DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• S•••••••• C•••••• L••
Latest filing Mar 17, 2026
First filing on the tape Jul 12, 2021 · 10 filings
SEC status approved since Aug 12, 2021
RAUM
$248M
reported, Item 5.F
Discretionary
50%
of RAUM
Private clients
99%
$246M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$248M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$248M as of Mar 17, 2026
Mar 28, 2022$156M then
HNW client RAUM$244M as of Mar 17, 2026
Mar 28, 2022$151M then
State-registered IARs (5.B.3)1 as of Mar 17, 2026
Mar 28, 20221 then
Employees (5.A)1 as of Mar 17, 2026
Mar 28, 20221 then
Private funds: no history
RAUM +26% over the last fiscal year+40% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $248MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.4MderivedHNW RAUM over HNW clients
- Average account
- $3.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 50%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +45%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$244M98%
- Charitable organizations$1.7M0.7%
- Individuals$1.5M0.6%
- Pension and profit-sharing plans$566,9840.2%
- Individual clients
- 6reported
- HNW clients
- 26reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 82reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• N•• C•• | New York, Ny | Sep 7, 2021 | 17 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• N•• C•• from M••••••••• C•••••• M••••••••• L••Sep 7, 2021 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••• K••••• N•• · Managing Partner & Chief Compliance Officercontrolsince 06/2021 · owns 50% to 75%
- H••••• Y•••• N•• · Membersince 06/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- New York, NY
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 17, 2026HNW RAUM per HNW client of $9,386,651 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.7 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
- discretionary share shiftChange between filings · filing Mar 17, 2026discretionary share of RAUM moved from 33.0% to 50.0% between the annual amendments of 2025-03-25 and 2026-03-17peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 75 to 82Mar 25, 2025 to Mar 17, 2026
- HNW clients · 16 to 26Mar 25, 2025 to Mar 17, 2026
- Pension plan clients · 1 to 3Mar 25, 2025 to Mar 17, 2026
- Discretionary RAUM · $65.5M to $123MMar 25, 2025 to Mar 17, 2026
- HNW RAUM · $189M to $244MMar 25, 2025 to Mar 17, 2026
- Individual RAUM · $1.3M to $1.5MMar 25, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $132M to $124MMar 25, 2025 to Mar 17, 2026
- Pension RAUM · $6.2M to $566,984Mar 25, 2025 to Mar 17, 2026
- RAUM · $197M to $248MMar 25, 2025 to Mar 17, 2026
- Accounts · 52 to 75Mar 18, 2024 to Mar 25, 2025
- HNW clients · 15 to 16Mar 18, 2024 to Mar 25, 2025
- Individual clients · 1 to 6Mar 18, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 18, 2024 to Mar 25, 2025
- HQ city · unset to Mar 18, 2024 to Mar 25, 2025
- HQ state · unset to Mar 18, 2024 to Mar 25, 2025
- Discretionary RAUM · $50.6M to $65.5MMar 18, 2024 to Mar 25, 2025
- HNW RAUM · $138M to $189MMar 18, 2024 to Mar 25, 2025
- Individual RAUM · $158,904 to $1.3MMar 18, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $94.4M to $132MMar 18, 2024 to Mar 25, 2025
- Pension RAUM · $5.3M to $6.2MMar 18, 2024 to Mar 25, 2025
- RAUM · $145M to $197MMar 18, 2024 to Mar 25, 2025
- Accounts · 12 to 52Mar 22, 2023 to Mar 18, 2024
- HNW clients · 6 to 15Mar 22, 2023 to Mar 18, 2024
- Individual clients · 4 to 1Mar 22, 2023 to Mar 18, 2024
- Discretionary RAUM · $36.1M to $50.6MMar 22, 2023 to Mar 18, 2024
- HNW RAUM · $84.3M to $138MMar 22, 2023 to Mar 18, 2024
- Individual RAUM · $469,728 to $158,904Mar 22, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $54.9M to $94.4MMar 22, 2023 to Mar 18, 2024
- Pension RAUM · $4.7M to $5.3MMar 22, 2023 to Mar 18, 2024
- RAUM · $91.0M to $145MMar 22, 2023 to Mar 18, 2024
- Accounts · 87 to 12May 3, 2022 to Mar 22, 2023
- HNW clients · 10 to 6May 3, 2022 to Mar 22, 2023
- Pension plan clients · 0 to 1May 3, 2022 to Mar 22, 2023
- Discretionary RAUM · $46.1M to $36.1MMay 3, 2022 to Mar 22, 2023
- HNW RAUM · $151M to $84.3MMay 3, 2022 to Mar 22, 2023
- Individual RAUM · $544,087 to $469,728May 3, 2022 to Mar 22, 2023
- Non-discretionary RAUM · $110M to $54.9MMay 3, 2022 to Mar 22, 2023
- Pension RAUM · $0 to $4.7MMay 3, 2022 to Mar 22, 2023
- RAUM · $156M to $91.0MMay 3, 2022 to Mar 22, 2023
- Accounts · 80 to 87Dec 3, 2021 to Mar 28, 2022
Signals
1 dated events
- G••••••• S•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Jul 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- gramercysc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-272-7036reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- gramercysc.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $248Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026