DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hoxton Planning & Management, LLC
Latest filing Mar 16, 2026
First filing on the tape Feb 10, 2022 · 15 filings
SEC status approved since Mar 14, 2022
RAUM
$592M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$584M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$118M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$592M as of Mar 16, 2026
Mar 23, 2023$307M then
HNW client RAUM$488M as of Mar 16, 2026
Mar 23, 2023$241M then
State-registered IARs (5.B.3)5 as of Mar 16, 2026
Mar 23, 20233 then
Employees (5.A)8 as of Mar 16, 2026
Mar 23, 20234 then
Private funds: no history
RAUM +20% over the last fiscal year+24% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $118MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $429,593derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$488M83%
- Individuals$95.8M16%
- Charitable organizations$2.1M0.4%
- Corporations and businesses$2.0M0.3%
- Pension and profit-sharing plans$1.7M0.3%
- State and municipal entities$1.5M0.2%
- Individual clients
- 201reported
- HNW clients
- 172reported
- Pension plan clients
- 8reported
- Charitable clients
- 5reported
- Accounts
- 1,377reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Archibald Robinson HoxtonCertified Financial Planner | Shepherdstown, Wv | Mar 31, 2022 | 33 y | 3 |
| Archibald Robinson HoxtonCertified Financial Planner | Shepherdstown, Wv | Feb 17, 2023 | 14 y | 1 |
| James Arthur SutchCertified Financial Planner | Shepherdstown, Wv | Aug 16, 2024 | 12 y | 4 |
| Rhiannon A Turner | Shepherdstown, Wv | Sep 25, 2025 | 12 y | 0 |
| Tyler Preston Kitner | Shepherdstown, Wv | Jun 23, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount1 left over 36 months
Left, latest
- Frederick Ehrenberg Congdon to Cetera Investment Advisers LLCNov 5, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Frederick Ehrenberg Congdon from Trustcore Financial Services, LLCSep 9, 2025 · Other
- James Arthur Sutch from Arbor Private Wealth, LLCAug 16, 2024 · RIA to RIA
- Archibald Robinson Hoxton from Vanguard Advisers, Inc.Feb 17, 2023 · Affiliated broker-dealer or bank to independent RIA
- Archibald Robinson Hoxton from United Capital Financial AdvisorsMar 31, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robinson Archibald Hoxton · Membercontrolsince 04/2023 · owns 25% to 50%
- Robinson Archibald Hoxton · Cco, Founding Membercontrolsince 02/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Shepherdstown, Wv · principal | 5 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,236 to 1,377Nov 10, 2025 to Mar 16, 2026
- Corporate clients · 4 to 5Nov 10, 2025 to Mar 16, 2026
- HNW clients · 134 to 172Nov 10, 2025 to Mar 16, 2026
- Individual clients · 217 to 201Nov 10, 2025 to Mar 16, 2026
- Pension plan clients · 9 to 8Nov 10, 2025 to Mar 16, 2026
- Employees · 7 to 8Nov 10, 2025 to Mar 16, 2026
- Financial planning clients · 101-250 to 251-500Nov 10, 2025 to Mar 16, 2026
- State-registered IARs · 4 to 5Nov 10, 2025 to Mar 16, 2026
- Discretionary RAUM · $487M to $586MNov 10, 2025 to Mar 16, 2026
- HNW RAUM · $376M to $488MNov 10, 2025 to Mar 16, 2026
- Individual RAUM · $104M to $95.8MNov 10, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $4.8M to $5.5MNov 10, 2025 to Mar 16, 2026
- Pension RAUM · $4.9M to $1.7MNov 10, 2025 to Mar 16, 2026
- RAUM · $492M to $592MNov 10, 2025 to Mar 16, 2026
- Financial planning clients · 101-250 to 101-250Feb 28, 2025 to Apr 18, 2025
- Accounts · 898 to 1,236Nov 11, 2024 to Feb 28, 2025
- Charity clients · 6 to 5Nov 11, 2024 to Feb 28, 2025
- Corporate clients · unset to 4.0Nov 11, 2024 to Feb 28, 2025
- HNW clients · 103 to 134Nov 11, 2024 to Feb 28, 2025
- Individual clients · 159 to 217Nov 11, 2024 to Feb 28, 2025
- Pension plan clients · unset to 9.0Nov 11, 2024 to Feb 28, 2025
- Discretionary RAUM · $346M to $487MNov 11, 2024 to Feb 28, 2025
- HNW RAUM · $274M to $376MNov 11, 2024 to Feb 28, 2025
- Individual RAUM · $69.6M to $104MNov 11, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $2.6M to $4.8MNov 11, 2024 to Feb 28, 2025
- Pension RAUM · $1.3M to $4.9MNov 11, 2024 to Feb 28, 2025
- RAUM · $348M to $492MNov 11, 2024 to Feb 28, 2025
- Advisory employees · 3 to 4Oct 22, 2024 to Nov 11, 2024
- Employees · 4 to 7Oct 22, 2024 to Nov 11, 2024
- State-registered IARs · 3 to 4Oct 22, 2024 to Nov 11, 2024
- Accounts · 891 to 898Nov 1, 2023 to Feb 20, 2024
- Advisory activities · 4 to 5Nov 1, 2023 to Feb 20, 2024
- HNW clients · 105 to 103Nov 1, 2023 to Feb 20, 2024
- Individual clients · 168 to 159Nov 1, 2023 to Feb 20, 2024
- Employees · 3 to 4Nov 1, 2023 to Feb 20, 2024
- State-registered IARs · 2 to 3Nov 1, 2023 to Feb 20, 2024
- Discretionary RAUM · $307M to $346MNov 1, 2023 to Feb 20, 2024
- HNW RAUM · $241M to $274MNov 1, 2023 to Feb 20, 2024
- Individual RAUM · $62.5M to $69.6MNov 1, 2023 to Feb 20, 2024
- Non-discretionary RAUM · $0 to $2.6MNov 1, 2023 to Feb 20, 2024
Signals
3 dated events
- Frederick Ehrenberg Congdon left Hoxton Planning & Management, Llc for Cetera Investment Advisers Llc (registered 2026-05-20)Nov 5, 2025 · Advisor changed firm · fact
- Hoxton Planning & Management, Llc reported RAUM $491.6M, up 41% from $348.4M (2024-11-11 to 2025-02-28)Feb 28, 2025 · RAUM change · derived
- Hoxton Planning & Management, Llc filed its initial SEC registration (Form ADV)Feb 10, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- clientservice@hoxtonpm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 304-876-2619reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/hoxtonplanning&managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- hoxtonpm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 304-876-2619reportedpublic record, Form ADV, Mar 16, 2026
- Contact form
- hoxtonpm.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $118Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026