DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Fiduciary Investment Trusts, LLC
Latest filing Oct 27, 2022
First filing on the tape Jun 15, 2018 · 39 filings
RAUM
$2.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$2.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$2.0M as of Mar 17, 2022
Mar 15, 2019$425M then
HNW client RAUM: no history
State-registered IARs (5.B.3)10 as of Mar 17, 2022
Mar 15, 20196 then
Employees (5.A)18 as of Mar 17, 2022
Mar 15, 201913 then
Private funds: no history
RAUM -99% over the last fiscal year-83% a year over threeIARs 9 to 9offices 2 to 4
Practice profile
derived from the filing of Oct 27, 2022; every figure names its basis
- RAUM per advisor
- $223,981derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38,035derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 1.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -99%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.0M100%
- Individual clients
- 53reported
- HNW clients
- n/areported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 53reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Kyle Palmer Bingham to Prime Capital FinancialMar 20, 2023 · RIA to RIA
- Melissa Kay Sturgis to Umb Private Wealth Management, LLCMar 16, 2023 · Other
- Eric Paul Butler to Apo Financial Services, LLCDec 13, 2021 · RIA to RIA
- Alejandro Siqueiros to OnedigitalNov 17, 2020 · Other
- Robert J. Cruz to Fidelity Personal And Workplace AdvisorsSep 1, 2020 · Other
- Matthew Grant Swatek to Prime Capital FinancialMar 3, 2020 · Other
Joined, latest
- Kyle Palmer Bingham from Edelman Financial EnginesApr 9, 2021 · Other
- Eric Paul Butler from Stadion Money Management, LLCOct 24, 2020 · Other
- Matthew Grant Swatek from Cetera Planning PartnersMar 3, 2020 · Other
- Melissa Kay Sturgis from Prime Capital FinancialNov 21, 2019 · Other
- Alejandro Siqueiros from Prime Capital FinancialSep 4, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Scott Colangelo · Chairmancontrolsince 10/2019 · owns less than 5%
- Stephen Brian Dillbeck · Chief Financial & Operation Officercontrolsince 11/2020 · owns less than 5%
- David Tim Hakes · Elected Manager / Vice-Chairmancontrolsince 10/2019 · owns less than 5%
- Avery Glenn Spencer · Chief Executive Officercontrolsince 10/2019 · owns less than 5%
- Elliott Anthony Woodard · Chief Compliance Officercontrolsince 04/2018 · owns less than 5%
- James Scott Colangelo · Elected Manager / Officercontrolsince 10/2019 · owns F of Chhsz Holdings, LLC
- Stephen Brian Dillbeck · Elected Manager / Officercontrolsince 11/2020 · owns F of Chhsz Holdings, LLC
- David Tim Hakes · Elected Manager / Officercontrolsince 10/2019 · owns F of Chhsz Holdings, LLC
- Avery Glenn Spencer · Elected Manager / Officercontrolsince 10/2019 · owns F of Chhsz Holdings, LLC
- Eugene Robert Low · Elected Managersince 04/2021 · owns F of Chhsz Holdings, LLC
Entity owners
- Chhsz Holdings, LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- 20/20 Capital Management, Incinvestment advisernRAUM $677M
- Pcrm LLCreal estaten
- Prime Capital Financialinvestment adviserreal estatenRAUM $39B
- Thematic Investments, LLCinvestment advisernRAUM $8.7M
Advisers that list Fiduciary Investment Trusts, LLC as a related person
- 315752 n
Offices
Schedule D 1.F, the 25 largest
- Denver, CO1 employees
- Flower Mound, TX1 employees
- Houston, TX1 employees
- Salem, OR1 employees
What changed
consecutive filings, newest first
- Other offices · 3 to 4Aug 31, 2022 to Oct 27, 2022
- Advisory employees · 10 to 9Mar 17, 2022 to Aug 31, 2022
- Employees · 18 to 17Mar 17, 2022 to Aug 31, 2022
- State-registered IARs · 10 to 9Mar 17, 2022 to Aug 31, 2022
- Other offices · 4 to 3Mar 17, 2022 to Aug 31, 2022
- Accounts · 55 to 53Jan 28, 2022 to Mar 17, 2022
- BD registered reps · 9 to 5Jan 28, 2022 to Mar 17, 2022
- Individual clients · 55 to 53Jan 28, 2022 to Mar 17, 2022
- Pension plan clients · 4 to 3Jan 28, 2022 to Mar 17, 2022
- State-registered IARs · 9 to 10Jan 28, 2022 to Mar 17, 2022
- Other offices · 3 to 4Jan 28, 2022 to Mar 17, 2022
- Discretionary RAUM · $2.1M to $2.0MJan 28, 2022 to Mar 17, 2022
