DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Arbor Private Wealth, LLC
Latest filing Feb 25, 2026
First filing on the tape Aug 27, 2021 · 13 filings
SEC status approved since Sep 27, 2021
RAUM
$160M
reported, Item 5.F
Discretionary
70%
of RAUM
Private clients
100%
$160M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$80.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$160M as of Feb 25, 2026
Jan 25, 2022$101M then
HNW client RAUM$137M as of Feb 25, 2026
Jan 25, 2022$71.2M then
State-registered IARs (5.B.3)2 as of Feb 25, 2026
Jan 25, 20221 then
Employees (5.A)2 as of Feb 25, 2026
Jan 25, 20221 then
Private funds: no history
RAUM +15% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $80.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $599,778derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 70%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$137M85%
- Individuals$23.5M15%
- Individual clients
- 52reported
- HNW clients
- 48reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 267reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Eric Charles ShowalterCertified Financial Planner | Ashburn, Va | Oct 1, 2021 | 21 y | 2 |
| Amy Hayes Showalter | Ashburn, Va | Jun 16, 2022 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- James Arthur Sutch to Hoxton Planning & Management, LLCSep 5, 2024 · RIA to RIA
Joined, latest
- James Arthur Sutch from Wells Fargo AdvisorsNov 29, 2023 · Wirehouse to independent RIA
- Eric Charles Showalter from Wells Fargo AdvisorsOct 1, 2021 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hayes Amy Showalter · Chief Operating Officercontrolsince 10/2024 · owns less than 5%
- Charles Eric Showalter · Member, Founder And Chief Compliance Officercontrolsince 10/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ashburn, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 260 to 267Mar 6, 2025 to Feb 25, 2026
- BD registered reps · 1 to 0Mar 6, 2025 to Feb 25, 2026
- HNW clients · 50 to 48Mar 6, 2025 to Feb 25, 2026
- Individual clients · 46 to 52Mar 6, 2025 to Feb 25, 2026
- Financial planning clients · 1-10 to 0Mar 6, 2025 to Feb 25, 2026
- Discretionary RAUM · $95.7M to $113MMar 6, 2025 to Feb 25, 2026
- HNW RAUM · $117M to $137MMar 6, 2025 to Feb 25, 2026
- Individual RAUM · $21.8M to $23.5MMar 6, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $43.5M to $47.2MMar 6, 2025 to Feb 25, 2026
- RAUM · $139M to $160MMar 6, 2025 to Feb 25, 2026
- Accounts · 384 to 260Oct 1, 2024 to Mar 6, 2025
- Advisory employees · 3 to 2Oct 1, 2024 to Mar 6, 2025
- HNW clients · 59 to 50Oct 1, 2024 to Mar 6, 2025
- Individual clients · 95 to 46Oct 1, 2024 to Mar 6, 2025
- Employees · 3 to 2Oct 1, 2024 to Mar 6, 2025
- Financial planning clients · 1-10 to 1-10Oct 1, 2024 to Mar 6, 2025
- State-registered IARs · 3 to 2Oct 1, 2024 to Mar 6, 2025
- Other offices · 0 to 1Oct 1, 2024 to Mar 6, 2025
- Discretionary RAUM · $115M to $95.7MOct 1, 2024 to Mar 6, 2025
- HNW RAUM · $117M to $117MOct 1, 2024 to Mar 6, 2025
- Individual RAUM · $35.3M to $21.8MOct 1, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $36.8M to $43.5MOct 1, 2024 to Mar 6, 2025
- RAUM · $152M to $139MOct 1, 2024 to Mar 6, 2025
- Accounts · 224 to 384Oct 19, 2023 to Mar 13, 2024
- HNW clients · 49 to 59Oct 19, 2023 to Mar 13, 2024
- Individual clients · 45 to 95Oct 19, 2023 to Mar 13, 2024
- State-registered IARs · 2 to 3Oct 19, 2023 to Mar 13, 2024
- Discretionary RAUM · $71.2M to $115MOct 19, 2023 to Mar 13, 2024
- HNW RAUM · $92.0M to $117MOct 19, 2023 to Mar 13, 2024
- Individual RAUM · $14.3M to $35.3MOct 19, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $35.2M to $36.8MOct 19, 2023 to Mar 13, 2024
- RAUM · $106M to $152MOct 19, 2023 to Mar 13, 2024
- Other offices · 1 to 0Mar 6, 2023 to Oct 19, 2023
- Accounts · 167 to 224Jan 3, 2023 to Mar 6, 2023
- Advisory employees · 1 to 3Jan 3, 2023 to Mar 6, 2023
- Charity clients · unset to 0.0Jan 3, 2023 to Mar 6, 2023
- Corporate clients · unset to 0.0Jan 3, 2023 to Mar 6, 2023
- HNW clients · 37 to 49Jan 3, 2023 to Mar 6, 2023
- Individual clients · 65 to 45Jan 3, 2023 to Mar 6, 2023
- Pension plan clients · unset to 0.0Jan 3, 2023 to Mar 6, 2023
Signals
5 dated events
- Hayes Amy Showalter (Chief Operating Officer) appeared on Schedule A of Arbor Private Wealth, LlcOct 1, 2024 · Control person joined · fact
- James Arthur Sutch left Arbor Private Wealth, Llc for Hoxton Planning & Management, Llc (registered 2024-08-16)Sep 5, 2024 · Advisor changed firm · fact
- Adam Daniel Bernstein (Chief Compliance Officer) no longer on Schedule A of Arbor Private Wealth, Llc (listed 2021-08-27, absent 2021-10-01)Oct 1, 2021 · Control person left · inference
- Charles Eric Showalter (Member, Founder And Chief Compliance Officer) appeared on Schedule A of Arbor Private Wealth, LlcOct 1, 2021 · Control person joined · fact
- Mount Advisors, Llc filed its initial SEC registration (Form ADV)Aug 27, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- arborpw.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 703-559-7975reportedpublic record, Form ADV, Feb 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026