DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• F••••• W•••••• L••
Latest filing Mar 4, 2026
First filing on the tape Jul 8, 2021 · 8 filings
SEC status approved since Aug 6, 2021
RAUM
$313M
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
100%
$313M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$104M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$313M as of Mar 4, 2026
Mar 16, 2022$256M then
HNW client RAUM$284M as of Mar 4, 2026
Mar 16, 2022$226M then
State-registered IARs (5.B.3)3 as of Mar 4, 2026
Mar 16, 20222 then
Employees (5.A)5 as of Mar 4, 2026
Mar 16, 20223 then
Private funds: no history
RAUM +2.1% over the last fiscal year+9.9% a year over threeIARs 3 to 3offices 1 to 0
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $104MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $313MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$284M91%
- Individuals$28.3M9.0%
- Individual clients
- 42reported
- HNW clients
- 66reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 259reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• P•••••• B••••Certified Financial Planner, Chartered Financial Analyst | Saint Louis, Mo | Oct 8, 2021 | 24 y | 1 |
| A••••• S•••••• B••••Chartered Financial Analyst | Miami, Fl | Oct 12, 2021 | 10 y | 1 |
| M•••••• P•••••• B••••Certified Financial Planner | Saint Louis, Mo | Jun 3, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• P•••••• B•••• from W•••• F•••• A•••••••Jun 3, 2025 · Wirehouse to independent RIA
- A••••• S•••••• B•••• from W•••• F•••• A•••••••Oct 12, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T••••• P•••••• B•••• from W•••• F•••• A•••••••Oct 8, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• A•••••• S•••••• · Membercontrolsince 06/2021 · owns 10% to 25%
- B••••• M••••••• P•••••• · Membercontrolsince 01/2024 · owns 10% to 25%
- B••••• T•••••• P•••••• · Managing Member & Chief Compliance Officercontrolsince 06/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Saint Louis, Mo · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 243 to 259Jul 31, 2025 to Mar 4, 2026
- HNW clients · 69 to 66Jul 31, 2025 to Mar 4, 2026
- Individual clients · 33 to 42Jul 31, 2025 to Mar 4, 2026
- Other offices · 1 to 0Jul 31, 2025 to Mar 4, 2026
- Discretionary RAUM · $244M to $260MJul 31, 2025 to Mar 4, 2026
- HNW RAUM · $272M to $284MJul 31, 2025 to Mar 4, 2026
- Individual RAUM · $20.0M to $28.3MJul 31, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $62.1M to $52.9MJul 31, 2025 to Mar 4, 2026
- Pension RAUM · 14593928.0 to unsetJul 31, 2025 to Mar 4, 2026
- RAUM · $306M to $313MJul 31, 2025 to Mar 4, 2026
- Financial planning clients · 0 to 0Mar 6, 2025 to Jul 31, 2025
- Accounts · 237 to 243Feb 23, 2024 to Mar 6, 2025
- Individual clients · 29 to 33Feb 23, 2024 to Mar 6, 2025
- Discretionary RAUM · $222M to $244MFeb 23, 2024 to Mar 6, 2025
- HNW RAUM · $244M to $272MFeb 23, 2024 to Mar 6, 2025
- Individual RAUM · $17.2M to $20.0MFeb 23, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $56.3M to $62.1MFeb 23, 2024 to Mar 6, 2025
- Pension RAUM · $14.4M to $14.6MFeb 23, 2024 to Mar 6, 2025
- RAUM · $278M to $306MFeb 23, 2024 to Mar 6, 2025
- Accounts · 218 to 237Mar 7, 2023 to Feb 23, 2024
- Advisory employees · 2 to 3Mar 7, 2023 to Feb 23, 2024
- Charity clients · 1.0 to unsetMar 7, 2023 to Feb 23, 2024
- HNW clients · 73 to 69Mar 7, 2023 to Feb 23, 2024
- Individual clients · 22 to 29Mar 7, 2023 to Feb 23, 2024
- Pension plan clients · 1.0 to unsetMar 7, 2023 to Feb 23, 2024
- Employees · 3 to 5Mar 7, 2023 to Feb 23, 2024
- State-registered IARs · 2 to 3Mar 7, 2023 to Feb 23, 2024
- Discretionary RAUM · $188M to $222MMar 7, 2023 to Feb 23, 2024
- HNW RAUM · $208M to $244MMar 7, 2023 to Feb 23, 2024
- Individual RAUM · $12.9M to $17.2MMar 7, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $47.8M to $56.3MMar 7, 2023 to Feb 23, 2024
- Pension RAUM · $12.0M to $14.4MMar 7, 2023 to Feb 23, 2024
- RAUM · $235M to $278MMar 7, 2023 to Feb 23, 2024
- Accounts · 210 to 218Mar 16, 2022 to Mar 7, 2023
- HNW clients · 69 to 73Mar 16, 2022 to Mar 7, 2023
- Individual clients · 21 to 22Mar 16, 2022 to Mar 7, 2023
- Other offices · 0 to 1Mar 16, 2022 to Mar 7, 2023
- Discretionary RAUM · $200M to $188MMar 16, 2022 to Mar 7, 2023
- HNW RAUM · $226M to $208MMar 16, 2022 to Mar 7, 2023
- Individual RAUM · $13.2M to $12.9MMar 16, 2022 to Mar 7, 2023
Signals
3 dated events
- A••••• S•••••• B•••• added a FL registration at B•••• F••••• W•••••• L••Sep 18, 2026 · New state registration · fact
- Patrick Michael Brady (Member) appeared on Schedule A of B•••• F••••• W•••••• L••Feb 23, 2024 · Control person joined · fact
- B•••• F••••• W•••••• L•• filed its initial SEC registration (Form ADV)Jul 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••• F••••• W•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 314-919-9151reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/87103214reportedpublic record, Form ADV, Sep 19, 2026
- Website
- bradyfamilywealth.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (314) 919-9151reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $104Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026