DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Versant Capital Management, Inc.
Latest filing Mar 31, 2026
First filing on the tape Nov 11, 2011 · 45 filings
SEC status approved since May 21, 2004
RAUM
$1.8B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
80%
$1.4B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$165M
derived; firm RAUM over IAPD count
Employees
26
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$1.8B as of Mar 31, 2026
Mar 30, 2012$413M then
HNW client RAUM$1.4B as of Mar 31, 2026
Mar 28, 2018$595M then
State-registered IARs (5.B.3)8 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)26 as of Mar 31, 2026
Apr 1, 201310 then
Private funds: no history
RAUM +46% over the last fiscal year+34% a year over threeIARs 10 to 8
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $165MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 5.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $211M, 60 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B75%
- Corporations and businesses$313M17%
- Individuals$89.8M5.0%
- Charitable organizations$26.9M1.5%
- Pension and profit-sharing plans$24.4M1.3%
- Individual clients
- 156reported
- HNW clients
- 310reported
- Pension plan clients
- 5reported
- Charitable clients
- 25reported
- Accounts
- 1,678reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $211M for 60 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Joseph ConnellyCertified Financial Planner, Chartered Financial Analyst | Phoenix, Az | Jun 17, 2004 | 40 y | 1 |
| Elizabeth Mollie ShabakerCertified Financial Planner | Phoenix, Az | Aug 19, 2010 | 22 y | 2 |
| Brandon John Yee | Phoenix, Az | Oct 29, 2015 | 12 y | 0 |
| Kenneth ChavisCertified Financial Planner | Phoenix, Az | May 25, 2023 | 10 y | 3 |
| Royce Creighton RameyChartered Financial Analyst | Dallas, Tx | Jul 18, 2023 | 22 y | 4 |
| William MooreCertified Financial Planner | Dallas, Tx | May 6, 2025 | 10 y | 0 |
| Nicholas Hamrick Hayes | Phoenix, Az | Jun 25, 2025 | 12 y | 0 |
| Hayley Singleton | Dallas, Tx | Feb 12, 2026 | 11 y | 0 |
| Brittyn Russell BrenderCertified Financial Planner | Dallas, Tx | Apr 22, 2026 | 20 y | 2 |
| Benjamin Scott BarchilonCertified Financial Planner | Phoenix, Az | May 13, 2026 | 11 y | 0 |
| Justin Thien SmileyCertified Financial Planner | Phoenix, Az | Aug 10, 2026 | 10 y | 0 |
Advisor movement
3 left, 1 joined in 12 months
net -2 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 27% of current headcount6 left over 36 months
Left, latest
- Bailey Edward Yates to Beacon Pointe Advisors, LLCJul 23, 2026 · RIA to RIA
- Austin David Anthony to Creative PlanningJan 6, 2026 · RIA to RIA
- Brent Pressentin to Calamos Advisors LLCOct 9, 2025 · Other
- Sarah Rose Szczublewski to Umb Private Wealth Management, LLCAug 1, 2025 · Other
- Kyle Loren Irion to Focus Partners Wealth, LLCNov 8, 2024 · RIA to RIA
- Anthony Jose Calderon to Trajan Wealth, L.L.C.Oct 24, 2023 · RIA to RIA
- Dominick Lawrence Deangelis to U.S. Bancorp Advisors, LLCNov 11, 2022 · RIA to affiliated broker-dealer or bank
- Grace Gaabucayan to Schwab Wealth Advisory, Inc.Nov 11, 2022 · Other
- Megan Midori Kawasaki-Mason to Tfo Family Office PartnersNov 9, 2022 · RIA to RIA
- Logan Patrick Robertson to Beacon Pointe Advisors, LLCNov 9, 2022 · RIA to RIA
- Matthew Harrison Miller to Focus Advisor Solutions, LLCJul 13, 2022 · RIA to RIA
- Sean Campbell to Schwab Wealth Advisory, Inc.Jun 13, 2022 · Other
- Larissa Kristine Grantham to Creative PlanningApr 12, 2022 · RIA to RIA
- Brian Terrence Poe to Tfo Family Office PartnersFeb 17, 2022 · RIA to RIA
- Peter John Henry to Evolve Wealth Advisors LPOct 19, 2021 · RIA to a newly registered adviser
Joined, latest
- Brittyn Russell Brender from Tolleson Private Wealth ManagementApr 22, 2026 · RIA to RIA
- Royce Creighton Ramey from Tolleson Private Wealth ManagementJul 18, 2023 · RIA to RIA
- Kenneth Chavis from Hightower Advisors, LLCMay 25, 2023 · Affiliated broker-dealer or bank to independent RIA
- Brent Pressentin from Morgan StanleyMar 27, 2023 · Wirehouse to independent RIA
- Kyle Loren Irion from Brighton Jones LLCOct 11, 2022 · RIA to RIA
- Dominick Lawrence Deangelis from U.S. Bancorp Advisors, LLCSep 22, 2022 · Affiliated broker-dealer or bank to independent RIA
- Anthony Jose Calderon from Cwm, LLCNov 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- Matthew Harrison Miller from Rowland Carmichael Advisors IncMay 13, 2021 · Other
