DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Manchester Capital Management LLC
Latest filing Jul 6, 2026
First filing on the tape Mar 29, 2012 · 32 filings
SEC status approved since Apr 7, 1993
RAUM
$2.8B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
78%
$2.2B individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$236M
derived; firm RAUM over IAPD count
Employees
38
14 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
16
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$2.8B as of Jul 6, 2026
Mar 29, 2012$1.8B then
HNW client RAUM$2.2B as of Jul 6, 2026
Mar 29, 2018$3.3B then
State-registered IARs (5.B.3)14 as of Jul 6, 2026
Mar 20, 201312 then
Employees (5.A)38 as of Jul 6, 2026
Mar 20, 201329 then
Private funds16 as of Jul 6, 2026
Mar 29, 201210 then
RAUM -24% over the last fiscal year-3.7% a year over threeIARs 14 to 14
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $236MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 18derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $14.4MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.2derivedItem 5.A over advisors
- Advisors per office
- 3.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $2.2B, 203 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.2B78%
- Pooled investment vehicles$525M19%
- Charitable organizations$84.2M3.0%
- Individuals$25.3M0.9%
- Individual clients
- 58reported
- HNW clients
- 153reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 1,457reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.2B for 203 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.78 fund_share=0.19 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Griffin SivretCertified Financial Planner | Manchester, Vt | Dec 3, 2009 | 16 y | 0 |
| Brian Jarlath VogelChartered Financial Analyst | Manchester, Vt | Jan 11, 2010 | 16 y | 0 |
| Bartholomew John EarleyCertified Financial Planner, Chartered Financial Analyst | Manchester, Vt | Nov 23, 2012 | 32 y | 0 |
| Morgan Wayne Roberts | Manchester, Vt | Nov 26, 2012 | 27 y | 1 |
| Edward Wright Cronin | Manchester, Vt | Nov 26, 2012 | 34 y | 1 |
| Philip Todd KirshmanCertified Financial Planner, Chartered Financial Analyst | Montecito, Ca | Nov 10, 2021 | 33 y | 6 |
| Maria Isabel Bolanos Wong | Charlottesville, Va | Aug 29, 2022 | 10 y | 0 |
| Alexander James Puziol | Montecito, Ca | May 14, 2024 | 12 y | 0 |
| Miroslava Martinez | New York, Ny | Nov 6, 2024 | 12 y | 0 |
| Susan Warren Sofronas | New York, Ny | Nov 21, 2024 | 32 y | 2 |
| Frederick W L Hinkley | New York, Ny | Nov 20, 2025 | 10 y | 2 |
| Cynthia Rozelle | Manchester, Vt | Jan 12, 2026 | 12 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount3 left over 36 months
Left, latest
- Cory James Boggs to Cresset Asset Management, LLCJul 28, 2026 · RIA to RIA
- Long Xie Delille to Waverly Advisors, LLCFeb 4, 2026 · RIA to RIA
- Brett Alan Croft to Croft Financial PlanningOct 8, 2024 · RIA to a state-registered adviser
- Mariluz Nunez to Cwm Partners, LLCNov 7, 2022 · RIA to RIA
- Amy Elizabeth Macleod to Cresset Asset Management, LLCNov 3, 2021 · RIA to RIA
- Jordan Rubin to Evermay Wealth Management, LLCSep 10, 2021 · RIA to RIA
- Keith Nmn Cho to Gramercy Strategic Capital LLCSep 8, 2021 · RIA to a newly registered adviser
- Jonathan Daniel Caprilli to LidoNov 16, 2020 · RIA to RIA
- Michael Warszawski to Cwm Partners, LLCNov 16, 2018 · RIA to RIA
- Lauren Marie Vanveelen to Daniel Investment Associates, LLCNov 21, 2017 · Other
- Gregory Daniel Van Wyk to Pacific Pointe Advisors LLCSep 24, 2009 · Other
- Gary Keith Dorfman to Pacific Pointe Advisors LLCSep 23, 2009 · Other
- Vito Gioiello to J.P. Morgan Private Wealth Advisors LLCNov 10, 2008 · Other
- James D Mirenda to Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 17, 2007 · Other
Joined, latest
- Susan Warren Sofronas from Geller Advisors LLCNov 21, 2024 · RIA to RIA
- Philip Todd Kirshman from Syntrinsic Investment Counsel, LLC.Nov 10, 2021 · Other
- Brett Alan Croft from Fidelity Personal And Workplace AdvisorsSep 10, 2021 · Affiliated broker-dealer or bank to independent RIA
- Keith Nmn Cho from Truist Advisory Services, Inc.Jun 6, 2019 · Affiliated broker-dealer or bank to independent RIA
