DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Thematic Investments, LLC
Latest filing Mar 24, 2023
First filing on the tape Oct 13, 2021 · 3 filings
RAUM
$8.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM: $8.7M
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 24, 2023
Mar 11, 20220 then
Employees (5.A)5 as of Mar 24, 2023
Mar 11, 20222 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 4
Practice profile
derived from the filing of Mar 24, 2023; every figure names its basis
- RAUM per advisor
- $2.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$8.7M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Scott Colangelo · Partnercontrolsince 05/2021 · owns 10% to 25%
- David Tim Hakes · Partnercontrolsince 05/2021 · owns 10% to 25%
- Don Joe Hildebrand · Partnercontrolsince 05/2021 · owns 10% to 25%
- Kirby Matthew Jasinski · Partnercontrolsince 05/2021 · owns 10% to 25%
- John Thomas Mancuso · Managing Partner And Chief Compliance Officercontrolsince 05/2021 · owns 50% to 75%
- Stuart Jason Aytes · Investorcontrolsince 06/2022 · owns 75% or more of Baltimore Avenue Ventures, LLC
- Joseph Gerald Mancuso · Investorcontrolsince 01/2022 · owns 50% to 75% of G III, LLC
- Michael Gerald Mancuso · Investorcontrolsince 01/2022 · owns 50% to 75% of G III, LLC
Entity owners
- Baltimore Avenue Ventures, LLC · Investordirect · owns less than 5%
- G III, LLC · Investordirect · owns less than 5%
Related persons
Schedule D 7.A
- Fiduciary Investment Trusts, LLCinvestment advisernRAUM $2.0M
- Pcrm LLCreal estaten
- Prime Capital Financialinvestment advisernRAUM $39B
Advisers that list Thematic Investments, LLC as a related person
- 296964 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · unset to 1.0Mar 11, 2022 to Mar 24, 2023
- BD registered reps · 0 to 3Mar 11, 2022 to Mar 24, 2023
- Employees · 2 to 5Mar 11, 2022 to Mar 24, 2023
- Insurance-licensed employees · 1 to 4Mar 11, 2022 to Mar 24, 2023
- State-registered IARs · 0 to 4Mar 11, 2022 to Mar 24, 2023
- Discretionary RAUM · unset to 8706701.0Mar 11, 2022 to Mar 24, 2023
- Non-discretionary RAUM · unset to 0.0Mar 11, 2022 to Mar 24, 2023
- RAUM · unset to 8706701.0Mar 11, 2022 to Mar 24, 2023
- Accounts · 0.0 to unsetOct 13, 2021 to Mar 11, 2022
- Discretionary RAUM · 0.0 to unsetOct 13, 2021 to Mar 11, 2022
- Non-discretionary RAUM · 0.0 to unsetOct 13, 2021 to Mar 11, 2022
- RAUM · 0.0 to unsetOct 13, 2021 to Mar 11, 2022
Signals
4 dated events
- Joseph Gerald Mancuso (Investor) appeared on Schedule A of Thematic Investments, LlcMar 24, 2023 · Control person joined · fact
- Michael Gerald Mancuso (Investor) appeared on Schedule A of Thematic Investments, LlcMar 24, 2023 · Control person joined · fact
- Stuart Jason Aytes (Investor) appeared on Schedule A of Thematic Investments, LlcMar 24, 2023 · Control person joined · fact
- Thematic Investments, Llc filed its initial SEC registration (Form ADV)Oct 13, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026