DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• W•••••
Legal name C•••••••• W•••••• L••
Latest filing Jan 13, 2026
First filing on the tape Jul 28, 2022 · 29 filings
SEC status approved since Aug 31, 2022
RAUM
$20.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$20.7M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$5.2M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$20.7M as of Jan 13, 2026
Jan 2, 2025$10.0M then
HNW client RAUM$20.1M as of Jan 13, 2026
Jan 2, 2025$10.0M then
State-registered IARs (5.B.3)4 as of Jan 13, 2026
Jan 16, 20232 then
Employees (5.A)10 as of Jan 13, 2026
Jan 16, 20232 then
Private funds: no history
RAUM +107% over the last fiscal yearIARs 3 to 4offices 0 to 4
Practice profile
derived from the filing of Jan 13, 2026; every figure names its basis
- RAUM per advisor
- $5.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $369,879derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +107%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$20.1M97%
- Individuals$592,0712.9%
- Individual clients
- n/areported
- HNW clients
- 10reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 56reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•• Z••••••Certified Financial Planner | Mount Juliet, Tn | Sep 23, 2021 | 10 y | 0 |
| B•••••• C•••Certified Financial Planner | Denver, Co | Jun 26, 2023 | 13 y | 0 |
| A••••• S•••• B•••••Certified Financial Planner | Youngville, Nc | May 6, 2025 | 21 y | 3 |
| K•••••••• N••••• P•••••••Certified Financial Planner | Mount Juliet, Tn | Aug 20, 2026 | 13 y | 6 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- C••••••• M•••• R••••• to T••••• P••••••• P•••••••Sep 1, 2025 · RIA to a state-registered adviser
- R••••• P••••• H•••••• to T••••••• A••••••• S•••••••• L••Dec 20, 2024 · Other
- C••••••• M•••• R••••• to E•••••••Apr 17, 2023 · Other
Joined, latest
- K•••••••• N••••• P••••••• from M••••• G••••• A••••••• I•••Aug 20, 2026 · RIA to RIA
- C••••••• M•••• R••••• from E•••••••Aug 5, 2025 · RIA to RIA
- A••••• S•••• B••••• from H••••••••• F••••••••May 6, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Z••••••• J••••• J••• · Investment Adviser Representativecontrolsince 07/2021 · owns 75% or more
- H••••••• K•••••••• M•••••• · Chief Compliance Officersince 07/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mount Juliet, Tn | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 24 to 56Aug 5, 2025 to Jan 13, 2026
- HNW clients · unset to 10.0Aug 5, 2025 to Jan 13, 2026
- Employees · 6 to 10Aug 5, 2025 to Jan 13, 2026
- Financial planning clients · 101-250 to 251-500Aug 5, 2025 to Jan 13, 2026
- Other offices · 0 to 4Aug 5, 2025 to Jan 13, 2026
- Discretionary RAUM · $10.0M to $20.7MAug 5, 2025 to Jan 13, 2026
- HNW RAUM · $10.0M to $20.1MAug 5, 2025 to Jan 13, 2026
- Individual RAUM · unset to 592071.0Aug 5, 2025 to Jan 13, 2026
- RAUM · $10.0M to $20.7MAug 5, 2025 to Jan 13, 2026
- Advisory employees · 3 to 4Jul 11, 2025 to Aug 5, 2025
- Employees · 5 to 6Jul 11, 2025 to Aug 5, 2025
- State-registered IARs · 3 to 4Jul 11, 2025 to Aug 5, 2025
- Financial planning clients · 101-250 to 101-250Jan 2, 2025 to Jul 11, 2025
- Accounts · unset to 24.0Nov 26, 2024 to Jan 2, 2025
- Advisory employees · 4 to 3Nov 26, 2024 to Jan 2, 2025
- Employees · 8 to 5Nov 26, 2024 to Jan 2, 2025
- HQ city · unset to Nov 26, 2024 to Jan 2, 2025
- HQ state · unset to Nov 26, 2024 to Jan 2, 2025
- State-registered IARs · 4 to 3Nov 26, 2024 to Jan 2, 2025
- Discretionary RAUM · unset to 10000000.0Nov 26, 2024 to Jan 2, 2025
- HNW RAUM · unset to 10000000.0Nov 26, 2024 to Jan 2, 2025
- Non-discretionary RAUM · unset to 0.0Nov 26, 2024 to Jan 2, 2025
- RAUM · unset to 10000000.0Nov 26, 2024 to Jan 2, 2025
- Advisory employees · 3 to 4Mar 7, 2024 to Aug 13, 2024
- Employees · 4 to 8Mar 7, 2024 to Aug 13, 2024
- State-registered IARs · 3 to 4Mar 7, 2024 to Aug 13, 2024
- Advisory activities · 1 to 2Jan 12, 2024 to Mar 7, 2024
- Advisory employees · 2 to 3Jan 5, 2024 to Jan 12, 2024
- State-registered IARs · 2 to 3Jan 5, 2024 to Jan 12, 2024
- Financial planning clients · 26-50 to 101-250Dec 6, 2023 to Jan 5, 2024
- Employees · 3 to 4Sep 15, 2023 to Dec 6, 2023
- Employees · 2 to 3Mar 3, 2023 to Jul 25, 2023
- Financial planning clients · 1-10 to 26-50Oct 10, 2022 to Jan 16, 2023
- Advisory employees · 1 to 2Aug 8, 2022 to Sep 19, 2022
- Employees · 1 to 2Aug 8, 2022 to Sep 19, 2022
- State-registered IARs · 1 to 2Aug 8, 2022 to Sep 19, 2022
- Legal name · LIVE, LEARN, PLAN, LLC to C•••••••• W•••••• L••Sep 19, 2022 to Sep 19, 2022
Signals
4 dated events
- C••••••• M•••• R••••• left C•••••••• W••••• for T••••• P••••••• P••••••• (registered 2026-01-13)Sep 1, 2025 · Advisor changed firm · fact
- R••••• P••••• H•••••• left C•••••••• W••••• for T••••••• A••••••• S•••••••• L•• (registered 2025-01-06)Dec 20, 2024 · Advisor changed firm · fact
- C••••••• M•••• R••••• left C•••••••• W••••• for Ellevest (registered 2023-05-12)Apr 17, 2023 · Advisor changed firm · fact
- C•••••••• W••••• filed its initial SEC registration (Form ADV)Jul 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- childfreewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 662-222-1227reportedpublic record, Form ADV, Jan 13, 2026
- Team page
- childfreewealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026