- Cory James Boggs from RBC Securities, Inc.Nov 20, 2017 · Other
- Frederick W L Hinkley from Alta CoreNov 16, 2017 · Other
- Jonathan Daniel Caprilli from Mercer Global Advisors Inc.Nov 16, 2017 · Other
- Gary Keith Dorfman from Citigroup Global Markets Inc.Sep 22, 2008 · Other
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Equinox Conservative Fund LP | Hedge Fund | $189M | 88 | Mar 29, 2012 |
| Equinox Alternative Fund LP | Hedge Fund | $97.2M | 68 | Mar 29, 2012 |
| Equinox Multi-Strategy Fund LP | Hedge Fund | $39.2M | 57 | Mar 29, 2012 |
| Equinox Venture Capital Fund IV LP | Venture Capital Fund | $30.1M | 28 | Mar 6, 2017 |
| Equinox Private Equity Fund II, L.P. | Private Equity Fund | $29.1M | 48 | Mar 29, 2018 |
| Equinox Water Fund LP | Other Private Fund | $27.0M | 17 | Mar 29, 2012 |
| Equinox Venture Capital Fund V, L.P. | Venture Capital Fund | $24.8M | 20 | Jun 20, 2018 |
| Equinox Venture Capital Fund II LP | Venture Capital Fund | $22.0M | 9 | Mar 29, 2012 |
| Equinox Venture Capital Fund Vi, LP | Venture Capital Fund | $14.1M | 38 | Nov 13, 2019 |
| Equinox Venture Capital Fund III LP | Venture Capital Fund | $13.7M | 23 | Mar 20, 2013 |
| Equinox Asia Overlook Fund LP | Hedge Fund | $9.6M | 32 | Mar 29, 2012 |
| Equinox Private Equity Fund III LP | Private Equity Fund | $8.9M | 37 | Mar 18, 2020 |
| Equinox Alternative Offshore Fund LPno longer reported | Hedge Fund | $7.4M | 25 | Mar 29, 2012 |
| Equinox Venture Capital Fund Vii, LP | Venture Capital Fund | $5.5M | 21 | Dec 3, 2021 |
| Equinox Resources Fund LPno longer reported | Hedge Fund | $4.5M | 4 | Mar 29, 2012 |
| Equinox Private Equity Fund IV, L.P. | $3.1M | 21 | Jul 6, 2026 | |
| Equinox Venture Capital Fund LP | Venture Capital Fund | $1.7M | 6 | Mar 29, 2012 |
| Equinox Private Equity Fund LP | Private Equity Fund | $816,639 | 4 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Wright Edward Cronin · Chairman Board Of Managers, Membercontrolsince 03/1993 · owns 50% to 75%
- Stuart Jeffrey Hall · Chief Executive Officer, Membercontrolsince 01/2009 · owns less than 5%
- Virginia Robyn Harrington · Chief Compliance Officercontrolsince 05/2025 · owns less than 5%
- Randolph Bayard III Kraft · Managing Director, Membercontrolsince 11/1998 · owns less than 5%
- Wayne Morgan Roberts · Wealth Manager, Membercontrolsince 01/2009 · owns less than 5%
- Nelson Scott Swenor · Chief Financial Officer, Membercontrolsince 07/2007 · owns less than 5%
- Frederic John Swift · Board Of Managerscontrolsince 01/2011 · owns less than 5%
- Frederic John Swift · Ownercontrolsince 01/2011 · owns 75% or more of Jfs Twenty Percent LLC
- John Bartholomew Earley · Director Of Research, Membersince 01/2012 · owns less than 5%
- Beckett Jeremy Heidrick · Managing Director, Membersince 01/2012 · owns less than 5%
- Michael Alexander Popovich · Membersince 01/2018 · owns less than 5%
- Griffin Sivret · Wealth Manager, Membersince 01/2014 · owns less than 5%
- Warren Susan Sofronas · Managing Director, Membersince 02/2024 · owns less than 5%
- Jarlath Brian Vogel · Wealth Manager, Membersince 01/2012 · owns less than 5%
Entity owners
- Edward W. Cronin Jr. 2005 · Memberdirect · owns 10% to 25%
- Edward W. Cronin Jr. 2005 Irrevocable Trust Fbo A. Read Cronin · Memberdirect · owns 10% to 25%
- Edward W. Cronin Jr. 2005 Irrevocable Trust Fbo C. Wright Cronin · Memberdirect · owns 10% to 25%
- Jfs Twenty Percent LLC · Ownerdirect · owns 10% to 25%
- Jfs Twenty Percent LLC · Memberdirect · owns 10% to 25%
- Sean Frederick Swift Trust · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Manchester, Vt · principal | 6 | 1 | 0 | ||
| New York, Ny | 3 | 1 | 0 | ||
| Montecito, Ca | 2 | 0 | 1 | ||
| Charlottesville, Va | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Montecito, CA6 employees
- New York, NY3 employees
- Charlottesville, VA2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 6, 2026HARRINGTON, ROBYN, VIRGINIA (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-03-24 and 2026-07-06peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 6, 2026CRONIN, EDWARD, WRIGHT (CHAIRMAN BOARD OF MANAGERS, MEMBER) left Schedule A between the filings of 2023-03-24 and 2026-07-06peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 6, 2026SWIFT, JOHN, FREDERIC (BOARD OF MANAGERS) left Schedule A between the filings of 2023-03-24 and 2026-07-06peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- State-registered IARs · 15 to 14Oct 7, 2025 to Mar 30, 2026
