · $637,368 to $681,652Feb 12, 2025 to Feb 11, 2026
- Non-discretionary RAUM · $308M to $315MFeb 12, 2025 to Feb 11, 2026
- Pension RAUM · $303M to $310MFeb 12, 2025 to Feb 11, 2026
- RAUM · $352M to $408MFeb 12, 2025 to Feb 11, 2026
- Accounts · 145 to 346Sep 19, 2024 to Feb 12, 2025
- Financial planning clients · unset to Sep 19, 2024 to Feb 12, 2025
- Discretionary RAUM · $40.3M to $44.1MSep 19, 2024 to Feb 12, 2025
- HNW RAUM · $35.8M to $38.2MSep 19, 2024 to Feb 12, 2025
- Individual RAUM · unset to 637368.0Sep 19, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $90.2M to $308MSep 19, 2024 to Feb 12, 2025
- Pension RAUM · $86.1M to $303MSep 19, 2024 to Feb 12, 2025
- RAUM · $131M to $352MSep 19, 2024 to Feb 12, 2025
- Accounts · 21 to 145Mar 28, 2024 to Sep 19, 2024
- HNW clients · unset to 11.0Mar 28, 2024 to Sep 19, 2024
- Individual clients · 9.0 to unsetMar 28, 2024 to Sep 19, 2024
- Pension plan clients · unset to 131.0Mar 28, 2024 to Sep 19, 2024
- Discretionary RAUM · $30.4M to $40.3MMar 28, 2024 to Sep 19, 2024
- HNW RAUM · $3.8M to $35.8MMar 28, 2024 to Sep 19, 2024
- Individual RAUM · 23425894.0 to unsetMar 28, 2024 to Sep 19, 2024
- Non-discretionary RAUM · $17.3M to $90.2MMar 28, 2024 to Sep 19, 2024
- Pension RAUM · $20.5M to $86.1MMar 28, 2024 to Sep 19, 2024
- RAUM · $47.6M to $131MMar 28, 2024 to Sep 19, 2024
- Accounts · unset to 21.0Jan 11, 2023 to Mar 25, 2024
- Advisory activities · 1 to 2Jan 11, 2023 to Mar 25, 2024
- Individual clients · unset to 9.0Jan 11, 2023 to Mar 25, 2024
- Discretionary RAUM · unset to 30356865.0Jan 11, 2023 to Mar 25, 2024
- HNW RAUM · unset to 3759162.0Jan 11, 2023 to Mar 25, 2024
- Individual RAUM · unset to 23425894.0Jan 11, 2023 to Mar 25, 2024
- Non-discretionary RAUM · unset to 17289199.0Jan 11, 2023 to Mar 25, 2024
- Pension RAUM · unset to 20461008.0Jan 11, 2023 to Mar 25, 2024
- RAUM · unset to 47646064.0Jan 11, 2023 to Mar 25, 2024
Signals
2 dated events
- Nexus338 reported RAUM $351.8M, up 170% from $130.5M (2024-09-19 to 2025-02-12)Feb 12, 2025 · RAUM change · derived
- Nexus338 filed its initial SEC registration (Form ADV)Aug 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nexus338reportedpublic record, Form ADV, Sep 18, 2026
- Website
- n•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 571-348-0800reportedpublic record, Form ADV, Feb 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $408Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026