- Ryan Timothy Munroe from Advice And Planning ServicesDec 2, 2019 · Other
- Larissa Kristine Grantham from Stepp & Rothwell IncNov 25, 2019 · RIA to RIA
- Andres Antonio Favela from Kestra Advisory Services, LLCJul 17, 2019 · Affiliated broker-dealer or bank to independent RIA
- Brian Terrence Poe from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 25, 2019 · Wirehouse to independent RIA
- Sean Campbell from Schwab Wealth Advisory, Inc.Oct 12, 2018 · Affiliated broker-dealer or bank to independent RIA
- Joseph Paul Kalmanovitz from Stonegate Capital Advisors, LLCApr 26, 2018 · RIA to RIA
- James Michael Taylor from Brighton Jones LLCApr 4, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Tarbox Family Office, Inc.May 13, 2019 · Phoenix, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Thomas Connelly · Chairman Emeritus, Investment Committee Chief Compliance Officer Chief Investment Officercontrolsince 03/2004 · owns less than 5%
- Wagoner Jennifer Kirksey · Chief Operating Officercontrolsince 02/2025 · owns less than 5%
- Creighton Royce Ramey · Co-Chief Executive Officercontrolsince 07/2023 · owns less than 5%
- Mollie Elizabeth Shabaker · Co-Chief Executive Officer, Chief Compliance Officer, Principalcontrolsince 04/2012 · owns less than 5%
- Lynn Aimee Williams-Ramey · Chief Legal Officercontrolsince 01/2026 · owns less than 5%
- Creighton Royce Ramey · Trusteecontrolsince 03/2014 · owns F of Remington Revocable Trust U/A Dtd 3/28/2014
- Mollie Elizabeth Shabaker · Trusteecontrolsince 07/2013 · owns F of Elizabeth M. Shabaker Revocable Trust U/A Dtd 07/19/2013
- Lynn Aimee Williams-Ramey · Trusteecontrolsince 03/2014 · owns F of Remington Revocable Trust U/A Dtd 3/28/2014
Entity owners
- Elizabeth M. Shabaker Revocable Trust U/A Dtd 07/19/2013 · Shareholderdirect · owns 50% to 75%
- Remington Revocable Trust U/A Dtd 3/28/2014 · Shareholderdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Phoenix, Az · principal | 8 | 2 | 3 | ||
| Dallas, Tx | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026Kirksey, Jennifer, Wagoner (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2023-07-26 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 31, 2026SHABAKER, ELIZABETH, MOLLIE (TRUSTEE) left Schedule A between the filings of 2023-07-26 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 31, 2026RAMEY, ROYCE, CREIGHTON (CO-CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2023-07-26 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 17.0 to 26.0 (+53.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1050 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 96% percentile
- RAUM up 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,239,087,574 to $1,810,752,988 (+46.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +17.0% (1297 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 1,442 to 1,678Dec 18, 2025 to Mar 31, 2026
- Advisory employees · 13 to 14Dec 18, 2025 to Mar 31, 2026
- Charity clients · 29 to 25Dec 18, 2025 to Mar 31, 2026
- HNW clients · 267 to 310Dec 18, 2025 to Mar 31, 2026
- Individual clients · 185 to 156Dec 18, 2025 to Mar 31, 2026
- Pension plan clients · 34 to 5Dec 18, 2025 to Mar 31, 2026
- Assets in custody · $135M to $211MDec 18, 2025 to Mar 31, 2026
- Employees · 17 to 26Dec 18, 2025 to Mar 31, 2026
- State-registered IARs · 10 to 8Dec 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.1B to $1.5BDec 18, 2025 to Mar 31, 2026
- HNW RAUM · $956M to $1.4BDec 18, 2025 to Mar 31, 2026
- Individual RAUM · $83.1M to $89.8MDec 18, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $188M to $301MDec 18, 2025 to Mar 31, 2026
- Pension RAUM · $19.8M to $24.4MDec 18, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.8BDec 18, 2025 to Mar 31, 2026
- Other offices · 2 to 1Oct 15, 2025 to Dec 18, 2025
- Financial planning clients · More than 500 to More than 500Jun 10, 2025 to Jul 9, 2025
- Other offices · 1 to 2Jun 10, 2025 to Jul 9, 2025
- Accounts · 15,605 to 1,442Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 12 to 13Mar 29, 2024 to Mar 31, 2025
- Charity clients · 23 to 29Mar 29, 2024 to Mar 31, 2025
- Corporate clients · 20 to 25Mar 29, 2024 to Mar 31, 2025
- HNW clients · 238 to 267Mar 29, 2024 to Mar 31, 2025
- Individual clients · 176 to 185Mar 29, 2024 to Mar 31, 2025
- Pension plan clients · 28 to 34Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $82.7M to $135MMar 29, 2024 to Mar 31, 2025