- Individual RAUM · $2.1M to $2.0MJan 28, 2022 to Mar 17, 2022
- RAUM · $2.1M to $2.0MJan 28, 2022 to Mar 17, 2022
- Advisory employees · 9 to 10Dec 13, 2021 to Jan 28, 2022
- Employees · 16 to 18Dec 13, 2021 to Jan 28, 2022
- Insurance-licensed employees · 7 to 8Dec 13, 2021 to Jan 28, 2022
- Other offices · 4 to 3Dec 8, 2021 to Dec 13, 2021
- BD registered reps · 8 to 9Dec 6, 2021 to Dec 8, 2021
- Accounts · 61 to 55Jun 2, 2021 to Oct 1, 2021
- Pooled vehicle clients · 2 to 1Jun 2, 2021 to Oct 1, 2021
- Discretionary RAUM · $331M to $2.1MJun 2, 2021 to Oct 1, 2021
- Individual RAUM · $1.7M to $2.1MJun 2, 2021 to Oct 1, 2021
- Pooled vehicle RAUM · $329M to $0Jun 2, 2021 to Oct 1, 2021
- RAUM · $331M to $2.1MJun 2, 2021 to Oct 1, 2021
- Other offices · 3 to 4May 28, 2021 to Jun 2, 2021
- Other offices · 2 to 3Mar 5, 2021 to Apr 6, 2021
- BD registered reps · 9 to 8Dec 7, 2020 to Mar 5, 2021
- Employees · 17 to 16Dec 7, 2020 to Mar 5, 2021
- Discretionary RAUM · $296M to $331MDec 7, 2020 to Mar 5, 2021
- Individual RAUM · $1.5M to $1.7MDec 7, 2020 to Mar 5, 2021
- Pooled vehicle RAUM · $294M to $329MDec 7, 2020 to Mar 5, 2021
- RAUM · $296M to $331MDec 7, 2020 to Mar 5, 2021
- Accounts · 63 to 61Oct 16, 2020 to Dec 1, 2020
- BD registered reps · 10 to 9Oct 16, 2020 to Dec 1, 2020
- Individual clients · 57 to 55Oct 16, 2020 to Dec 1, 2020
- Employees · 18 to 17Oct 16, 2020 to Dec 1, 2020
- State-registered IARs · 8 to 9Oct 16, 2020 to Dec 1, 2020
- Discretionary RAUM · $287M to $296MOct 16, 2020 to Dec 1, 2020
- Individual RAUM · $1.3M to $1.5MOct 16, 2020 to Dec 1, 2020
Signals
16 dated events
- Tim David Hakes no longer registered at Fiduciary Investment Trusts, Llc; no later IA registration on IAPDApr 21, 2023 · Advisor departure · fact
- Scott James Colangelo no longer registered at Fiduciary Investment Trusts, Llc; no later IA registration on IAPDMar 20, 2023 · Advisor departure · fact
- Anthony Elliott Woodard no longer registered at Fiduciary Investment Trusts, Llc; no later IA registration on IAPDMar 20, 2023 · Advisor departure · fact
- Kyle Palmer Bingham left Fiduciary Investment Trusts, Llc for Prime Capital Financial (registered 2023-03-16)Mar 20, 2023 · Advisor changed firm · fact
- Christopher T Roper no longer registered at Fiduciary Investment Trusts, Llc; no later IA registration on IAPDMar 16, 2023 · Advisor departure · fact
- Melissa Kay Sturgis left Fiduciary Investment Trusts, Llc for Umb Private Wealth Management, Llc (registered 2026-05-13)Mar 16, 2023 · Advisor changed firm · fact
- Michael Allen Smoots no longer registered at Fiduciary Investment Trusts, Llc; no later IA registration on IAPDMar 16, 2023 · Advisor departure · fact
- Marco Macy Melero no longer registered at Fiduciary Investment Trusts, Llc; no later IA registration on IAPDMar 16, 2023 · Advisor departure · fact
- Fiduciary Investment Trusts, Llc reported RAUM $2.1M, down 99% from $330.6M (2021-06-02 to 2021-10-01)Oct 1, 2021 · RAUM change · derived
- Brian Dillbeck (Chief Financial & Operation Officer) appeared on Schedule A of Fiduciary Investment Trusts, LlcDec 1, 2020 · Control person joined · fact
- John Seibolt (Chief Operating Officer) no longer on Schedule A of Fiduciary Investment Trusts, Llc (listed 2020-03-04, absent 2020-05-20)May 20, 2020 · Control person left · inference
- Don Joe Hildebrand (Member) no longer on Schedule A of Fiduciary Investment Trusts, Llc (listed 2019-09-04, absent 2019-10-31)Oct 31, 2019 · Control person left · inference
- E Joseph Zdeb (Member) no longer on Schedule A of Fiduciary Investment Trusts, Llc (listed 2019-09-04, absent 2019-10-31)Oct 31, 2019 · Control person left · inference
- Fiduciary Investment Trusts, Llc reported RAUM $298.0M, down 30% from $424.6M (2019-03-15 to 2019-06-11)Jun 11, 2019 · RAUM change · derived
- John Seibolt (Chief Operating Officer) appeared on Schedule A of Fiduciary Investment Trusts, LlcJun 11, 2019 · Control person joined · fact
- Fiduciary Investment Trusts, Llc filed its initial SEC registration (Form ADV)Jun 15, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026