DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
E••••• W••••• A••••••• L•
Latest filing Aug 4, 2022
First filing on the tape Jul 29, 2021 · 16 filings
RAUM
$20.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$20.7M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$6.9M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$20.7M as of Aug 4, 2022
Jul 29, 2021$0 then
HNW client RAUM$8.0M as of Aug 4, 2022
Nov 16, 2021$6.4M then
State-registered IARs (5.B.3)4 as of Aug 4, 2022
Jul 29, 20214 then
Employees (5.A)4 as of Aug 4, 2022
Jul 29, 20214 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 4, 2022; every figure names its basis
- RAUM per advisor
- $6.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 6derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$12.7M61%
- High-net-worth individuals$8.0M39%
- Individual clients
- 15reported
- HNW clients
- 3reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 18reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• J••• H•••• | Scottsdale, Az | Aug 30, 2021 | 22 y | 7 |
| P•••••• L•••• K••••• | Scottsdale, Az | Aug 30, 2021 | 23 y | 7 |
| J••••• M•••Chartered Financial Analyst | Scottsdale, Az | Nov 3, 2021 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••• J••• H•••• from V•••••• C•••••• M••••••••• I•••Aug 30, 2021 · RIA to a newly registered adviser
- P•••••• L•••• K••••• from E• W••••• A•••••••Aug 30, 2021 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••• J•••••• N•• · Chief Investment Officer & Limited Partnercontrolsince 07/2021 · owns 10% to 25%
- S••••••• D••••• M•••••• · Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- H••••• P••••• J••• · Membercontrolsince 07/2021 · owns 25% to 50% of E••••• I••••••••• H••••••• L••
- K•••••• P••••••• L•••• · Membercontrolsince 07/2021 · owns 25% to 50% of E••••• I••••••••• H••••••• L••
- S••••••• D••••• M•••••• · Membercontrolsince 07/2021 · owns 25% to 50% of E••••• I••••••••• H••••••• L••
- H••••• P••••• J••• · Chief Executive Officersince 08/2021 · owns less than 5%
- K•••••• P••••••• L•••• · Chief Operations Officersince 08/2021 · owns less than 5%
Entity owners
- E••••• I••••••••• H••••••• L•• · Limited Partnerdirect · owns 50% to 75%
- E••••• C•••• B••••• I••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- D•••• S••••••y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- South Pasadena, CA1 employees
What changed
consecutive filings, newest first
- Advisory activities · 5 to 4Apr 20, 2022 to Apr 29, 2022
- Accounts · 34 to 18Jan 28, 2022 to Mar 31, 2022
- Advisory activities · 4 to 5Jan 28, 2022 to Mar 31, 2022
- HNW clients · 5 to 3Jan 28, 2022 to Mar 31, 2022
- Individual clients · 18 to 15Jan 28, 2022 to Mar 31, 2022
- Financial planning clients · 0 to 1-10Jan 28, 2022 to Mar 31, 2022
- Discretionary RAUM · $19.3M to $20.7MJan 28, 2022 to Mar 31, 2022
- HNW RAUM · $15.0M to $8.0MJan 28, 2022 to Mar 31, 2022
- Individual RAUM · $4.3M to $12.7MJan 28, 2022 to Mar 31, 2022
- RAUM · $19.3M to $20.7MJan 28, 2022 to Mar 31, 2022
- Other offices · 0 to 1Jan 24, 2022 to Jan 28, 2022
- Accounts · 21 to 34Nov 16, 2021 to Jan 24, 2022
- Advisory activities · 3 to 4Nov 16, 2021 to Jan 24, 2022
- HNW clients · 2 to 5Nov 16, 2021 to Jan 24, 2022
- Individual clients · 8 to 18Nov 16, 2021 to Jan 24, 2022
- Discretionary RAUM · $10.7M to $19.3MNov 16, 2021 to Jan 24, 2022
- HNW RAUM · $6.4M to $15.0MNov 16, 2021 to Jan 24, 2022
- Individual RAUM · $4.3M to $4.3MNov 16, 2021 to Jan 24, 2022
- RAUM · $10.7M to $19.3MNov 16, 2021 to Jan 24, 2022
- Accounts · 0 to 21Sep 21, 2021 to Nov 16, 2021
- Charity clients · unset to 0.0Sep 21, 2021 to Nov 16, 2021
- Corporate clients · unset to 0.0Sep 21, 2021 to Nov 16, 2021
- HNW clients · unset to 2.0Sep 21, 2021 to Nov 16, 2021
- Individual clients · unset to 8.0Sep 21, 2021 to Nov 16, 2021
- Pension plan clients · unset to 0.0Sep 21, 2021 to Nov 16, 2021
- Pooled vehicle clients · unset to 0.0Sep 21, 2021 to Nov 16, 2021
- Discretionary RAUM · $0 to $10.7MSep 21, 2021 to Nov 16, 2021
- HNW RAUM · unset to 6411120.0Sep 21, 2021 to Nov 16, 2021
- Individual RAUM · unset to 4292369.0Sep 21, 2021 to Nov 16, 2021
- Pension RAUM · unset to 0.0Sep 21, 2021 to Nov 16, 2021
- Pooled vehicle RAUM · unset to 0.0Sep 21, 2021 to Nov 16, 2021
- RAUM · $0 to $10.7MSep 21, 2021 to Nov 16, 2021
Signals
1 dated events
- E••••• W••••• A••••••• L• filed its initial SEC registration (Form ADV)Jul 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/80411225/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- evolvewealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $6.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026