- Employees · 15 to 17Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to More than 500Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $836M to $1.1BMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $695M to $956MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $68.2M to $83.1MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $64.4M to $188MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $21.5M to $19.8MMar 29, 2024 to Mar 31, 2025
- RAUM · $900M to $1.2BMar 29, 2024 to Mar 31, 2025
- Accounts · 1,250 to 15,605Jul 27, 2023 to Mar 29, 2024
- Advisory employees · 10 to 12Jul 27, 2023 to Mar 29, 2024
- Charity clients · 21 to 23Jul 27, 2023 to Mar 29, 2024
- Corporate clients · 17 to 20Jul 27, 2023 to Mar 29, 2024
- HNW clients · 231 to 238Jul 27, 2023 to Mar 29, 2024
- Individual clients · 172 to 176Jul 27, 2023 to Mar 29, 2024
Signals
20 dated events
- Bailey Edward Yates left Versant Capital Management, Inc. for Beacon Pointe Advisors, Llc (registered 2026-08-25)Jul 23, 2026 · Advisor changed firm · fact
- Versant Capital Management, Inc. reported RAUM $1.8B, up 46% from $1.2B (2025-12-18 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Austin David Anthony left Versant Capital Management, Inc. for Creative Planning (registered 2026-01-05)Jan 6, 2026 · Advisor changed firm · fact
- Brent Pressentin left Versant Capital Management, Inc. for Calamos Advisors Llc (registered 2025-10-10)Oct 9, 2025 · Advisor changed firm · fact
- Sarah Rose Szczublewski left Versant Capital Management, Inc. for Umb Private Wealth Management, Llc (registered 2026-05-12)Aug 1, 2025 · Advisor changed firm · fact
- Versant Capital Management, Inc. reported RAUM $1.2B, up 38% from $900.5M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Kyle Loren Irion left Versant Capital Management, Inc. for Focus Partners Wealth, Llc (registered 2024-11-25)Nov 8, 2024 · Advisor changed firm · fact
- Anthony Jose Calderon left Versant Capital Management, Inc. for Trajan Wealth, L.L.C. (registered 2023-11-09)Oct 24, 2023 · Advisor changed firm · fact
- Vooris Shauna Connelly (Trustee) no longer on Schedule A of Versant Capital Management, Inc. (listed 2023-03-30, absent 2023-07-26)Jul 26, 2023 · Control person left · inference
- Creighton Royce Ramey (Trustee) appeared on Schedule A of Versant Capital Management, Inc.Jul 26, 2023 · Control person joined · fact
- Lynn Aimee Williams-Ramey (Trustee) appeared on Schedule A of Versant Capital Management, Inc.Jul 26, 2023 · Control person joined · fact
- Grace Gaabucayan left Versant Capital Management, Inc. for Schwab Wealth Advisory, Inc. (registered 2023-06-07)Nov 11, 2022 · Advisor changed firm · fact
- Dominick Lawrence Deangelis left Versant Capital Management, Inc. for U.S. Bancorp Advisors, Llc (registered 2023-02-08)Nov 11, 2022 · Advisor changed firm · fact
- Logan Patrick Robertson left Versant Capital Management, Inc. for Beacon Pointe Advisors, Llc (registered 2023-04-11)Nov 9, 2022 · Advisor changed firm · fact
- Megan Midori Kawasaki-Mason left Versant Capital Management, Inc. for Tfo Family Office Partners (registered 2022-12-02)Nov 9, 2022 · Advisor changed firm · fact
- Matthew Harrison Miller left Versant Capital Management, Inc. for Focus Advisor Solutions, Llc (registered 2022-09-14)Jul 13, 2022 · Advisor changed firm · fact
- Sean Campbell left Versant Capital Management, Inc. for Schwab Wealth Advisory, Inc. (registered 2022-08-08)Jun 13, 2022 · Advisor changed firm · fact
- Larissa Kristine Grantham left Versant Capital Management, Inc. for Creative Planning (registered 2023-08-29)Apr 12, 2022 · Advisor changed firm · fact
- Brian Terrence Poe left Versant Capital Management, Inc. for Tfo Family Office Partners (registered 2022-03-23)Feb 17, 2022 · Advisor changed firm · fact
- Versant Capital Management, Inc. reported RAUM $909.3M, up 46% from $623.6M (2017-12-15 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- connected@versantcm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 602-635-3760reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 972-634-0980reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/VERSANT-CAPITAL-MANAGEMENT-INC-reportedpublic record, Form ADV, Sep 17, 2026
- Website
- VERSANTCM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 602-635-3760reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- versantcm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- versantcm.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $165Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026