- Accounts · 1,664 to 1,457Oct 7, 2025 to Mar 30, 2026
- Advisory employees · 15 to 14Oct 7, 2025 to Mar 30, 2026
- Advisory activities · 7 to 4Oct 7, 2025 to Mar 30, 2026
- Charity clients · 8 to 7Oct 7, 2025 to Mar 30, 2026
- HNW clients · 174 to 153Oct 7, 2025 to Mar 30, 2026
- Individual clients · 56 to 58Oct 7, 2025 to Mar 30, 2026
- Pension plan clients · 1.0 to unsetOct 7, 2025 to Mar 30, 2026
- Pooled vehicle clients · 14 to 16Oct 7, 2025 to Mar 30, 2026
- Assets in custody · $3.3B to $2.2BOct 7, 2025 to Mar 30, 2026
- Employees · 36 to 38Oct 7, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.0B to $2.8BOct 7, 2025 to Mar 30, 2026
- HNW RAUM · $2.9B to $2.2BOct 7, 2025 to Mar 30, 2026
- Individual RAUM · $52.9M to $25.3MOct 7, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $575M to $60.1MOct 7, 2025 to Mar 30, 2026
- Pension RAUM · 899169.0 to unsetOct 7, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $493M to $525MOct 7, 2025 to Mar 30, 2026
- RAUM · $3.5B to $2.8BOct 7, 2025 to Mar 30, 2026
- Accounts · 1,680 to 1,664Mar 12, 2025 to May 13, 2025
- Advisory employees · 14 to 15Mar 12, 2025 to May 13, 2025
- Charity clients · 9 to 8Mar 12, 2025 to May 13, 2025
- Corporate clients · 1.0 to unsetMar 12, 2025 to May 13, 2025
- HNW clients · 173 to 174Mar 12, 2025 to May 13, 2025
- Assets in custody · $3.3B to $3.3BMar 12, 2025 to May 13, 2025
- Employees · 38 to 36Mar 12, 2025 to May 13, 2025
- Financial planning clients · 101-250 to 101-250Mar 12, 2025 to May 13, 2025
- State-registered IARs · 14 to 15Mar 12, 2025 to May 13, 2025
- Discretionary RAUM · $3.1B to $3.0BMar 12, 2025 to May 13, 2025
- HNW RAUM · $3.0B to $2.9BMar 12, 2025 to May 13, 2025
- Individual RAUM · $56.2M to $52.9MMar 12, 2025 to May 13, 2025
- Non-discretionary RAUM · $578M to $575MMar 12, 2025 to May 13, 2025
- Pension RAUM · $950,547 to $899,169Mar 12, 2025 to May 13, 2025
- Pooled vehicle RAUM · $513M to $493MMar 12, 2025 to May 13, 2025
- RAUM · $3.7B to $3.5BMar 12, 2025 to May 13, 2025
- Accounts · 1,684 to 1,680Nov 18, 2024 to Mar 12, 2025
- Advisory employees · 12 to 14Nov 18, 2024 to Mar 12, 2025
- Charity clients · 11 to 9Nov 18, 2024 to Mar 12, 2025
- Corporate clients · unset to 1.0Nov 18, 2024 to Mar 12, 2025
- HNW clients · 184 to 173Nov 18, 2024 to Mar 12, 2025
- Individual clients · 84 to 56Nov 18, 2024 to Mar 12, 2025
Signals
5 dated events
- Cory James Boggs left Manchester Capital Management Llc for Cresset Asset Management, Llc (registered 2026-07-28)Jul 28, 2026 · Advisor changed firm · fact
- Long Xie Delille left Manchester Capital Management Llc for Waverly Advisors, Llc (registered 2026-03-03)Feb 4, 2026 · Advisor changed firm · fact
- Brett Alan Croft left Manchester Capital Management Llc for Croft Financial Planning (registered 2024-11-19)Oct 8, 2024 · Advisor changed firm · fact
- Demott Peter Swift (Board Of Managers) no longer on Schedule A of Manchester Capital Management Llc (listed 2022-03-21, absent 2023-03-24)Mar 24, 2023 · Control person left · inference
- Mariluz Nunez left Manchester Capital Management Llc for Cwm Partners, Llc (registered 2022-06-13)Nov 7, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Manchester Capital Management LLC · Independent Sponsorsshared crd · capital_provider
- Manchester Capital Management LLC · Private Equityshared crd · organization
- Manchester Capital Management LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 212-588-1120reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-588-1124reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 434-260-8293reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/MANCHESTER-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MCMLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 802-362-4410reportedpublic record, Form ADV, Jul 6, 2026
- Contact form
- mcmllc.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- mcmllc.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $236Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026